Form Tceq 10516 PDF Details

The TCEQ 10516 form, officially recognized as the Application for Sale, Transfer, or Merger of a Retail Public Utility, serves a critical function within the regulatory landscape of Texas' utility services. This comprehensive document outlines the procedural requirements and information necessary for the legal reallocation of control over water and sewer systems among service providers. Its contents span a wide range of obligations, from identification data of the current service provider (transferor) and the acquiring entity (transferee) to detailed financial statements such as historical balance sheets and projected financial outlooks. Importantly, it addresses the legal framework involving the Texas Comptroller of Public Accounts, ensuring compliance with state financial regulations. The form further delves into specific details regarding the physical utility systems involved, the associated franchise agreements, and consent letters from relevant municipalities or districts. A notable emphasis is also placed on ensuring transparency and accountability towards affected customers and neighboring entities through mandatory notices. Additionally, the form requires solemn declarations from both the seller and purchaser, underscoring the seriousness of the transaction. Through its structured inquiries, the TCEQ 10516 form facilitates a thorough scrutiny to safeguard public interest, service quality, and financial integrity in the transfer, sale, or merger of utility operations, positioning it as an indispensable tool in maintaining the state's utility regulatory standards.

QuestionAnswer
Form NameForm Tceq 10516
Form Length22 pages
Fillable?No
Fillable fields0
Avg. time to fill out5 min 30 sec
Other names10516 tceq sell a ccn form

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APPLICATION FOR SALE, TRANSFER,

OR MERGER OF A RETAIL PUBLIC UTILITY

TABLE OF CONTENTS

 

Application For Sale, Transfer Or Merger Of A Retail Public Utility

2

Information That Apply To The Transferor (Current Service Provider Or Seller)

2

Information That Apply To The Transferee Or Purchaser

3

Texas Comptroller Of Public Accounts

4

Information That Apply To More Than Two Parties Involved In This Transaction

5

Historical Balance Sheets

8

Historical Income Statement

9

Historical Expenses Statement

10

Projected Balance Sheets

11

Projected Income Statement

12

Projected Income Statement Conerning General/Administrative Expenses

13

Projected Sources And Uses Of Cash Statements

14

Information That Apply To The Physically Distinct System Being Transferred Or Acquired

15

Information That Apply To The Franchise Agreement Or Consent Letter From The City Or District

15

Oath For Seller Or Former Service Provider

17

Oath For Purchaser Or Acquiring Entity

18

Notice To Current Customers, Neighboring Systems And Cities

19

Notice To Current Customers, Neighboring Systems, Landowner And Cities

21

TCEQ-10516 (Rev 09/2012)

Page 1 of 22

APPLICATION FOR SALE, TRANSFER,

OR MERGER OF A RETAIL PUBLIC UTILITY

*RN#

*CN# *If known (See instructions)

1. Proposed action of application (check all the boxes that apply):

Sale of

All

Portion

of the

Water system(s) under CCN No.:

Acquisition

 

 

 

Sewer system(s) under CCN No.:

Lease/Rental

 

 

 

 

Transfer of

 

All

 

Portion of the

 

 

 

Certificated water service area – CCN No.:

 

 

 

 

 

 

 

 

Certificated sewer service area – CCN No.:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

If only a portion of a system or certificated service area is affected by this transaction, please specify the areas or subdivision involved:

and to:

Obtain a CCN for the transferee (purchaser) – indicate if purchaser will take the seller’s CCN

Amend the transferee’s CCN No.:

Merge or consolidate public utilities Cancel CCN of the transferor (seller)

2.Proposed effective date of this transaction:

(Must be at least 120 days after proper notice is provided)

QUESTIONS 3 THROUGH 5 APPLY TO THE TRANSFEROR

(CURRENT SERVICE PROVIDER OR SELLER)

3.For the current CCN holder or service provider please indicate:

A. Name:

who is a(n):of Individual

(Individual, Corporation or Other Legal Entity)

Corporation WSC HOA or POA Other

B. Utility Name (if different than above):

Address:

 

Telephone: (AC)

 

C.Contact person. Please provide information about the person to be contacted regarding this application. Indicate if this person is the owner, operator, engineer, attorney or accountant.

