The PA Department of Banking regulates the different categories of licenses, and there are several options for licensing. The process can be overwhelming but this blog post will cover how to obtain a broker's license and who is eligible for such a license. Broker License Application: Who Should Apply? A broker's license is often required in order to sell, exchange or lease real estate property. Brokers also provide advice about other types of investments that require an individual to have a securities license. In Pennsylvania, brokers must be licensed with the Department of Banking before they can work in these capacities.
This figure contains information about broker license application. It's a good idea that you read this material before you decide to begin working with the PDF.
Question | Answer |
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Form Name | Broker License Application |
Form Length | 6 pages |
Fillable? | No |
Fillable fields | 0 |
Avg. time to fill out | 1 min 30 sec |
Other names | dre broker exam, california broker application, broker license application california, broker exam application |
State of California
Department of Real Estate
Exam/License Application Checklist
RE 216B (Rev. 10/21)
GENERAL INFORMATION
This checklist may be used for either the salesperson or broker exam/license paper applications.
Read appropriate license instructions carefully (RE 435A or RE 436A).
Application must list your legal name.
Items to be included in your packet are listed below. Check off each item as you assemble your packet.
Mail completed application package and fee to: Department of Real Estate
P.O. Box 137001 Sacramento, CA
Titles of forms referenced by number. All of these forms are available on DRE’s Web site at www.dre.ca.gov.
RE 206 Exam & Licensing Fees
RE 226 Licensed Experience Verification
RE 227
RE 228 Experience Certification
RE 237 Live Scan Service Request (Applicant)
RE 237B Fingerprint Information
RE 423 Examination Qualification Requirements
RE 435 Salesperson Exam/License Application
RE 435A Salesperson Exam/License Instructions
RE 436 Broker Exam/License Application
RE 436A Broker Exam/License Instructions
RE 243 License Application Demographic Survey
(Voluntary)
RE 909 Credit Card Payment
SALESPERSON APPLICANTS
Required documents…
RE 435 — Completed and signed by applicant.
Official transcripts or course completion certificates for Real Estate Principles, Real Estate Practice and/or one other required course — not needed, if previously submitted.
RE 237 (See below.) — Completed by applicant and live scan service operator.
License fee — Refer to RE 206 for current fees. Do not send cash.
Cashiers’check, check, or money order made payable to: Department of Real Estate.
RE 909 — If paying by credit card.
BROKER APPLICANTS
Required documents …
RE 436 — Completed and signed by applicant.
Documentation to establish examination course requirements have been met. Refer to RE 423 for current requirements.
Official transcripts.
Course completion certificates.
Documentation showing experience requirements have been met. Please note that depending on your circumstances, one or more of the forms listed below may be required.
RE 226 — Documenting licensed experience.
RE 227 — Documenting
RE 228 — Two RE 228's are required if unable to obtain broker's signature on RE 226 form.
RE 237 (See below.) — Completed by applicant and live scan service operator.
License fee — Refer to RE 206 for current fees. Do not send cash.
Cashiers’check, check, or money order made payable to: Department of Real Estate.
RE 909 — If paying by credit card.
Make two photocopies of the copy provided. After fingerprints are completed the live scan service operator will retain the original. You should return the second copy to DRE and keep the third copy for your records.
State of California |
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Department of Real Estate |
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Broker Exam/License Application |
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RE 436 (Rev. 11/21) |
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DRE RECEIVED DATE |
GENERAL INFORMATION
Apply for the real estate broker examination and the real estate broker license at the same time.
Do not submit photocopies of this form or fax this form.
Read enclosed instructions (RE 436A) before completing and submitting this application to ensure that you understand the requirements and that the proper qualifying documentation and exam/license fee are submitted. Note: Fees submitted with this application are not refundable or transferable. If you fail to qualify for or pass the examination within two years of the date this application is filed, the fees will not be applied to any future applications.
