Form Au 331 PDF Details

Form 331 is a document that businesses use to notify customers of their right to privacy. This form provides information on how the business will collect, use, and disclose personal information. By providing this form to customers, businesses can ensure that they are in compliance with Canada's privacy law, PIPEDA. By knowing their rights, customers can be better informed about how their personal information will be used and make choices about whether or not to provide it.

QuestionAnswer
Form NameForm Au 331
Form Length1 pages
Fillable?No
Fillable fields0
Avg. time to fill out15 sec
Other namesformau331 form au 331

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Department of Revenue Services

State of Connecticut

PO Box 5031

Hartford CT 06106-5031

(Rev. 5/05)

Form AU-331

 

Received by DRS

Controlling Interest Transfer Taxes

Informational Return

Check if this is an amended return.

Read instructions below before completing this return.

Part I - Information concerning the entity in which controlling interest was transferred

1. Name

2. Federal Employer Identification Number

3.Address

4.Date controlling interest transferred

5.Interest transferred

Part II - Information concerning the transferor(s)

6.

Name

7. Federal Employer Identification Number or Social Security Number

 

 

 

 

8.

Address

 

 

 

Part III - Information concerning the transferee(s)

9.

Name

10. Federal Employer Identification Number or Social Security Number

 

 

 

 

 

 

11.

Address

 

 

 

Declaration: I declare under penalty of law that I have examined this return (including any accompanying schedules and statements) and, to the best of my knowledge and belief, it is true, complete, and correct. I understand the penalty for willfully delivering a false return to DRS is a fine of not more than $5,000, or imprisonment for not more than five years, or both. The declaration of a paid preparer other than the taxpayer is based on all information of which the preparer has any knowledge.

Sign Here

Keep a copy of this return for your records

Signature of Principal Officer

Title

Date

 

 

 

 

Print Name of Principal Officer

 

Telephone Number

 

 

(

)

Paid Preparer’s Signature

Date

Preparer’s SSN or PTIN

 

 

 

 

Firm Name and Address

 

FEIN

 

 

 

 

 

Instructions

Form AU-331 must be filed by any entity in which a controlling interest is transferred if the transfer is subject to the controlling interest transfer tax or taxes. For information on whether a transfer of a controlling interest is subject to the controlling interest transfer tax or taxes, see SN 2003(11), 2003 Legislation Affecting the Controlling Interest Transfer Taxes. The transferor of a controlling interest is subject to the tax or taxes and must file Form AU-330, Controlling Interest Transfer Taxes Return.

A controlling interest is more than 50 percent (50%) of the total combined voting power of all classes of stock (in the case of a corporate entity) and more than 50 percent (50%) of the capital, profits, or beneficial interest (in the case of a noncorporate entity, such as a partnership, limited liability company, or trust). A controlling interest may be transferred in one transfer or in a series of transfers.

Line 4. Enter the date on which the interest was transferred. This return is due on or before the last day of the month following the month in which the controlling interest was transferred. When the controlling interest is transferred in a series of transfers, enter the date in which the interest transferred, in the aggregate, is more than 50 percent (50%).

Line 6. Enter name of transferor. If more than one transferor, attach a schedule providing the name, address, and Federal Employer Identification Number of each transferor.

Line 7. If a transferor is an individual, enter his or her Social Security Number. If a transferor is other than an individual, enter its Federal Employer Identification Number.

Line 8. If the transferor is an individual, enter his or her home address.

Line 9. Enter name of transferee. If more than one transferee, attach a schedule providing the name, address, and Federal Employer Identification Number of each transferee.

Line 10. If the transferee is an individual, enter his or her Social Security Number. If a transferee is other than an individual, enter its Federal Employer Identification Number.

Line 11. If the transferee is an individual, enter his or her home address.

Mail Form AU-331 to the address in the upper right hand corner.