Name:

 

Title:

 

Address:

 

Telephone: (AC)

 

Fax:

 

Email:

 

TCEQ-10516 (Rev 09/2012)

Page 2 of 22

4.About the last rate increase for the system or facilities being transferred:

A.What was the effective date of the last rate increase?

B.Was notice of this increase provided to the Texas Commission on Environmental Quality or it predecessors?

No Yes- Application/Docket Number: Date

5.Please provide a list of all customers affected by this transaction who have deposits held by the transferor or seller utility, if any, and include the following information (attach additional sheets if necessary):

 

Name and Address of Utility Customer

Date of

 

Amount of

Amount of Unpaid

 

 

Deposit

 

Deposit

Interest on Deposit

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Within 30 days of the actual transaction date, and prior to the transfer of the certificate by the TCEQ, the seller must provide proof to the Commission that these customer deposits were returned to the customers or transferred to the purchasing utility. Proof should include a sworn affidavit.

QUESTIONS 6 THROUGH 16 REFER TO

 

THE TRANSFEREE OR PURCHASER

6.For the person or entity acquiring the facilities and/or CCN:

Applicant:

(Individual, Corporation, or Other Legal Entity)

Utility Name:

(If different than above)

Utility Address:

Fax:

Email:

Telephone (AC):

CCN Numbers held prior to the filing of this application:

7.Check the appropriate box and provide information regarding the legal status of the transferee applicant:

Individual

Home or Property Owners Association

Partnership; attach copy of partnership agreement

Corporation; provide charter number as recorded with the Office of the Secretary of State for for Texas: Non-profit, member-owned, member-controlled Cooperative Corporation (Article 1434(a) Water

Supply or Sewer Service Corporation); provide charter number:

Municipally-owned utility

District (MUD, SUD, WCID, etc.)

County

Other (please explain):

TCEQ-10516 (Rev 09/2012)

Page 3 of 22

8.If the applicant is an INDIVIDUAL or sole proprietorship, provide the following information. If not, skip to the next question.

Name:

 

 

 

Email

 

Address

 

 

 

 

 

Telephone (AC):

 

Fax (AC):

 

 

9.If the applicant is other than an INDIVIDUAL provide the following information regarding the officers or partners of the legal entity applying for the transfer. You must complete either question 8 or question 9, whichever applies to the transferee applicant.

•Name:

 

 

Telephone (AC):

 

Address:

 

 

 

 

Position:

 

Ownership % (if applicable):

 

 

 

 

 

•Name:

 

 

Telephone (AC):

 

Address:

 

 

 

 

Position:

 

Ownership % (if applicable):

 

 

 

 

 

•Name:

 

 

Telephone (AC):

 

Address:

 

 

 

 

Position:

 

Ownership % (if applicable):

 

 

 

 

 

•Name:

 

 

Telephone (AC):

 

Address:

 

 

 

 

Position:

 

Ownership % (if applicable):

 

 

 

 

 

•Name:

 

 

Telephone (AC):

 

Address:

 

 

 

 

Position:

 

Ownership % (if applicable):

 

•Name:

Address:

Position:

Telephone (AC):

Ownership % (if applicable):

-Attach additional sheet(s) if necessary –

Important: • If the applicant is a for-profit corporation, please provide a copy of the corporation's "Certification of Account Status" from the State Comptroller Office. This "Certification of Account Status" can be obtained from:

Texas Comptroller of Public Accounts

P. O. Box 13528, Capitol Station

Austin, Texas 78711

1-800-252-5555

If the applicant is an Article 1434a water supply or sewer service corporation or other non- profit corporation, please provide a copy of the Articles of Incorporation and By-Laws.

TCEQ-10516 (Rev 09/2012)

Page 4 of 22

10.Contact person. Please provide information about the person to be contacted regarding this application.

Indicate if this person is the owner, operator, engineer, attorney or accountant.

Name: Title:

Address:

Telephone (AC):

Fax #

 

 

Email

 

Relationship to the applicant:

 

 

 

IF THERE ARE MORE THAN TWO PARTIES INVOLVED IN THIS

TRANSACTION, PLEASE ATTACH SHEETS PROVIDING

THE INFORMATION REQUIRED IN QUESTION 6 THROUGH QUESTION 10 FOR EACH PARTY

11.Please respond to each of the following questions. Attach additional sheets if necessary.