FEES REQUIRED |
Exam |
$ 95 |
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License |
$300 |
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Total due to DRE |
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with this application |
$395 |
APPLICANT INFORMATION
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<![endif]>EXAM ID |
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EFFECTIVE DATE |
EXPIRATION DATE |
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DATE EXAM PASSED |
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1. SOCIAL SECURITY NUMBER OR INDIVIDUAL TAXPAYER ID NUMBER (REQUIRED – REFER TO PRIVACY NOTICE ON RE 436A) 2. BIRTH DATE (MM/DD/YYYY)
3. Have you ever applied for a California real estate exam? |
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NO |
YES |
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If YES, list examination ID#. (If known.) |
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____________________________________ |
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4. APPLICANT’S NAME (MUST BE YOUR LEGAL NAME) - LAST |
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MIDDLE |
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SUFFIX |
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5A. MAILING ADDRESS – STREET ADDRESS OR POST OFFICE BOX |
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5B. CITY |
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5C. STATE |
5D. ZIP CODE |
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6. Do you reside in California? |
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YES |
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If NO, an “RE 234” is required (Refer to RE 436A). |
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7. CURRENT PHONE NUMBER (required) |
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8. CURRENT EMAIL ADDRESS (required - PRINT CLEARLY) |
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9. BUSINESS CELL PHONE NUMBER |
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10. BUSINESS TELEPHONE NUMBER |
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11A. ARE YOU CURRENTLY SERVING IN THE U.S. MILITARY? |
11B. ARE YOU CURRENTLY MARRIED TO, IN A DOMESTIC PARTNERSHIP, OR IN A LEGAL UNION WITH AN ACTIVE |
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NO |
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DUTY SERVICE MEMBER? |
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(see RE 436A for expedited processing instructions) |
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12A. HAVE YOU PREVIOUSLY SERVED IN THE U.S. MILITARY? |
12B. IF YES, WERE YOU HONORABLY DISCHARGED? |
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NO |
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YES NO (see RE 436A for expedited processing instructions) |
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13. Do you now hold or have you ever held a California real estate license? |
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YES |
NO |
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If YES, complete 13A, B, C, and D below. |
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13A. TYPE OF LICENSE |
13B. IDENTIFICATION NUMBER |
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13C. EXPIRATION DATE |
13D. NAME ON LICENSE |
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EXAMINATION INFORMATION |
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14. When you are qualified for the examination would you prefer to use |
YES – Please notify me by email when I am qualified for the examination. |
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eLicensing to schedule your own examination date? |
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NO |
– Proceed to item 15. |
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15. EXAM AREA PREFERENCE |
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16. EARLIEST DATE YOU CAN TAKE EXAM |
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I am requesting a reasonable |
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SACRAMENTO |
FRESNO |
LOS ANGELES VICINITY |
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accommodation; RE 413 & |
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supporting documents are |
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OAKLAND |
SAN DIEGO |
OTHER: |
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attached. |
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DRE USE ONLY
RESTRICTED VIOLATIONS
FORM LETTER / NOTES
EXAM PROCESSOR
DATE PROCESSED
SENDER/DATE SENT
LICENSE PROCESSOR
DATE PROCESSED
RE 436 — Page 2 of 3
NAME OF APPLICANT
LICENSE INFORMATION
18. HAVE YOU USED ANY OTHER NAMES (I.E., MAIDEN NAME, FORMER MARRIED NAMES, AKA’S, ETC.)?
YES — IF YES, LIST ALL NAMES USED: __________________________________________________________________________ NO
19. INITIAL WORKING STATUS (Must check one) |
NO. I DO NOT HAVE A MAIN OFFICE ADDRESS AT THIS TIME. PLEASE ISSUE MY |
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YES. PLEASE ISSUE MY LICENSE IN A WORKING STATUS WITH THE MAIN OFFICE |
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ADDRESS AS INDICATED ON ITEMS |
LICENSE IN A |
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BE COMPLETED. |
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20. MAIN OFFICE ADDRESS - STREET ADDRESS (MUST BE PHYSICAL ADDRESS)
21. CITY
22. STATE
CA
23. ZIP CODE
24.FICTITIOUS BUSINESS NAME(S) (DBA) — IF USING A FICTITIOUS BUSINESS NAME(S) INCLUDE A FILED COPY OF THE FICTITIOUS BUSINESS NAME STATEMENT(S) OB- TAINED FROM THE COUNTY CLERK FOR EACH NAME. REFER TO RE 436A FOR ADDITIONAL INFORMATION.
I WILL USE A DBA
ADDITIONAL DBA
ADDITIONAL DBA
DBA I WILL BE USING: ____________________________________________________________________________________________________
OTHER DBA I WILL BE USING: ____________________________________________________________________________________________________
OTHER DBA I WILL BE USING: ____________________________________________________________________________________________________
BACKGROUND INFORMATION
Carefully read and provide detailed answers to questions
to disclose pertinent information may result in denial of your license application and/or delays.
25.HAVE YOU EVER HAD A DENIED, SUSPENDED, RESTRICTED OR REVOKED BUSINESS OR PROFESSIONAL LICENSE (INCLUDING REAL ESTATE), IN CALIFORNIA OR ANY OTHER STATE? IF YES, COMPLETE ITEM 29.....................................................................................................
26.ARE THERE ANY LICENSE DISCIPLINARY ACTIONS PENDING AGAINST A BUSINESS OR PROFESSIONAL LICENSE YOU HOLD AT THIS TIME? IF YES, COMPLETE ITEM 29.........................
