In the complex world of commercial transactions and secured lending, the UCC3 Financing Statement Amendment form plays a crucial role. As a document that amends, assigns, or terminates the original UCC1 Financing Statement, it is a vital tool for both creditors and debtors in managing the lifecycle of a security interest. Whether it's extending the effectiveness of a financing statement through continuation, changing party information due to amendments in party details, or outright termination of the statement, each action is facilitated by the UCC3 form. It also covers assignments, whether partial or full, of the secured interest, demonstrating its flexibility and importance in the documentation of secured transactions. Crucial details such as the names and addresses of the involved parties, information on the collateral, and the specific changes being made to the financing statement must be meticulously filled out to avoid legal complications. Given the legal significance of the amendments made through this form, and the fact that mistakes can have significant legal consequences, it is advised that one approaches the completion of this form with care and, if necessary, legal guidance.
Question | Answer |
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Form Name | Form Ucc3 |
Form Length | 5 pages |
Fillable? | No |
Fillable fields | 0 |
Avg. time to fill out | 1 min 15 sec |
Other names | ucc3 alabama ucc financing statement form |
UCCFINANCINGSTATEMENTAMENDMENT
FOLLOW INSTRUCTIONS (front and back) CAREFULLY
A.NAME&PHONEOFCONTACTATFILER[optional]
B. SEND ACKNOWLEDGMENT TO: (Name and Address)
THEABOVESPACEISFORFILINGOFFICEUSEONLY
1a. INITIAL FINANCING STATEMENT FILE #
1b. This FINANCING STATEMENT AMENDMENT is to be filed [for record] (or recorded) in the
REAL ESTATE RECORDS.
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TERMINATION: Effectiveness of the Financing Statement identified above is terminated with respect to security interest(s) of the Secured Party authorizing this Termination Statement. |
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CONTINUATION: Effectiveness of the Financing Statement identified above with respect to security interest(s) of the Secured Party authorizing this Continuation Statement is |
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continued for the additional period provided by applicable law. |
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4. |
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ASSIGNMENT (full or partial): Give name of assignee in item 7a or 7b and address of assignee in item 7c; and also give name of assignor in item 9. |
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5. AMENDMENT (PARTY INFORMATION): This Amendment affects |
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Debtor or |
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Secured Party of record. Check only one of these two boxes. |
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Also check one of the following three boxes and provide appropriate information in items 6 and/or 7. |
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CHANGE name and/or address: Give current record name in item 6a or 6b; also give new |
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DELETE name: Give record name |
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ADD name: Complete item 7a or 7b, and also |
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name (if name change) in item 7a or 7b and/or new address (if address change) in item 7c. |
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to be deleted in item 6a or 6b. |
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item 7c; also complete items |
6.CURRENT RECORD INFORMATION: 6a. ORGANIZATION'S NAME
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6b. INDIVIDUAL'S LAST NAME |
FIRSTNAME |
MIDDLE NAME |
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7.CHANGED (NEW) OR ADDED INFORMATION: 7a. ORGANIZATION'S NAME
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7b. INDIVIDUAL'S LAST NAME |
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FIRST NAME |
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MIDDLE NAME |
SUFFIX |
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7c. MAILING ADDRESS |
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POSTAL CODE |
COUNTRY |
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7d. TAX ID #: SSN OR EIN |
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ADD'L INFO RE |
7e.TYPEOFORGANIZATION |
7f.JURISDICTIONOFORGANIZATION |
7g. ORGANIZATIONAL ID #, if any |
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ORGANIZATION |
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DEBTOR |
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NONE |
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8. AMENDMENT (COLLATERAL CHANGE): check only one box. |
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Describe collateral |
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deleted or |
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or give entire |
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restated collateral description, or describe collateral |
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assigned. |
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9.NAMEOF SECURED PARTYOF RECORD AUTHORIZING THIS AMENDMENT (name of assignor, if this is an Assignment). If this is an Amendment authorized by a Debtor which adds collateral or adds the authorizing Debtor, or if this is a Termination authorized by a Debtor, check here and enter name of DEBTOR authorizing this Amendment.