A.Describe the experience and qualifications of the applicant to provide adequate utility service to the requested area

B.Has the applicant acquiring the CCN or facilities or an affiliated interest of the applicant been under enforcement action by the TCEQ, Texas Department of Health (TDH), the Office of the Attorney General (OAG) or the Environmental Protection Agency (EPA) in the past for noncompliance with

rules, orders or State Statutes?

 

Yes

 

No

 

 

 

 

 

If yes, please attach copies of any correspondence with these regulatory agencies concerning these enforcement actions and describe any actions and efforts to comply with those requirements. Attach additional sheets if needed.

C.Describe the source and availability of funds required to make the planned or required improvements, if any, to meet minimum requirements of the TCEQ and ensure continuous and adequate service.

D.Describe the anticipated impact of this transaction on the quality of utility service and explain any anticipated changes in the quality of service.

E.How will the transaction serve the public interest?

TCEQ-10516 (Rev 09/2012)

Page 5 of 22

12.Please describe the nature of the proposed transaction:

13.If the transferee applicant is an Investor Owned Utility (IOU) and will be under the rate jurisdiction of the TCEQ, please provide the following information. Water supply or sewer service corporations and political subdivisions of the state should mark this section N/A:

A.• Total Purchase Price:

• Total Original Cost (as recorded on books of seller or merging entity):

Accumulated Depreciation as of the proposed effective date of the transaction:

Contributions in Aid of Construction:

- Specific surcharges approved by TCEQ: - Revenues from explicit customer agreements:

- Developer Contributions (please explain):

- Other Contributions (please explain):

Total Contributions in Aid of Construction

• Net Book Value:

If the Original Cost or any of the above items has been established in a rate case proceeding by the PUC, the TWC or the TCEQ, please provide the Application/Docket Number and date:

Application/Docket Number: Date:

If the applicant is not under the rate jurisdiction of the TCEQ, only the purchase price and information related to Contributions in Aid of Construction is required.

B.Please provide any other information concerning the nature of the transaction you believe should be given consideration if not explained elsewhere in the application.

[attach additional sheet(s) if necessary]:

TCEQ-10516 (Rev 09/2012)

Page 6 of 22

C.Complete the following proposed entries listed below as shown in books of purchasing (or surviving) company. Additional entries may be made; the following are suggested only, and not

intended to pose descriptive limitations.

Utility Plant in Service: Plant Acquisition Adjustment: Extraordinary Loss on Purchase:

Accumulated Depreciation of Plant:

Cash:

Notes Payable:

Mortgage Payable: Others (please list):

As the purchaser, I understand that it is my responsibility in any future rate proceeding to provide written evidence and support for the original cost and installation date of all facilities used and useful for providing utility service.

Purchaser’s Initials: Date:

14.Please indicate the proposed effect of this transaction on the rates to be charged to the affected customers:

All the customers will be charged the same rates as they were charged before the transaction.

Some All customers will be charged different rates than they were charged before the transaction.

If rates are changing, please explain:

Applicant is an IOU and intends to file with the Commission or municipal regulatory authority an application to change rates of some/all of its customers as a result of this transaction. If so, please explain:

Other. Please explain:

15.List all neighboring water and /or sewer utilities, cities, and political subdivisions providing the same service within two (2) miles of area affected by this proposed transaction. This information should be available from the water utility database (WUD) or Applicant’s licensed water operator.

TCEQ-10516 (Rev 09/2012)

Page 7 of 22

16. Financial, Managerial and Technical information for the acquiring entity.

HISTORICAL BALANCE SHEETS

CURRENT A-1 YEAR A-2 YEAR A-3 YEAR A-4 YEAR A-5 YEAR

YEAR (A)