27.HAVE YOU EVER BEEN REQUIRED TO REGISTER AS A SEX OFFENDER PURSUANT TO THE PROVISIONS OF SECTION 290 OF THE CALIFORNIA PENAL CODE OR ANY COMPARABLE LAW OF ANY STATE OR GOVERNMENTAL UNIT? IF YES, COMPLETE ITEM 30.........................................
28.HAVE YOU EVER BEEN ORDERED TO CEASE, DESIST AND/OR REFRAIN FROM DOING AN ACT(S), OR FROM VIOLATING A LAW, RULE OR REGULATION BY, OR CITED FOR A BREACH OF ETHICS OR UNPROFESSIONAL CONDUCT, BY AN ADMINISTRATIVE AGENCY OR PROFESSIONAL ASSOCIATION IN CALIFORNIA OR ANY OTHER STATE?
IF YES, COMPLETE ITEMS
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NO |
YES |
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YES |
NO |
YES |
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29.DETAILED EXPLANATION OF ITEM 25, 26 AND/OR 28. IF NEEDED, EXPLANATION MAY BE PROVIDED BELOW ON ITEM 30.
29A. TYPE OF LICENSE
29B. LICENSE ID NO.
29C. LICENSE EXPIRATION DATE
29D. STATE
29E. ACTION (revoked, etc.)
29F. DATE OF ACTION
29G. DATE ACTION TERMINATED
29H. CODE SECTION VIOLATED
30.ADDITIONAL INFORMATION: SPECIFY WHICH LINES YOU ARE REFERRING TO. ATTACH EXTRA SHEETS IF MORE ROOM IS NEEDED. EACH
ADDITIONAL SHEET MUST BE SIGNED BY APPLICANT.
RE 436 — Page 3 of 3
NAME OF APPLICANT
BROKER EXAM & LICENSE CERTIFICATION
Exam — I hereby certify under penalty of perjury that I am aware of and meet all examination requirements as set forth in Section 10153 of the B&P Code, and those set forth in RE 436A. I understand that the fees remitted will not be refunded or transfered under any circumstances per Section 10207 of the B&P Code. I also understand that subverting the examination will subject me to the penalties of Sections 123, 123.5, 496, 10153.01, and 10153.1 of the B&P Code.
License — I certify under penalty of perjury under the laws of the State of California that the foregoing answers and statements given in this application are true and correct, that at the time of license issuance I will be 18 years of age or older, that if licensed I will not violate any provisions of the Real Estate Law nor abuse the privileges of a real estate license. I understand that the Department of Real Estate cannot refund the fees submitted with this application, if I fail to qualify for the license for any reason or withdraw this application.
I hereby grant to the Real Estate Commissioner of the State of California and his/her authorized Department of Real Estate representatives, pursuant to Business and Professions Code 10145 and 10146, the authority to examine the financial records of any trust fund account that I maintain in a financial institution, wherever located, for any period of time in which I hold a real estate license or have the right to renewal of such real estate license or which relates to a transaction which occurred when I held such a real estate license. I understand that the information to be obtained from the financial records of my trust fund account(s) is for the purpose of aiding the Commissioner in his/her statutory duty to enforce the provisions of the Real Estate Law.
I am aware of the provisions of Section 3700 of the Labor Code which requires every employer to be insured against liability for workers’ compensation.
I understand that it is my obligation to notify the Department upon licensure within 30 days in writing or by filing form RE 238 of any conviction, criminal complaint, information or indictment charging a felony, or disciplinary action taken by another licensing entity or authority of this state or an agency of the federal government pursuant to Business and Professions Code Section 10186.2. I also understand that the Department may delay my renewal and toll the expiration date of my license pursuant to B&P Section 10177.
