Form 3 is a new form that was recently released by the IRS. This form is used to report certain information related to foreign financial assets and income. There are a number of changes in this year's form, so it's important to understand how to complete it correctly. In this blog post, we'll provide an overview of Form 3 and explain how to correctly fill out each section. We'll also highlight some key changes from last year's form. So, if you have any foreign financial assets or income, be sure to read this post!
| Question | Answer |
|---|---|
| Form Name | Form 3 |
| Form Length | 2 pages |
| Fillable? | No |
| Fillable fields | 0 |
| Avg. time to fill out | 30 sec |
| Other names | what is form 3 of united states securities commission, you form 3 pdf, form sec 3 download, form 3 filing |
You may not send a completed printout of this form to the SEC to satisfy a filing obligation. submitting the information required by this form to the SEC in electronic format online at
You can only satisfy an SEC filing obligation by https://www.onlineforms.edgarfiling.sec.gov.
FORM 3
(Print or Type Responses)
UNITEDSTATESSECURITIESANDEXCHANGECOMMISSION
Washington, D.C. 20549
Form 3
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
OMB APPROVAL
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March 31, 2015 |
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1. Name and Address of Reporting Person* |
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2. Date of Event |
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3. Issuer Name and Ticker or Trading Symbol |
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Requiring Statement |
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(Month/Day/Year) |
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(Last) |
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4. Relationship of Reporting Person(s) to Issuer |
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If Amendment, Date |
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Original Filed (Month/Day/ |
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(Check |
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Year) |
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Director |
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10% Owner |
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Officer (give |
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(Street) |
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Individual or Joint/Group |
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title below) |
below) |
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Filing (Check Applicable Line) |
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__Form filed by One Reporting Person |
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__Form filed by More than One ReportingPerson |
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Table I — NonDerivative Securities Beneficially Owned |
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1. Title of Security |
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Amount of Securities |
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Ownership |
4. Nature of Indirect Beneficial Ownership |
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(Instr. 4) |
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Beneficially Owned |
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Form: Direct |
(Instr. 5) |
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(Instr. 4) |
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(D) or Indirect |
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(I) (Instr. 5) |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, SEE Instruction 5(b)(v).
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
(Over) SEC 1473
FORM 3 (continued) |
Table II — Derivative Securities Beneficially Owned ( E.G., puts, calls, warrants, options, convertible securities) |
1.Title of Derivative Security (Instr. 4)
2. Date Exer- |
3. Title and Amount of Securities Underlying |
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cisable and |
Derivative Security |
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Expiration |
(Instr. 4) |
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Date |
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Date |
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Amount |
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or |
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Number |
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cisable |
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of |
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Shares |
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4.Conver- sion or Exercise Price of Deri- vative Security
5.Owner- ship Form of Deriv- ative Security: Direct
(D)or
Indirect
(Instr. 5)
6.Nature of Indirect Beneficial Ownership (Instr. 5)
Explanation of Responses:
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. |
**Signature of Reporting Person |
Date |
SEE 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
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Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, |
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SEE Instruction 6 for procedure. |
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Potential persons who are to respond to the collection of information contained in this form are not |
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required to respond unless the form displays a currently valid OMB Number. |
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