CURRENT ASSETS

Cash

Accounts Receivable

Inventories

Income Tax Receivable

Other

Total

FIXED ASSETS

Land

Collection/Distribution System

Buildings

Equipment

Other

Less: Accum. Depreciation or Reserves

Total

TOTAL ASSETS

CURRENT LIABILITIES

Accounts Payable

Notes Payable, Current

Accrued Expenses

Other

TOTAL

LONGTERM LIABILITIES

Notes Payable, Long-term

Other

TOTAL LIABILITIES

OWNER'S EQUITY

Paid in Capital

Retained Equity

Other

Current Period Profit or Loss

TOTAL OWNER'S EQUITY

TOTAL LIABILITIES AND EQUITY

WORKING CAPITAL

CURRENT RATIO

DEBT TO EQUITY RATIO EQUITY

TO TOTAL ASSETS

TCEQ-10516 (Rev 09/2012)

Page 8 of 22

HISTORICAL INCOME STATEMENT

CURRENT A-1 YEAR A-2 YEAR A-3 YEAR A-4 YEAR A-5 YEAR

YEAR (A)

METER NUMBER

Existing Number of Taps

New Taps Per Year

Total Meters at Year End

METER REVENUE

Fees Per Meter

Cost Per Meter

Operating Revenue Per Meter

GROSS WATER REVENUE

Fees

Other

Gross Income

OPERATING EXPENSES

General & Administrative

Interest

Other

NET INCOME

TCEQ-10516 (Rev 09/2012)

Page 9 of 22

HISTORICAL EXPENSES STATEMENT

CURRENT A-1 YEAR A-2 YEAR A-3 YEAR A-4 YEAR A-5 YEAR

YEAR (A)

GENERAL/ADMINISTRATIVE

EXPENSES

Salaries

Office Expense

Computer Expense

Auto Expense

Insurance Expense

Telephone Expense

Utilities Expense

Depreciation Expense

Property Taxes

Professional Fees

Other

Total

% Increase Per Year

OPERATIONAL EXPENSES

Salaries

Auto Expense

Utilities Expense

Depreciation Expense

Repair & Maintenance

Supplies

Other

Total

% Increase Per Year

ASSUMPTIONS

Interest Rate/Terms

Utility Cost/gal.

Depreciation Schedule

Other

TCEQ-10516 (Rev 09/2012)

Page 10 of 22

PROJECTED BALANCE SHEETS

START UP YEAR 1 YEAR 2 YEAR 3

YEAR 4

YEAR 5

CURRENT ASSETS

Cash

Accounts Receivable

Inventories

Income Tax Receivable

Other

Total

FIXED ASSETS

Land

Collection/Distribution System

Buildings

Equipment

Other

Less: Accum. Depreciation or Reserves

Total

TOTAL ASSETS

CURRENT LIABILITIES

Accounts Payable

Notes Payable, Current

Accrued Expenses

Other

Total

LONGTERM LIABILITIES

Notes Payable, Long-term

Other

TOTAL LIABILITIES

OWNER'S EQUITY

Paid in Capital

Retained Equity

Other

Current Period Profit or Loss

TOTAL OWNER'S EQUITY

TOTAL LIABILITIES AND EQUITY

WORKING CAPITAL

CURRENT RATIO

DEBT TO EQUITY RATIO

EQUITY TO TOTAL ASSETS

TCEQ-10516 (Rev 09/2012)

Page 11 of 22

PROJECTED INCOME STATEMENT

YEAR 1 YEAR 2

YEAR 3

YEAR 4 YEAR 5

TOTALS

METER NUMBER

Existing Number of Taps

New Taps Per Year

Total Meters at Year End

METER REVENUE

Fees Per Meter

Cost Per Meter

Operating Revenue Per Meter

GROSS WATER REVENUE

Fees

Other

Gross Income

OPERATING EXPENSES

General & Administrative

Interest

Other

NET INCOME

TCEQ-10516 (Rev 09/2012)

Page 12 of 22

PROJECTED INCOME STATEMENT

YEAR 1 YEAR 2 YEAR 3 YEAR 4 YEAR 5 TOTALS

GENERAL/ADMINISTRATIVE EXPENSES

Salaries

Office Expense

Computer Expense

Auto Expense

Insurance Expense

Telephone Expense

Utilities Expense

Depreciation Expense

Property Taxes

Professional Fees

Other

Total

% Increase Per Year

OPERATIONAL EXPENSES

Salaries

Auto Expense

Utilities Expense

Depreciation Expense

Repair & Maintenance

Supplies

Other

Total

% Increase Per Year

ASSUMPTIONS

Interest Rate/Terms

Utility Cost/gal.