31. SIGNATURE OF APPLICANT (MUST BE ORIGINAL OR ELECTRONIC* SIGNATURE) |
32. DATE |
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* Electronic signature must comply with California Uniform Transactions Act (CA Civ. Code section 1633.1 et.seq.) |
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State of California
Department of Real Estate
Broker Exam/License Instructions
RE 436A (Rev. 11/21)
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GENERAL INFORMATION |
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information and as such are posted on the Internet and are |
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This combination application may be used for the following |
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available from DRE via download, telephone, or written requests. |
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Please consider this when identifying a business, examinee, or |
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purpose: |
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licensee mailing address. |
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• Applying for the real estate broker examination and the |
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• The examination is qualifying in nature, therefore if you |
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real estate broker license at the same time. |
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pass, an actual score will not be released. |
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The paper application must be mailed. Or you can apply using |
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eLicensing. DRE will not accept a faxed RE 436. The paper |
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EXAMINATION SCHEDULING INFORMATION |
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RE 436 application must have the original signatures. |
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• Schedules and examination locations are subject to change. |
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The following fees must be included with your application (fees |
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You must have an approved exam application on file before |
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are subject to change): |
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you can schedule yourself on eLicensing. |
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• The current examination fee is $95 and the current license |
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Broker examinations are administered: Weekdays as needed |
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fee is $300. Total due to DRE with this application: $395. |
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in Fresno, the Los Angeles vicinity, Oakland, Sacramento, and |
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• Note: Once the Department receives your application, |
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San Diego. At www.dre.ca.gov you can view a calendar of |
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the fees for the examination and license are not |
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examination dates and locations currently being scheduled. Since |
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refundable or transferable to another application |
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DRE allows reschedule requests online, by phone and through |
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pursuant to B&P Code section 10207. |
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the mail, examination dates fill quickly and a particular date |
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Fee valid for two years — A new application, fee, and |
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may not be available; therefore, requests on paper applications |
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cannot be guaranteed. |
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current qualifications will be required if you fail to qualify |
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Once you are qualified, you can either schedule yourself for |
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for and pass the examination during that two year period. |
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The following must be submitted before your exam can be |
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examination or DRE will schedule you. If you indicate on the |
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application (item #14) that you want to schedule yourself for |
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scheduled and your license can be issued: |
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the examination, an email will be sent to you advising you that |
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Proof of completion of the required education and |
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you are qualified and that you may use eLicensing to schedule |
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experience. Refer to Instructions to License Applicants |
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your examination. |
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handbook for further information. |
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• If you do not provide a date in item #16, and do not request |
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• A copy of the completed Live Scan Service Request (RE |
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237) (refer to Fingerprint Information). |
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earliest available date in the area chosen. |
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Please read all examination and license information/instructions |
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• Exam date notification — Processing timeframes are listed |
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before completing and submitting this application; for paper |
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at www.dre.ca.gov. These timeframes estimate when the |
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applications type or print in ink. |
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processing of your application should be completed. |
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If you have not received an examination confirmation notice |
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GENERAL APPLICANT INFORMATION |
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You can only be scheduled for one broker examination date |
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within the timeframes listed on our website, you can obtain |
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your scheduled date through eLicensing at www.dre.ca.gov. |
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at a time. |
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• If you have not yet been assigned an exam date or received a |
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Name — To avoid delays in the processing of your exam/ |
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deficiency letter and your application was submitted prior to |
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license application(s) you must provide your legal name. |
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the processing timeframes, check with your bank or credit card |
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Further, the name listed as your legal name must appear |
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company to assure that DRE has processed your fee. |
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on all accompanying documents, including Completion |
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Applicantswithlimitationsrequiringreasonableaccommodations |
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Certificates. Provide documentation (i.e., copy of both your |
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must submit a Reasonable Accommodation Request for |
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new and old drivers license, marriage certificate, etc.) for |
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Examination (RE 413) as well as the required documentation |
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any name change or discrepancy between your legal name |
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as noted on the RE 413, with this exam application. Do not |
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and the name you used in applying for the examination or |
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attempt to schedule a reasonable accommodation via our |
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the name on your transcripts or certificates. |
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website, as eLicensing does not provide such a service. |
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Mailing address — Use of a real estate school/business mailing |
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Compliance with reasonable accommodation requests may |
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address (item |
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be limited by scheduling constraints. |
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are not a resident of California, submit a notarized Consent to |
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• Use eLicensing for expedited processing to reschedule an |
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Service (RE 234) form. You may change your mailing address |
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examination, review your examination results and records, |
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online using eLicensing at www.dre.ca.gov or by submitting |
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request a duplicate schedule or result notice, and change your |
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a Broker Examination Change Application (RE 415B). |
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examination mailing address. |
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Business, examinee, and licensee mailing addresses are public |
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All exam scheduling transactions done by the examinee in |
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RE 436A — Page 2 of 4
eLicensing are final. |
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When submitting the RE 227 form(s), it is important that an applicant |
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provide sufficient detailed descriptions of the activities to enable DRE |
EDUCATION REQUIREMENTS |
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to perform an evaluation. DRE may conduct further inquiry when |
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Successful completion of the following eight |
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evaluating |