9a. ORGANIZATION'S NAME
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9b. INDIVIDUAL'S LAST NAME |
FIRST NAME |
MIDDLE NAME |
SUFFIX |
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10.OPTIONALFILERREFERENCEDATA |
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UCCFINANCINGSTATEMENTAMENDMENT
FOLLOW INSTRUCTIONS (front and back) CAREFULLY
A.NAME&PHONEOFCONTACTATFILER[optional]
B. SEND ACKNOWLEDGMENT TO: (Name and Address)
THEABOVESPACEISFORFILINGOFFICEUSEONLY
1a. INITIAL FINANCING STATEMENT FILE #
1b. This FINANCING STATEMENT AMENDMENT is to be filed [for record] (or recorded) in the
REAL ESTATE RECORDS.
2. |
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TERMINATION: Effectiveness of the Financing Statement identified above is terminated with respect to security interest(s) of the Secured Party authorizing this Termination Statement. |
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3. |
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CONTINUATION: Effectiveness of the Financing Statement identified above with respect to security interest(s) of the Secured Party authorizing this Continuation Statement is |
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continued for the additional period provided by applicable law. |
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4. |
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ASSIGNMENT (full or partial): Give name of assignee in item 7a or 7b and address of assignee in item 7c; and also give name of assignor in item 9. |
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5. AMENDMENT (PARTY INFORMATION): This Amendment affects |
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Debtor or |
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Secured Party of record. Check only one of these two boxes. |
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Also check one of the following three boxes and provide appropriate information in items 6 and/or 7. |
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CHANGE name and/or address: Give current record name in item 6a or 6b; also give new |
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DELETE name: Give record name |
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ADD name: Complete item 7a or 7b, and also |
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name (if name change) in item 7a or 7b and/or new address (if address change) in item 7c. |
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to be deleted in item 6a or 6b. |
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item 7c; also complete items |
6.CURRENT RECORD INFORMATION: 6a. ORGANIZATION'S NAME
OR |
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6b. INDIVIDUAL'S LAST NAME |
FIRSTNAME |
MIDDLE NAME |
SUFFIX |
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7.CHANGED (NEW) OR ADDED INFORMATION: 7a. ORGANIZATION'S NAME
OR |
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7b. INDIVIDUAL'S LAST NAME |
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FIRST NAME |
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MIDDLE NAME |
SUFFIX |
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7c. MAILING ADDRESS |
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CITY |
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STATE |
POSTAL CODE |
COUNTRY |
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7d. TAX ID #: SSN OR EIN |
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ADD'L INFO RE |
7e.TYPEOFORGANIZATION |
7f.JURISDICTIONOFORGANIZATION |
7g. ORGANIZATIONAL ID #, if any |
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ORGANIZATION |
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DEBTOR |
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NONE |
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8. AMENDMENT (COLLATERAL CHANGE): check only one box. |
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Describe collateral |
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deleted or |
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added, |
or give entire |
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restated collateral description, or describe collateral |
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assigned. |
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9.NAMEOF SECURED PARTYOF RECORD AUTHORIZING THIS AMENDMENT (name of assignor, if this is an Assignment). If this is an Amendment authorized by a Debtor which adds collateral or adds the authorizing Debtor, or if this is a Termination authorized by a Debtor, check here and enter name of DEBTOR authorizing this Amendment.
9a. ORGANIZATION'S NAME
OR |
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9b. INDIVIDUAL'S LAST NAME |
FIRST NAME |
MIDDLE NAME |
SUFFIX |
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10.OPTIONALFILERREFERENCEDATA
UCCFINANCINGSTATEMENTAMENDMENT
FOLLOW INSTRUCTIONS (front and back) CAREFULLY
A.NAME&PHONEOFCONTACTATFILER[optional]
B. SEND ACKNOWLEDGMENT TO: (Name and Address)
THEABOVESPACEISFORFILINGOFFICEUSEONLY
1a. INITIAL FINANCING STATEMENT FILE #
1b. This FINANCING STATEMENT AMENDMENT is to be filed [for record] (or recorded) in the
REAL ESTATE RECORDS.