Depreciation Schedule

Other

TCEQ-10516 (Rev 09/2012)

Page 13 of 22

PROJECTED SOURCES AND USES OF CASH STATEMENTS

YEAR 1 YEAR 2 YEAR 3 YEAR 4 YEAR 5 TOTALS

SOURCES OF CASH

Net Income

Depreciation (If Funded)

Loan Proceeds

Other

Total Sources

USES OF CASH

Net Loss

Principle Portion of Pmts.

Fixed Asset Purchase

Reserve

Other

Total Uses

NET CASH FLOW

DEBT SERVICE COVERAGE

Cash Available for Debt

SERVICE (CADS)

Net Income (Loss)

Depreciation, or Reserve Interest

Total

REQUIRED DEBT SERVICE (RDS)

Principle Plus Interest

DEBT SERVICE COVERAGE RATIO

CADS Divided by RDS

TCEQ-10516 (Rev 09/2012)

Page 14 of 22

If yes, indicate the number of customers within the city limits or district boundaries: Water Sewer

PLEASE ANSWER QUESTIONS 17 THROUGH 22 ON A DIFFERENT SHEET

FOR EACH PHYSICALLY DISTINCT SYSTEM BEING

TRANSFERRED OR ACQUIRED

17. A. For Water Systems. TCEQ Public Water System Identification Number:

 

 

Date of last inspection:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

B. For Wastewater Systems:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

-TCEQ Discharge Permit Number:

W Q

 

 

 

 

 

 

 

 

-

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

-Name of Permitee:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

-Date of application to transfer Discharge Permit submitted:

 

 

 

 

 

 

 

 

 

 

 

-Date of application to transfer Discharge Permit approved by TCEQ:

 

 

 

18. A. Are any improvements required to meet TCEQ standards?

 

 

 

Yes

 

 

No. If yes, please explain:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

B. Is there a moratorium on new connections?

 

Yes

 

No. If yes, please explain:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

C.Provide details of each required major capital improvement to correct the deficiencies and meet the TCEQ standards (attach additional sheets if necessary):

 

Description of the Required Improvement

Schedule to Complete

Estimated Cost

 

 

 

 

 

 

 

 

 

 

 

 

19.Does the system being transferred operate within the city limits of a municipality or within district

boundaries? Yes No

 

Attach copy of franchise agreement or consent letter from the

city

or

district.

 

 

 

 

 

 

 

 

 

 

 

20. Do you currently purchase water or sewer treatment capacity from another source?

 

 

 

Yes

 

No

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Water

 

Sewer

Purchased on a

 

Regular

 

Seasonal

 

Emergency Basis

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Source: % of total supply:

TCEQ-10516 (Rev 09/2012)

Page 15 of 22

21. List the number of existing connections to be effected by this transaction.

Water

 

Sewer

-Non Metered

-2”meter

-Residential Connection

-5/8" or 3/4" meter

-3" meter

-Commercial Connection

-1" meter

-4" meter

-Industrial Connection

-1 1/2" meter

-Other

-Other

Total Water Connections:

 

Total Sewer Connections

20.Has the system reached 85% of its capacity based on TCEQ’s minimum requirements? If yes, please explain what steps are being taken to address the capacity issues:

Yes No

23. List the name, class, and license number of the operator(s) that will be responsible for the system:

Name

Class

License#

24.Attach the following maps with each copy of the application:

a.One small scale map clearly showing affected service area with enough detail to accurately locate the area if the application is for the transfer of all or a portion of a CCN.

b.One large scale map showing the proposed service area boundaries being sold, transferred, or merged and, if available, the existing and proposed facilities. Color coding should be used to differentiate existing from proposed facilities. Facilities and service area boundaries should be shown with such exactness that they can be located on the ground. If transferring area not currently in a CCN or a portion of an existing CCN area please attach the following hard copy maps with each copy of the application:

1.A general location map delineating the proposed service area with enough detail to accurately locate the proposed area within the county.