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is required: Legal Aspects of Real Estate, Real Estate Appraisal, |
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information from the applicant, the employer(s), or the certifiers. |
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Real Estate Economics or General Accounting*, Real Estate |
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Regardless of the experience, the eight |
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Finance, Real Estate Practice; and three courses from the following |
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for a broker's license must be completed and cannot be waived based |
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electives: Advanced Legal Aspects of Real Estate, Advanced Real |
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on |
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Estate Appraisal, Advanced Real Estate Finance, Business Law, |
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Acceptable Kinds of |
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Common Interest Developments, Computer Applications in Real |
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Estate, Escrows, Mortgage Loan Brokering and Lending, Property |
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An applicant may qualify with two years |
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Management, Real Estate Office Administration, Real Estate |
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any of the following areas: |
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Principles. |
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1. Experience as an escrow or title officer or as a loan officer in |
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*If both Real Estate Economics and General Accounting are |
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a capacity directly related to the financing or conveying of real |
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completed, only two courses from the electives are required. |
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property. |
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Each college- level course must be at least three semester units or |
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2. Experience as a subdivider, or speculative builder, during which |
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four quarter units. Courses must be completed at an institution of |
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time the applicant performed comprehensive duties relating to |
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higher learning accredited by theWesternAssociation of Schools and |
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the purchase, finance, development, and sale or lease of real |
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Colleges or by a comparable regional accrediting agency recognized |
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property. General contracting experience does not satisfy the |
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by the U.S. Department of Education, or by a private real estate |
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intentof the law. |
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school, which has courses approved by the California Real Estate |
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3. Experience as a real property appraiser. |
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Commissioner. Courses completed through foreign institutions of |
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4. Experience as a licensed real estate professional in another state |
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higher learning must be evaluated by a foreign credentials evaluation |
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or country. |
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service approved by DRE. See Examination Applicant Foreign |
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The |
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Education Information (RE 223). |
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understanding the general types of |
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Copies of official transcripts are generally acceptable evidence of |
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can be used to qualify for the broker examination. Other types of |
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completed courses. Courses submitted as equivalent to the required |
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real |
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courses must be accompanied by an official course or catalog |
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satisfies the intent of the law. It should be noted, however, that claims |
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description in order to be evaluated for equivalency. |
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for equivalency by unlicensed persons for activities which require |
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a real estate license will not be considered. |
EXPERIENCE REQUIREMENTS |
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Active military and veteran applicants can apply their military |
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A minimum of two years |
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experience and training, as it relates to real |
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within the last five years or the |
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and provided that it satisfies the intent of the law, towards licensure |
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is required. The following are acceptable methods of documenting |
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requirements. |
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the experience requirement for the broker examination. |
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NOTE: Care in preparing the claim of qualification and presentation |
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Verification of licensed sales experience |
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of adequate supporting documents including letters, certifications, |
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Holding a salesperson license for two years does not necessarily |
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corporation information, tax forms and proof of real property |
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qualify an applicant for a broker license.The applicant must document |
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ownership will facilitate the review of an application. Do not |
|
experience as a licensed salesperson on a |
|
have verifiers send individual letters separate from the application |
|
for the equivalent of two years |
|
submissions. Be accurate as to experience and transaction dates, |
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current or former responsible brokers. These certifications must be |
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etc., as incompleteness or inaccuracies will result in delays and |
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made using the Licensed Experience Verification (RE 226) form. |
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additional correspondence. All attachments must be signed by the |
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Letters of recommendation will not suffice. This experience must be |
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applicant and the certifiers. |
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gained within five years preceding the date of the submitted broker |
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Education in Lieu of Experience |
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examination application. |
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An applicant with a degree from an accredited |
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Verification of |
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or university which included a major or minor in real estate may |
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A claim of |
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be exempt from the |
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experience, may be based on any combination of licensed experience |
|
This may be verified by submitting a copy of the transcript showing |
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and |
|
the degree earned. Degrees and certificates earned from |
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satisfy the intent of the law. |
|
institutions do not qualify. Degrees earned through foreign institutions |
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An applicant who has not been active as a licensed real estate |
|
of higher learning must be evaluated by a foreign credentials |
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evaluation service approved by DRE. See Examination Applicant |
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salesperson may be eligible for the broker examination, provided |
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Foreign Education Information (RE 223) for further information. |
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the |
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Evaluation of experience |
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acceptable real |
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form(s) must be completed in full and must have two verifying |
|
All qualification requirements must be met before an applicant can |
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signatures on each form. |
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be scheduled for the broker examination. Evaluations of claimed |
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RE 436A — Page 3 of 4
experience or education cannot be conducted with applicants in person at any DRE office or over the telephone. If an applicant wants an evaluation of college courses, degree or experience they must submit a completed application and fee.
MEMBERS OF THE CALIFORNIA STATE BAR
Members of the California State Bar are statutorily exempt from the
CURRENTLY OR PREVIOUSLY LICENSED?
If you currently have a real estate broker (or
Note: A
GENERAL LICENSE INFORMATION
•Application deficiencies such as failure to submit the proper fee, education or experience requirements, or completed Live Scan Service Request (RE 237) will delay the processing.
•You may check to verify that your license has been issued by referencing the license status look up at www.dre.ca.gov. Current processing timeframes for properly completed applications are posted on the website.
•Forms referenced in these instructions can be obtained from the DRE website.
•Once you pass the exam and are issued the license, you may use eLicensing to retrieve a copy of your license certificate. DRE no longer mails out license certificates.
