In order to comply with the Form Uos S13 reporting requirements, certain bond issuers will be required to file a report on their website containing information about their ownership and control structure. The Form Uos S13 is used by the SEC to gather information about large bondholders, and will help to identify any potential risks associated with concentrated ownership. This new reporting requirement went into effect on January 1, 2019, and applies to all public companies that have issued debt securities registered with the SEC. Reporting entities must provide detailed information about their obligors, counterparties, and material affiliates. The Form Uos S13 must be filed within 120 days of the end of each fiscal year. This new reporting requirement should not be confused with the annual certifications required by Rule 15c2-12 of the Securities Exchange Act of 1934. The Rule 15c2-12 certification is a statement made by a company's CEO or CFO that they have conducted a review of t
| Question | Answer |
|---|---|
| Form Name | Form Uos S13 |
| Form Length | 1 pages |
| Fillable? | No |
| Fillable fields | 0 |
| Avg. time to fill out | 15 sec |
| Other names | UOS S13 Form for One Way Switch nps one way switch form |
Annexure UOS - S13 |
Page 1 |
Request for One Way Switch (from Tier II to Tier I) under NPS
(Please fill all the details in CAPITAL LETTERS & in BLACK INK only.)
For
Receipt No.:
Entered By: ___________________________ |
Date: __________________ |
Verified By: ___________________________ |
Date: __________________ |
Date :
Sir/Madam,
Acknowledgement Number : (Generated by CRA)
I hereby submit a request for switch and give below the necessary details:
PRAN *:
Name of the Subscriber *: _______________________________________________________________________
Amount to be Switched (from Tier II to Tier I) : Rs.
(Amount in rupees)*:____________________________________________________________________________________
I_____________________________________________________________, the applicant, do hereby declare that Information stated above is true to the best of my information & belief.
Date :
Signature/ Thumb Impression
of the Subscriber
TO BE FILLED &ATTESTED BY
Rubber Stamp of the
Name and Signature of the
Acknowledgement for Subscriber
(To be filled by
Received from: |
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POP |
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(PRAN) |
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Received at: ____________________________________ |
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Date: ______________ Time Stamp:__________________ |
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Receipt Number |
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(To be provided by |
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Signature/Stamp of
Instruction for filling the Form:
1.All fields marked with * are mandatory. All dates should be in DDMMYYYY format.
2.Only the subscribers having Tier I account under NPS- All Citizens of India or Corporate Sector can request for ‘One Way Switch’.
3.The Subscriber shall submit the application only to the
4.The amount invested under Tier I after the execution of the switch request can be different from the requested amount to the extent of difference in NAV of two different days.