2.A map showing only the proposed area by:

i.metes and bounds survey certified by a licensed state or registered professional land surveyor; or

ii.projectable digital data with metadata (proposed areas should be in a single record and clearly labeled, data disk should be included); or

iii.following verifiable natural and man-made landmarks, or

iv.a copy of recorded plat map with metes and bounds.

3.A written description of the proposed service area.

TCEQ-10516 (Rev 09/2012)

Page 16 of 22

OATH FOR SELLER OR FORMER SERVICE PROVIDER

STATE OF

COUNTY OF

I,

 

 

 

,being duly sworn, file this application for

 

sale, lease, rental or merger or consolidation as

 

 

 

 

(indicate relationship to applicant) that is, owner, member of partnership, title as officer of corporation, or other authorized representative of applicant); that, in such capacity, I am qualified and authorized to file and verify such application, am personally familiar with the documents filed with this application, and have complied with all the requirements contained in the application; and, that all such statements made and matters set forth therein with respect to applicant are true and correct. Statements about other parties are made on information and belief. I further state that the application is made in good faith and that this application does not duplicate any filing presently before the Commission.

I further state that I have provided to the purchaser or transferee a written disclosure statement about any contributed property as required under Section 13.301(j) and copies of any outstanding Orders of the Commission or Attorney General and have also complied with the notice requirements in Section 13.301(k) of the Water Code.

AFFIANT

(Utility’s Authorized Representative)

If the Affiant to this form is any person other than the sole owner, partner, officer of the Applicant, or its attorney, a properly verified Power of Attorney must be enclosed.

SUBSCRIBED AND SWORN TO BEFORE ME, a Notary Public in and for the State of Texas,

day of , 20 .

SEAL

NOTARY PUBLIC IN AND FOR THE

STATE OF TEXAS

PRINT OR TYPE NAME OF NOTARY

MY COMMISSION EXPIRES

One copy of this page must be submitted for each utility involved in this transaction.

TCEQ-10516 (Rev 09/2012)

Page 17 of 22

OATH FOR PURCHASER OR ACQUIRING ENTITY

STATE OF

COUNTY OF

I,

 

,being duly sworn, file this application for

sale, lease, rental or merger or consolidation as (indicate relationship to applicant) that is, owner, member of partnership, title as officer of corporation, or other authorized representative of applicant); that, in such capacity, I am qualified and authorized to file and verify such application, am personally familiar with the documents filed with this application, and have complied with all the requirements contained in the application; and, that all such statements made and matters set forth therein with respect to applicant are true and correct. Statements about other parties are made on information and belief. I further state that the application is made in good faith and that this application does not duplicate any filing presently before the Commission.

I am also authorized and do agree to be bound by and comply with any outstanding orders of the Commission or the Attorney General which have been issued to the system or facilities being acquired and recognize that I will be subject to administrative penalties or other enforcement actions if I do not comply.

AFFIANT

(Utility’s Authorized Representative)

If the Affiant to this form is any person other than the sole owner, partner, officer of the Applicant, or its attorney, a properly verified Power of Attorney must be enclosed.

Applicant represents that all other parties to this transaction have been furnished copies of this completed application.

SUBSCRIBED AND SWORN TO BEFORE ME, a Notary Public in and for the State of Texas,

day of , 20 .

SEAL

NOTARY PUBLIC IN AND FOR THE

STATE OF TEXAS

PRINT OR TYPE NAME OF NOTARY

MY COMMISSION EXPIRES

One copy of this page must be submitted for each utility involved in this transaction.

TCEQ-10516 (REV 09/2012)

Page 18 of 22

FORM A

Application No.

____________________

 

Notice to Current Customers, Neighboring Systems and Cities

‘S

(Seller’s or Transferor’s Name)

NOTICE OF INTENT TO SELL FACILITIES AND TRANSFER CERTIFICATE OF CONVENIENCE AND

NECESSITY (CCN) NO TO

 

 

 

 

 

 

(Purchaser’s or Transferee’s Name)

IN

 

 

 

COUNTY, TEXAS

 

 

 

 

 

 

 

 

 

 

 

 

To:

 

 

 

Date Notice Mailed

 

 

, 20

 

 

 

 

 

 

(Name of Customer, Neighboring System or City)

 

 

 

 

(Address)

 

 

 

 

 

 

 

 

 

 

 

 

 

City

State

Zip

 

 

 

 

 

 

 

 

 

 

 

 

Sellers or Transferors’ Name

 

Address

City/State/Zip Code

has submitted an application with the Texas Commission on Environmental Quality to sell facilities and transfer

water or sewer (please select) CCN No.