2. |
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TERMINATION: Effectiveness of the Financing Statement identified above is terminated with respect to security interest(s) of the Secured Party authorizing this Termination Statement. |
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3. |
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CONTINUATION: Effectiveness of the Financing Statement identified above with respect to security interest(s) of the Secured Party authorizing this Continuation Statement is |
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continued for the additional period provided by applicable law. |
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4. |
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ASSIGNMENT (full or partial): Give name of assignee in item 7a or 7b and address of assignee in item 7c; and also give name of assignor in item 9. |
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5. AMENDMENT (PARTY INFORMATION): This Amendment affects |
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Debtor or |
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Secured Party of record. Check only one of these two boxes. |
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Also check one of the following three boxes and provide appropriate information in items 6 and/or 7. |
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CHANGE name and/or address: Give current record name in item 6a or 6b; also give new |
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DELETE name: Give record name |
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ADD name: Complete item 7a or 7b, and also |
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name (if name change) in item 7a or 7b and/or new address (if address change) in item 7c. |
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to be deleted in item 6a or 6b. |
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item 7c; also complete items |
6.CURRENT RECORD INFORMATION: 6a. ORGANIZATION'S NAME
OR |
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6b. INDIVIDUAL'S LAST NAME |
FIRSTNAME |
MIDDLE NAME |
SUFFIX |
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7.CHANGED (NEW) OR ADDED INFORMATION: 7a. ORGANIZATION'S NAME
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7b. INDIVIDUAL'S LAST NAME |
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FIRST NAME |
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MIDDLE NAME |
SUFFIX |
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7c. MAILING ADDRESS |
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CITY |
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STATE |
POSTAL CODE |
COUNTRY |
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7d. TAX ID #: SSN OR EIN |
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ADD'L INFO RE |
7e.TYPEOFORGANIZATION |
7f.JURISDICTIONOFORGANIZATION |
7g. ORGANIZATIONAL ID #, if any |
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ORGANIZATION |
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DEBTOR |
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NONE |
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8. AMENDMENT (COLLATERAL CHANGE): check only one box. |
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Describe collateral |
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deleted or |
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added, |
or give entire |
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restated collateral description, or describe collateral |
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assigned. |
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9.NAMEOF SECURED PARTYOF RECORD AUTHORIZING THIS AMENDMENT (name of assignor, if this is an Assignment). If this is an Amendment authorized by a Debtor which adds collateral or adds the authorizing Debtor, or if this is a Termination authorized by a Debtor, check here and enter name of DEBTOR authorizing this Amendment.
9a. ORGANIZATION'S NAME
OR |
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9b. INDIVIDUAL'S LAST NAME |
FIRST NAME |
MIDDLE NAME |
SUFFIX |
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10.OPTIONALFILERREFERENCEDATA |
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UCCFINANCINGSTATEMENTAMENDMENT
FOLLOW INSTRUCTIONS (front and back) CAREFULLY
A.NAME&PHONEOFCONTACTATFILER[optional]
B. SEND ACKNOWLEDGMENT TO: (Name and Address)
THEABOVESPACEISFORFILINGOFFICEUSEONLY
1a. INITIAL FINANCING STATEMENT FILE #
1b. This FINANCING STATEMENT AMENDMENT is to be filed [for record] (or recorded) in the
REAL ESTATE RECORDS.