If Item #19 Is Yes, Then Complete Items
Main office address — Enter your primary business location (a California address) at the time your license will be issued. If a street address is unavailable, indicate the physical location; use the nearest intersection and the distance to it. A post office box number alone is not acceptable. If you are not a California resident and you do not maintain a California business address, leave items
Using a fictitious business name/doing business as (DBA) — Enter the name exactly as it appears on the Fictitious Business Name Statement (FBNS) as filed with the County Clerk in the county where your main office is located. Submit a copy of the FBNS showing the “filed stamp” from the County Clerk’s office.
•Prior to filing your fictitious business name statement with the county, you may wish to contact a local DRE district
office, or check our website to determine if the name is already in use by another broker.
•Proof of Publication is not acceptable. *Unless it bears the County Clerk's "Filed" stamp.
•Do not list your responsible broker’s DBA if you will be working as a
•Legible photocopies of the FBNS are acceptable.
•An individual broker may not be issued a license with a DBA which implies the existence of a corporation, is otherwise misleading, or which would constitute false advertising.
Refer to Commissioner’s Regulation 2731.
Background Information
•ALL background information questions (items
•Read the Broker Certification, and sign and date on items #31 and #32.
FINGERPRINT INFORMATION
Completion & Submission of RE 237
One set of classifiable electronic fingerprints is required from every real estate license applicant. Fingerprints must be submitted through the California Department of Justice (DOJ) Live Scan Program. A Live Scan Service Request (RE 237) may be obtained online at www.dre.ca.gov.
After you have your fingerprints taken by the live scan service provider, either submit a completed copy of RE 237 with this application or, if you choose to get your fingerprints taken at a later date, submit a completed copy of RE 237 to the Department of Real Estate, P.O. Box 137002, Sacramento, CA 95813, Attn: Fingerprint Desk. Your license will not be issued until a report from the Department of Justice is received stating that there is no criminal history, or disclosing the existence of criminal history information. If prior criminal information is disclosed in the report, further background inquiry may be required before your license is issued.
Fingerprint services (Contact the facility for fees/hours)
Many California law enforcement agencies and other private providers provide electronic fingerprint services. You may obtain a complete list of fingerprint service providers through www.dre. ca.gov or by visiting the Department of Justice's website at www. ag.ca.gov. Please note that the hours of operation for each provider may vary and an appointment may be required.
Out of state residents either need to make arrangements to get their fingerprints taken at a live scan service provider in California or get fingerprinted out of state using the FBI Applicant Fingerprint Card
NOTICE ABOUT THE SAFE ACT
All DRE licensees who conduct residential mortgage loan activities,
RE 436A — Page 4 of 4
as outlined in the federal SAFE Act, must obtain a mortgage loan |
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fingerprint service provider. Applicants who reside out of state |
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originator (MLO) license endorsement in order to perform these |
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should submit the $49 fingerprint processing fee with their |
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types of activities (SB 36, Calderon, Chapter 160, Statutes of 2009). |
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exam/license application, fingerprint card, and exam/license fee. |
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MLO license endorsement applications must be submitted through |
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Missing requirements may be submitted anytime within the two year |
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the Nationwide Multistate Licensing System & Registry (NMLS) |
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period after DRE receipt of your application/fee. A new application, |
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and applicants must successfully complete the National test with |
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fee, and current qualifications will be required if you fail to qualify |
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uniform State content, submit a MLO license endorsement filing |
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and pass the examination during that two year period. |
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through NMLS and pay required license endorsement fees, submit |
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The fees for the examination and license are not refundable |
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fingerprints to NMLS, satisfy the 20 hour |
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or transferable to another application pursuant to B&P Code |
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requirement, and submit authorization for NMLS to obtain a credit |
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section 10207. |
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report. All MLO license endorsements expire on December 31st and |
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Acceptable payment methods — Cashiers’ check, money order, |
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must be renewed annually by submitting a renewal filing through |
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NMLS along with the appropriate fees, and evidence of completion |
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check or debit/credit card. |
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of 8 hours of continuing education, as specified. Detailed information |
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• Make check or money order payable to: Department of Real |
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regarding obtaining a MLO license endorsement can be found on |
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Estate. DO NOT SEND CASH. |
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our website. |
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• If paying by credit card, use a Credit Card Payment |
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(RE 909). |
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RE 866 Filing Requirements |
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• If applying using eLicnesing, you must pay by debit/credit card. |
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All DRE licensees must report to the Department of Real Estate if |
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they make, arrange, or service loans secured by residential property, |
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Mail To — Department of Real Estate |
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1 to 4 units, under the authority of the Real Estate Law. The report |
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must be made within 30 days of commencing such activity and |
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P.O. Box 137001 |
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must be completed online using Form RE 866 – Mortgage Loan |
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Sacramento, CA |
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Activity Notification. Penalty fees can apply for failure to submit |