 

 

 

in

 

 

 

[County Name]

County to:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Purchasers or Transferee’s Name

 

Address

 

City/State/Zip Code

The sale is scheduled to take place as approved by the Executive Director (V.T.C.A., Water Code §13.301). The transaction and the transfer of the CCN include the following subdivision(s) and zip codes:

The area subject to this transaction is located approximately

 

 

 

miles

 

 

[direction] of

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

downtown

 

 

 

 

,[City or Town] Texas, and is generally bounded on the north by

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

;on the east by

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

;on the south by

 

 

 

 

;and on the west by

 

 

 

 

 

 

 

 

 

 

 

 

 

 

The total area being requested includes approximately

 

 

acres and serves

 

 

current customers.

This transaction will have the following effect on the current customer's rates and services:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

TCEQ-10516 (REV 09/2012)

Page 19 of 22

Affected persons may file written protests and/or request a public hearing within 30 days of this notice.

To request a hearing, you must:

(1)state your name, mailing address and daytime telephone number;

(2)state the applicant's name, application number or another recognizable reference to this application;

(3)include the statement "I/we request a public hearing”;

(4)write a brief description of how you, the persons you represent, or the public interest would be adversely affected by the proposed transaction and transfer of the CCN; and

(5)state your proposed adjustment to the application or CCN which would satisfy your concerns and cause you to withdraw your request for a hearing.

Only those persons who submit a written request to be notified of a hearing will receive notice if a hearing is scheduled. The Executive Director will issue the CCN requested in the referenced application unless a hearing is scheduled to consider the transaction. If no protests or requests for hearing are filed during the comment period, the Executive Director may issue the CCN 30 days after publication of this notice.

Persons who wish to protest or request a hearing on this application should write the: Texas Commission on Environmental Quality

Water Supply Division

Utilities and Districts Section, MC-153

P. O. Box 13087, Austin, TX 78711-3087

Se desea informacion on Espanol, puede llamar al 512-239-0200.

Utility Representative

Utility Name

TCEQ-10516 (REV 09/2012)

Page 20 of 22

FORM B

Application No.

Notice to Current Customers, Neighboring Systems, Landowner and Cities

 

S NOTICE OF INTENT TO SELL FACILITIES TO

(Seller’s or Transferor’s Name)

 

 

 

 

 

 

AND FOR

 

 

 

 

(Purchaser’s or Transferee’s Name)

 

 

 

Purchaser’s or Transferee’s Name)

TO OBTAIN OR AMEND A CERTIFICATE OF CONVENIENCE AND NECESSITY (CCN) IN COUNTY, TEXAS

To:

 

 

 

 

 

Date Notice Mailed

 

 

 

, 20

 

(Name of Customer, Neighboring System, Landowner or City)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(Address)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

City

State

Zip

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Sellers or Transferors’ Name

 

Address

City/State/Zip Code

has submitted an application with the Texas Commission on Environmental Quality to sell water or sewer (please

select) Facilities in

 

 

 

[County Name] County to:

 

 

 

 

 

 

Purchasers or Transferee’s Name

Address

City/State/Zip Code

The transferee has also requested to obtain/amend a CCN in this application. The sale is scheduled to take place as approved by the Executive Director (V.T.C.A., Water Code §13.301). The transaction and the proposed service area include the following subdivision(s) and zip codes:

The area subject to this transaction is located approximately

 

 

 

miles

 

 

[direction] of

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

downtown

 

 

 

 

,[City or Town] Texas, and is generally bounded on the north by

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

;on the east by

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

;on the south by

 

 

 

 

;and on the west by

 

 

 

 

 

 

 

 

 

 

 

 

 

 

The total area being requested includes approximately

 

 

acres and serves

 

 

current customers.