2. |
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TERMINATION: Effectiveness of the Financing Statement identified above is terminated with respect to security interest(s) of the Secured Party authorizing this Termination Statement. |
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3. |
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CONTINUATION: Effectiveness of the Financing Statement identified above with respect to security interest(s) of the Secured Party authorizing this Continuation Statement is |
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continued for the additional period provided by applicable law. |
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4. |
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ASSIGNMENT (full or partial): Give name of assignee in item 7a or 7b and address of assignee in item 7c; and also give name of assignor in item 9. |
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5. AMENDMENT (PARTY INFORMATION): This Amendment affects |
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Debtor or |
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Secured Party of record. Check only one of these two boxes. |
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Also check one of the following three boxes and provide appropriate information in items 6 and/or 7. |
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CHANGE name and/or address: Give current record name in item 6a or 6b; also give new |
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DELETE name: Give record name |
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ADD name: Complete item 7a or 7b, and also |
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name (if name change) in item 7a or 7b and/or new address (if address change) in item 7c. |
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to be deleted in item 6a or 6b. |
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item 7c; also complete items |
6.CURRENT RECORD INFORMATION: 6a. ORGANIZATION'S NAME
OR |
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6b. INDIVIDUAL'S LAST NAME |
FIRSTNAME |
MIDDLE NAME |
SUFFIX |
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7.CHANGED (NEW) OR ADDED INFORMATION: 7a. ORGANIZATION'S NAME
OR |
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7b. INDIVIDUAL'S LAST NAME |
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FIRST NAME |
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MIDDLE NAME |
SUFFIX |
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7c. MAILING ADDRESS |
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CITY |
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STATE |
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COUNTRY |
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7d. TAX ID #: SSN OR EIN |
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ADD'L INFO RE |
7e.TYPEOFORGANIZATION |
7f.JURISDICTIONOFORGANIZATION |
7g. ORGANIZATIONAL ID #, if any |
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ORGANIZATION |
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DEBTOR |
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NONE |
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8. AMENDMENT (COLLATERAL CHANGE): check only one box. |
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Describe collateral |
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deleted or |
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added, |
or give entire |
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restated collateral description, or describe collateral |
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assigned. |
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9.NAMEOF SECURED PARTYOF RECORD AUTHORIZING THIS AMENDMENT (name of assignor, if this is an Assignment). If this is an Amendment authorized by a Debtor which adds collateral or adds the authorizing Debtor, or if this is a Termination authorized by a Debtor, check here and enter name of DEBTOR authorizing this Amendment.
9a. ORGANIZATION'S NAME
OR |
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9b. INDIVIDUAL'S LAST NAME |
FIRST NAME |
MIDDLE NAME |
SUFFIX |
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10.OPTIONALFILERREFERENCEDATA
Instructions for National UCC Financing Statement AMENDMENT (Form UCC3)
Please type or
statementiscrucial. FollowInstructionscompletely.
Fillinformverycarefully;mistakesmayhaveimportantlegalconsequences. Ifyouhavequestions,consultyourattorney. Filingofficecannotgivelegaladvice.
Donotinsertanythingintheopenspaceintheupperportionofthisform;itisreservedforfilingofficeuse.
AnAmendmentmayrelatetoonlyonefinancingstatement. Donotentermorethanonefilenumberinitem1a.
Whenproperlycompleted,sendFilingOfficeCopy,withrequiredfee,tofilingoffice. Ifyouwantanacknowledgment,completeitemBand,iffilinginafiling
officethatreturnsanacknowledgmentcopyfurnishedbyfiler,youmayalsosendAcknowledgmentCopy,otherwisedetach. AlwaysdetachDebtorand
SecuredPartyCopies.
towhichthisAmendmentrelates;youareencouragedtouseAmendmentAddendum(FormUCC3Ad).
Alwayscompleteitems1aand9.
A.Toassistfilingofficesthatmightwishtocommunicatewithfiler,filermayprovideinformationinitemA. Thisitemisoptional.
B.CompleteitemBifyouwantanacknowledgmentsenttoyou. Iffilinginafilingofficethatreturnsanacknowledgmentcopyfurnishedbyfiler,presentsimultaneously withthisformacarbonorothercopyofthisformforuseasanacknowledgmentcopy.
1a. Filenumber:Enterfilenumberofinitialfinancingstatementtowhichthis Amendmentrelates. Enteronlyonefilenumber. Insomestates,thefile numberisnotunique;inthosestates,alsoenterinitem1a,afterthefile number,thedatethattheinitialfinancingstatementwasfiled.
1b. OnlyifthisAmendmentistobefiledorrecordedintherealestaterecords, check box 1b and also, in item 13 of Amendment Addendum, enter Debtor’sname,inproperformatexactlyidenticaltotheformatofitem1 offinancingstatement,andnameofrecordownerifDebtordoesnothave arecordinterest.
Note: ShowpurposeofthisAmendmentbycheckingbox2,3,4,5(initem5 you must check two boxes) or 8; also complete items 6, 7 and/or 8 as appropriate. FilermayusethisAmendmentformtosimultaneouslyaccomplish bothdatachanges(items4,5,and/or8)andaContinuation(item3),although insomestatesfilermayhavetopayaseparatefeeforeachpurpose.
