How to Fill Out Form OPNAV 5500

Form OPNAV 5500 at a glance

What it is: The Electronic Spillage Action Form (ESAF) is to be completed by affected commands.

Where and when to file: Submit to ESC at nnwc_spillages@navy.mil; if NNPI, TS, or SCI, submit via SIPR at nnwc_spillages@navy.smil.mil.

A filled-in Form OPNAV 5500 example: a command reports an email spillage

Form OPNAV 5500 example filled out, example: a command reports an email spillage
A command security manager reports an electronic spillage on Form OPNAV 5500/13. Secret information reached an unclassified network by email at 0930 local time and was discovered at 1405 local time. The picture shows page 1, and its names and figures are sample values. NNWC ES Center SITREP # is left blank because no SITREP was established. If yes, provide new subject is left blank because the subject did not change. Nothing goes in Functional Account and Functional Mailbox because no functional account was involved. Non-Government Assets Involved is left blank because no workstations outside the Navy were affected. OCA Classification Determination and PI Completion are left blank because the originating command has not yet completed Section 3.

How to fill out Form OPNAV 5500, box by box

NNWC ES Center SITREP #, and the dates and times the ES occurred, was discovered and was reported

Form OPNAV 5500 example filled out, nNWC ES Center SITREP #, and the dates and times the ES occurred, was discovered and was reported

Section 1: Initial Information is to be completed by Command Security Manager.

Enter the NNWC ES Center SITREP # if established.

Enter the date and time the ES occurred (Block 1), was discovered (Block 2) and was reported (Block 3), expressed as DD/MMM/YYYY and local time.

Classification Level of Information, Originator of ES and Method of Transfer

Form OPNAV 5500 example filled out, classification Level of Information, Originator of ES and Method of Transfer

Block 4: the classification the information was received as or the classification the information should be.

Block 5: provide the Plain Language Address (PLA) of originating command, if possible; if PLA is unknown, provide common command name; provide originating individual of ES, if possible.

Block 6: provide how the ES was transferred to/from workstation. For a naval message, provide the DTG of the naval message; Web Posting and Chat are also possible methods.

Block 6: Portable Media is defined as: CD-ROM, Floppy Disk, Thumb Drive, Memory Stick, Flash Drive, Portable Hard Disk Drive. Keyboard Generated is defined as: Scanned, Locally typed information saved to a drive.

Subject of Information, Did Subject Change, File Name and Classification of Affected Network

Form OPNAV 5500 example filled out, subject of Information, Did Subject Change, File Name and Classification of Affected Network

Block 7: if a single file, provide the subject of the file; if an email, provide the email subject line; if a naval message, provide the subject line only. Block 8: if the subject changed, provide the new subject information.

Block 9: provide all file names and file types involved. Block 10: provide the classification of the network the ES was presented to. Block 11: provide the list of all commands as a PLA, if possible; if PLA is unknown, provide common command name.

ES Reported by and Reporting Command Information

Form OPNAV 5500 example filled out, eS Reported by and Reporting Command Information

Block 12: provide the name, position and phone number of the reporting individual.

Block 13: provide the first and last name of the CSM at reporting command. Block 14: provide 10 digit number. Block 15: provide email address.

Block 16: provide the common name of command. Block 17: provide the full PLA of command. Block 18: provide the local address of command. Block 19: provide a yes or no answer.

Block 20: the IAM at reporting command, first and last name. Block 21: 10 digit number. Block 22: email address.

Event Description and Command Operational Impact

Form OPNAV 5500 example filled out, event Description and Command Operational Impact

Section 2: Electronic Spillage Information is to be completed by Information Assurance Manager.

Block 23: provide command view point of how ES occurred.

Block 24: provide description of how this ES may impact command status.

Affected Network Type and Domain Name, Workstations and Users Affected

Form OPNAV 5500 example filled out, affected Network Type and Domain Name, Workstations and Users Affected

Block 25: provide the network the ES occurred on and the domain name of the network.

Block 26: how many workstations affected by ES. Block 27: how many users affected by ES.

Email Addresses of Originator and Recipients, NMCI Assets, Information Printed and Information Saved

Form OPNAV 5500 example filled out, email Addresses of Originator and Recipients, NMCI Assets, Information Printed and Information Saved

Block 28: list originator and all recipients of the email causing the ES. Block 29: provide the following information for NMCI Assets Only; PED is defined as a Portable Electronic Device. Block 30: provide the server name of the printer and path to the printer. Block 31: provide the server name and path to location saved.

Public Folder Affected and Date/Time Information Placed in Folder

Form OPNAV 5500 example filled out, public Folder Affected and Date/Time Information Placed in Folder

Block 32: provide the server name and path to the public folder.

Block 33: date and time, expressed as DD/MMM/YYYY and local time.

Functional Account and Functional Mailbox

Form OPNAV 5500 example filled out, functional Account and Functional Mailbox

Block 34: Functional account is defined as a single login workstation with multiple users attached. Block 35: provide the users associated with this account.

Block 36: Functional mailbox is defined as single email address associated with the functional account. Block 37: provide the users associated with this account.

Non-Government Assets, OCA Classification Determination and PI Completion

Form OPNAV 5500 example filled out, non-Government Assets, OCA Classification Determination and PI Completion

Block 38: describe the mitigation efforts for those workstations affected outside the Navy.

Section 3: Electronic Spillage Information is to be completed by Originating Command.

Block 39: OCA Classification Determination Date/Time, expressed as DD/MMM/YYYY and local time. Block 40: PI Completion Date/Time, expressed as DD/MMM/YYYY and local time.

Common questions about Form OPNAV 5500

Where do I file it?

Submit to ESC at nnwc_spillages@navy.mil; if NNPI, TS, or SCI, submit via SIPR at nnwc_spillages@navy.smil.mil.

Sources

[1] Form OPNAV 5500/13 (Nov 2008), Electronic Spillage Action Form (ESAF) (the Official source link on this page).

Form Opnav 5500 13 PDF Details

In an era where digital data flows seamlessly across networks, safeguarding classified and sensitive information stands as a paramount concern for national security. Within this context, the OPNAV 5500/13 form, or the Electronic Spillage Action Form (ESAF), plays a crucial role. Issued by COMNAVNETWARCOM in November 2008, it serves as a procedural guideline for reporting and mitigating occurrences of electronic spillage—the unauthorized exposure of classified or controlled unclassified information within non-secure digital environments. The form is designed to be filled out by affected commands and covers extensive ground, from initial information about the spillage event, including details such as the date, time, subject, and classification level of the information compromised, to comprehensive electronic spillage information managed by the Information Assurance Manager. In addition to detailing the affected networks, user impact, and mitigation efforts, the document underscores the importance of immediate and thorough responses to electronic spillages, ensuring that affected commands take necessary steps to contain and rectify the situation, thus protecting the integrity of sensitive data and maintaining operational security.

QuestionAnswer
Form NameForm Opnav 5500 13
Form Length4 pages
Fillable?No
Fillable fields0
Avg. time to fill out1 min
Other namesopnav 5500 13, COMNAVNETWARCOM, electronic spillage action form, MMM