This transaction will have the following effect on the current customer's rates and services:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

TCEQ-10516 (REV 09/2012)

Page 21 of 22

Affected persons may file written protests and/or request a public hearing within 30 days of this notice.

To request a hearing, you must:

(1)state your name, mailing address and daytime telephone number;

(2)state the applicant's name, application number or another recognizable reference to this application;

(3)include the statement "I/we request a public hearing”;

(4)write a brief description of how you, the persons you represent, or the public interest would be adversely

affected by the proposed transaction and transfer of the CCN; and

(5)state your proposed adjustment to the application or CCN which would satisfy your concerns and cause you to withdraw your request for a hearing.

Only those persons who submit a written request to be notified of a hearing will receive notice if a hearing is scheduled. The Executive Director will issue the CCN requested in the referenced application unless a hearing is scheduled to consider the transaction. If no protests or requests for hearing are filed during the comment period, the Executive Director may issue the CCN 30 days after publication of this notice.

Persons who wish to protest or request a hearing on this application should write the:

Texas Commission on Environmental Quality

Water Supply Division

Utilities and Districts Section, MC-153

P. O. Box 13087, Austin, TX 78711-3087

Se desea informacion on Espanol, puede llamar al 512-239-0200.

Utility Representative

Utility Name

TCEQ-10516 (REV 09/2012)

Page 22 of 22

How to Edit Form Tceq 10516 Online for Free

Handling PDF forms online is easy with our PDF tool. Anyone can fill out Form Tceq 10516 here effortlessly. The tool is constantly upgraded by us, acquiring useful features and becoming more convenient. Starting is simple! All you should do is take the following simple steps down below:

Step 1: Firstly, open the editor by pressing the "Get Form Button" in the top section of this webpage.

Step 2: This editor enables you to customize most PDF documents in a variety of ways. Improve it by writing customized text, adjust what is originally in the PDF, and place in a signature - all at your convenience!

With regards to the blanks of this particular PDF, here's what you should consider:

1. Whenever submitting the Form Tceq 10516, ensure to include all essential blanks in its corresponding part. It will help to facilitate the process, allowing for your information to be handled swiftly and appropriately.

Step # 1 of submitting Form Tceq 10516

2. After completing this section, go on to the next step and enter the essential details in these blank fields - Information That Apply To The, Information That Apply To The, Oath For Seller Or Former Service, Oath For Purchaser Or Acquiring, Notice To Current Customers, Notice To Current Customers, and TCEQ Rev Page of.

Filling out section 2 of Form Tceq 10516

3. This 3rd step is pretty uncomplicated, If known See instructions, RN Proposed action of application, All, Portion of the, Water systems under CCN No Sewer, Transfer of, All, If only a portion of a system or, Portion of the Certificated water, and to Obtain a CCN for the, and Proposed effective date of this - each one of these fields needs to be completed here.

Filling out section 3 of Form Tceq 10516

4. This fourth subsection arrives with these empty form fields to consider: For the current CCN holder or, who is anof, Individual, Corporation, WSC, HOA or POA, Other, B Utility Name if different than, Telephone AC, C Contact person Please provide, Name Address Fax, Title Telephone AC Email, and TCEQ Rev Page of.

Other, For the current CCN holder or, and Telephone AC in Form Tceq 10516

Many people generally get some points wrong when filling out Other in this part. You should double-check everything you enter right here.

5. This final step to conclude this document is integral. You'll want to fill in the required form fields, consisting of About the last rate increase for, B Was notice of this increase, predecessors Yes ApplicationDocket, Date, Please provide a list of all, seller utility if any and include, Amount of, Date of Deposit, Amount of Unpaid Interest on, Deposit, Within days of the actual, must provide proof to the, QUESTIONS THROUGH REFER TO, and THE TRANSFEREE OR PURCHASER, before using the form. Failing to do this might result in a flawed and possibly nonvalid form!

Step # 5 in submitting Form Tceq 10516

Step 3: Prior to moving forward, ensure that all blanks were filled out properly. The moment you’re satisfied with it, click on “Done." Grab your Form Tceq 10516 the instant you join for a free trial. Immediately access the pdf document in your personal account page, along with any edits and changes being all preserved! At FormsPal.com, we do everything we can to guarantee that all of your details are kept private.