2.Toterminatetheeffectivenessoftheidentifiedfinancingstatementwith respecttosecurityinterest(s)ofauthorizingSecuredParty,checkbox2. SeeInstruction9below.
3.Tocontinuetheeffectivenessoftheidentifiedfinancingstatementwith respecttosecurityinterest(s)ofauthorizingSecuredParty,checkbox3. SeeInstruction9below.
4.To assign (i) all of assignor’s interest under the identified financing statement,or(ii)apartialinterestinthesecurityinterestcoveredbythe identifiedfinancingstatement,or(iii)assignor’sfullinterestinsome(but not all) of the collateral covered by the identified financing statement: Checkboxinitem4andenternameofassigneeinitem7aifassigneeis anorganization,orinitem7b,formattedasindicated,ifassigneeisan individual. Complete 7a or 7b, but not both. Also enter assignee’s address in item 7c. Also enter name of assignor in item 9. If partial Assignmentaffectsonlysome(butnotall)ofthecollateralcoveredbythe identifiedfinancingstatement,filermaycheckappropriateboxinitem8 andindicateaffectedcollateralinitem8.
5,6,7.Tochangethenameand/oraddressofaparty: Checkboxinitem5to indicate whether this Amendment amends information relating to a DebtororaSecuredParty;alsocheckboxinitem5toindicatethatthis is a name and/or address change; also enter name of affected party (current record name, in case of name change) in items 6a or 6b as appropriate;andalsogivenewname(7aor7b)and/ornewaddress(7c) initem7.
5,6. To delete a party: Check box in item 5 to indicate whether deleting a DebtororaSecuredParty;alsocheckboxinitem5toindicatethatthis isadeletionofaparty;andalsoentername(6aor6b)ofdeletedpartyin item6.
5,7. Toaddaparty: Checkboxinitem5toindicatewhetheraddingaDebtor or Secured Party; also check box in item 5 to indicate that this is an additionofaparty;alsoenterallrequiredinformationinitem7:name(7a or 7b)and address(7c); also, if addinga Debtor,tax ID# (7d) in those states where required, and additional organization Debtor information
8.Collateral change. To change the collateral covered by the identified financing statement, describe the change in item 8. This may be accomplishedeitherbydescribingthecollateraltobeaddedordeleted,or bysettingforthinfullthecollateraldescriptionasitistobeeffectiveafter thefilingofthisAmendment,indicatingclearlythemethodchosen(check theappropriatebox). Ifthespaceinitem8isinsufficient,useitem13of AmendmentAddendum(FormUCC3Ad). Apartialreleaseofcollateralis adeletion. If,duetoafullreleaseofallcollateral,filernolongerclaimsa security interest under the identified financing statement, check box 2 (Termination)andnotbox8(CollateralChange). Ifapartialassignment consistsoftheassignmentofsome(butnotall)ofthecollateralcovered by the identified financing statement, filer may indicate the assigned collateralinitem8,checktheappropriateboxinitem8,andalsocomply withinstruction4above.
9.AlwaysenternameofpartyofrecordauthorizingthisAmendment;inmost cases,thiswillbeaSecuredPartyofrecord. Ifmorethanoneauthorizing SecuredParty,giveadditionalname(s),properlyformatted,initem13of Amendment Addendum (Form UCC3Ad). If the indicated financing statement refers to the parties as lessee and lessor, or consignee and consignor, or seller and buyer, instead of Debtor and Secured Party, referencesinthisAmendmentshallbedeemedlikewisesotorefertothe parties. If this is an assignment, enter assignor's name. If this is an AmendmentauthorizedbyaDebtorthataddscollateraloraddsaDebtor, orifthisisaTerminationauthorizedbyaDebtor,checktheboxinitem9 and enter the name, properly formatted, of the Debtor authorizing this Amendment, and, if this Amendment or Termination is to be filed or recordedintherealestaterecords,alsoenter,initem13ofAmendment Addendum,nameofSecuredPartyofrecord.
10.Thisitemisoptionalandisforfiler'suseonly. Forfiler'sconvenienceof reference, filer may enter in item 10 any identifying information (e.g., SecuredParty'sloannumber,lawfirmfilenumber,Debtor'snameorother identification, state in which form is being filed, etc.) that filer may find useful.