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DRE Licensing can be contacted toll free at |
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this required notification. |
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EXPEDITED PROCESSING FOR U.S. MILITARY |
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SUBVERSION OF EXAMINATION |
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Honorably discharged veterans of the U.S.Armed Forces and spouses/ |
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It is a misdemeanor for any person to subvert or attempt to subvert |
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partners who meet the conditions under Business and Professions |
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Code 10151.2 are eligible for expedited processing. |
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any licensing examination. Sections 123, 123.5, 496, 10153.01 and |
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• In order to obtain expedited processing, please submit a copy |
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10153.1 of the Business and Professions (B&P) Code relate to test |
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security and provide that DRE may deny, suspend, restrict or revoke |
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of your U.S. DD Form 214, |
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Discharge certificate to confirm your condition of discharge |
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the license of an applicant or licensee who subverts or attempts to |
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and for spouses/partners, please submit documentation of |
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subvert a licensing examination. |
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the relationship to the service member, real estate license |
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In addition to any other penalties, a person found guilty of violating |
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from other jurisdiction, and current duty station orders for |
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Section 123 of the B&P Code shall be liable for the actual damages |
|
|
California when submitting the application, supporting |
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sustained by the agency administering the examination not to exceed |
|
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qualification documents, and fee. |
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ten thousand dollars ($10,000) and the costs of litigation. |
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• If you are applying online, documentation can be submitted as |
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FEES, PAYMENT & MAILING INFORMATION |
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part of the online application process. If you are applying via |
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Fees are subject to change. |
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mail, please utilize the mailing address below for expedited |
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processing. |
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Fees – Broker |
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Mail To — Department of Real Estate |
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Exam....................................$ 95 |
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P.O. Box 137014 |
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License.................................$300 |
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Sacramento, CA |
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Attn: Expedited Military Processing |
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Total due to DRE |
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with this application ...........$395 |
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Please note - Applications to this P.O. Box from |
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Fingerprint Fee .....................$ 49 |
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discharged veterans or eligible spouses/partners will be processed |
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Fingerprint fee — Applicants who reside in California will |
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in date received order |
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pay a $49 fingerprint processing fee directly to the live scan |
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PRIVACY INFORMATION:
Section 1798.17 of the Civil Code requires this notice be provided when collecting personal or confidential information from individuals. Each individual has the right to review personal information maintained by this Agency, unless access is exempted by law.
Department of Real Estate |
Assistant Commissioner |
1651 Exposition Blvd. |
Licensing & Administration |
Sacramento, CA 95815 |
Telephone: |
General powers of the Commissioner, Sections 10050, 10071, and 10075 of the Business and Professions Code authorizes the maintenance of this information.
Business and Professions Code Sections 30, 31(e) and 494.5(d) require each real estate licensee to initially provide to the Department of Real Estate his or her social security number which will be furnished to the Franchise Tax Board. The Franchise Tax Board will use your number to establish identification exclusively for tax purposes. These code
sections also require that each application for a new license or renewal provides notification on the application, that the Board of Equalization and the Franchise Tax Board will share taxpayer information with the Department of Real Estate, and that failure to pay tax obligations may result in a suspension or denial of a license. The Board of Equalization and Franchise Tax Board require the Department to collect social security numbers and federal taxpayer identification numbers for the purposes of matching the names of the 500 largest tax delinquencies pursuant to Section 7063 or 19195 of the Revenue and Taxation Code. Your social security numbers and federal taxpayer identification number shall not be deemed public records and shall not be open to the public for inspection.
The Real Estate Law and the Regulations of the Commissioner require applicants to provide the Department with specific information. If all or any part of the required information is not provided, processing may be delayed. In addition, the Commissioner may suspend or revoke a
license, or in the case of a license applicant, may deny the issuance for misstatements of facts (including a failure to disclose a material fact) in an application for a license.
The information requested in this form is primarily used to furnish license status information to the Department’s Enforcement Section, and to answer inquiries and give information to the public on license status, mailing and business addresses and actions taken to deny, revoke, restrict or suspend licenses for cause.
This information may be transferred to real estate licensing agencies in other states, law enforcement agencies (City Police, Sheriff’s Departments, District Attorneys, Attorney General, F.B.I.), and any other regulatory agencies (i.e., Department of Business Oversight, Department of Insurance, Department of Consumer Affairs, California Bar Association).
State of California
Department of Real Estate
Live Scan Service Request (Applicant/Petitioner)
RE 237 (Rev. 7/20) |
Instructions on reverse. |
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Attention - Live Scan Service Providers
Please note the following information when processing Department of Real Estate (DRE) license applicants.
The Type of Application should indicate License, Certification, or Permit, and the Application Title should indicate Real Estate License.
The Department of Justice and FBI processing fee is to be paid by the applicant and should be collected at the live scan service provider site.
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PART 1 |
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CONTRIBUTING AGENCY |
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AGENCY ORI NUMBER |
AGENCY ADDRESS SET |
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A0075 |
CALIFORNIA DEPARTMENT OF REAL ESTATE |
09416 |
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1651 EXPOSITION BLVD, SACRAMENTO CA 95815 |
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APPLICATION TYPE |
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CONTACT NAME |
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LICENSE, CERTIFICATION, OR PERMIT |
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LICENSING SECTION |
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APPLICATION TITLE |
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CONTACT TELEPHONE NUMBER |
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REAL ESTATE LICENSE |
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PART 2 |
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APPLICANT’S PERSONAL INFORMATION |
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APPLICANT NAME (LAST, FIRST, & MIDDLE INITIAL) |
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FORMER NAME/AKA’S (LAST, FIRST) |
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DATE OF BIRTH (MM/DD/YYYY) |
GENDER |
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HEIGHT |
WEIGHT |
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MALE |
FEMALE |
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EYE COLOR |
HAIR COLOR |
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PLACE OF BIRTH |
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SOCIAL SECURITY NUMBER |
CALIFORNIA DRIVER’S LICENSE NO. |
AGENCY BILLING NUMBER |
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Fees paid by applicant |
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RESIDENCE ADDRESS (STREET/P.O. BOX, CITY, STATE, ZIP CODE) |
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YOUR OCA NUMBER (USE SOCIAL SECURITY NUMBER) |
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LEVEL OF SERVICE |
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CALIFORNIA DEPARTMENT OF JUSTICE / FBI
I have received and read the included Privacy Notice, Privacy Act Statement, and Applicant's Privacy Rights.
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Applicant Signature |
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Date |
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PART 3 |
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LIVE SCAN TRANSACTION |
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OPERATOR NAME |
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DATE COMPLETED |
TRANSMITTING AGENCY |
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AMOUNT COLLECTED (FOR ROLLING FEE) |
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AMOUNT COLLECTED (FOR DOJ/FBI PROCESSING) |
ATI NUMBER |
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PART 4 |
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LIVE |
SCAN RESUBMISSION TRANSACTION |
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ORIGINAL ATI NUMBER
LEVEL OF SERVICE REQUESTED FOR RESUBMISSION
CALIFORNIA DEPARTMENT OF JUSTICE
FBI
Original Copy |
Second Copy |
Third Copy |
Live Scan Operator |
Department of Real Estate |
Applicant |
RE 237 |
Page 2 of 4 |
APPLICANT INSTRUCTIONS
Fingerprint Requirement
One set of classifiable electronic fingerprints is required from every real estate license applicant. The fingerprint process is completed by a live scan service provider as noted below.
One set of classifiable electronic fingerprints is also required by licensees who hold a restricted license and who are petitioning for removal of restrictions or by individuals who have had their real estate license revoked and are petitioning for reinstatement of their license.
Applicants have the option of getting their fingerprints taken either after passing their examination or after they have submitted their examination application. However, fingerprint processing fees are not refunded if an applicant fails to pass the examination.
Out of state residents either need to make arrangements to get their fingerprints taken at a live scan service provider in California or get fingerprinted out of state using the FBI Applicant Fingerprint Card
Completion of Form RE 237 Live Scan Service Request
The following information must be entered in Part 2 of the form:
•Your printed name and former names (if any).
•Date of birth, gender, height, weight, eye color, hair color, placeofbirth,socialsecuritynumber(SSN),driverslicense number, residence address, and OCA number (same as SSN).
•Sign and date confirmation of receiving and reading the Privacy Notice, Privacy Act Statement, and Applicant's Privacy Rights.
The electronic fingerprint service provider will complete Part 3 of the form.
Submission of Fingerprint Form
After you have your fingerprints taken by the live scan service provider, a completed copy of this form must be submitted with your original license application or petition application (RE 506). If you choose to get your fingerprints taken before passing your examination, submit a completed copy of this form to the Department of Real Estate, P.O. Box 137002, Sacramento, CA
Fees
Processing fee — A fee will be collected by the live scan provider for the processing of your fingerprints by the Department of Justice.
Service fee — A separate fee will be charged for the service of taking the electronic fingerprints by the live scan provider. That fee may vary depending on the live scan provider you choose.
Fingerprint Services (Contact the facility for fees & hours.)
Many California law enforcement agencies and other private providers provide electronic fingerprint services. You may obtain a complete list by checking the Web site of the California Department of Justice at http://ag.ca.gov/ fingerprints/publications/contact.php. Please note that the hours of operation for each provider may vary and an appointment may be required.