Form Uos S11 PDF Details

Navigating through the financial landscape of retirement planning, individuals often encounter various documents necessary to secure their future, one of which is the Annexure UOS-S11 form. This document plays a crucial role for individuals who have initiated their journey with the National Pension System (NPS) by opening a Tier I account but have not yet received their Permanent Retirement Account Number (PRAN) card. The form serves as a request for activating a Tier-II account under NPS, which is optional but offers more flexibility in terms of withdrawal options compared to Tier I. To ensure accuracy and compliance, the form prompts for detailed information including subscriber’s full name, present address, and bank details, all of which are marked with significant importance to avoid any potential mishaps in processing. Moreover, subscribers have the opportunity to specify their investment preferences, which can greatly influence the growth of their pension corpus. The UOS-S11 form also includes a section for nomination details, allowing subscribers to secure their family's financial future in their absence. It’s essential for applicants to provide accurate details to help streamline the activation process of their Tier-II account, thus making a significant step towards planning a stable retirement.

QuestionAnswer
Form NameForm Uos S11
Form Length5 pages
Fillable?No
Fillable fields0
Avg. time to fill out1 min 15 sec
Other namesPRAN, Gazetted, Shri, NPS

Form Preview Example

Annexure UOS-S11

Page - 1

Request for Activation of Tier-II account under New Pension System (NPS)

To be used by Subscribers having a pre-existing Tier I account under NPS but who have not been issued a PRAN Card

(To avoid mistake(s), please read the accompanying instructions carefully before filling up the form)

For POP-SP use:

POP-SP Registration No. :_______________________

Receipt No.:

Entered By : ____________________ Date: __________________

Verified By: _____________________ Date: __________________

I hereby submit the following details for activation of a Tier – II account under NPS.

Permanent Retirement Account Number (PRAN)*:

1. Subscriber’s Full Name - Full expanded name: Initials are not permitted. (Please refer to Sr. No. j of the instructions)

Please Tick as applicable

Shri

First Name*

 

Smt.

Kumari

Middle Name

Last Name

2.Subscriber’s Present Address*: (Please refer to Sr. No. j/k of the instructions)

Flat/Unit No, Block no*

Name of Premise/Building/Village

Area/Locality/Taluka

District/Town/City *

State / Union Territory *

Country *

Pin Code

3. Bank Details (Mandatory):

Savings A/c

 

Current A/c

 

(Please refer to Sr. No. g of the instructions)

Bank A/c Number*

Bank Name*

Bank Branch*

Bank Address*

Pin Code* IFS code (Wherever applicable)

Bank MICR Code*

4.Subscriber’s Nomination Details (OPTIONAL - please refer to Sr. No. h of the instructions)

 

 

Name of the Nominee:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1st Nominee

 

 

 

 

 

 

 

2nd Nominee

 

 

 

 

3rd Nominee

 

First Name*

 

First Name *

 

First Name*

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Middle Name

 

Middle Name

 

Middle Name

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Last Name

 

Last Name

 

Last Name

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Date of Birth (In case of a minor):*

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1st Nominee

 

 

 

 

 

 

 

 

 

 

2nd Nominee

 

 

 

 

 

 

 

 

 

 

3rd Nominee

 

 

 

 

 

 

 

 

 

 

 

Annexure UOS-S11

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Page - 2

Relationship with the Nominee:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1st Nominee

 

 

2nd Nominee

 

 

 

 

 

 

 

 

 

 

 

3rd Nominee

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Percentage Share:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1st Nominee

 

 

 

 

%

2nd Nominee

 

 

 

 

 

 

 

 

 

%

3rd Nominee

 

 

 

 

%

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Nominee‟s Guardian Details (in case of a minor):

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1st Nominee‟s Guardian Details

 

2nd Nominee‟s Guardian Details

 

 

 

 

 

 

 

 

 

 

 

3rd Nominee‟s Guardian Details

 

 

 

 

 

 

First Name*

 

 

First Name *

 

 

 

 

 

 

 

 

 

 

 

First Name*

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Middle Name

 

 

Middle Name

 

 

 

 

 

 

 

 

 

 

 

Middle Name

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Last Name

 

 

Last Name

 

 

 

 

 

 

 

 

 

 

 

Last Name

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

5.Subscriber Scheme Preference (Please refer to Sr. No. i of the instructions for further details):

(i). PFM Selection for Active and Auto Choice (Select only one PFM)

PFM Name (in alphabetical order)

Please tick only one

 

 

ICICI Prudential Pension Funds Management Company Limited

 

 

 

IDFC Pension Fund Management Company Limited

 

 

 

Kotak Mahindra Pension Fund Limited

 

 

 

Reliance Capital Pension Fund Limited

 

 

 

SBI Pension Funds Private Limited

 

 

 

UTI Retirement Solutions Limited

 

 

 

(Selection of PFM is mandatory both in Active and Auto Choice. In case you do not indicate a choice of PFM, your application form shall be summarily rejected).

(ii). Investment Option

Active Choice

 

Auto Choice

 

 

 

(For details on Auto Choice, please refer to the Offer Document)

Note:-

∙In case you do not indicate any investment option, your funds will be invested in Auto Choice

∙In case you have opted for Auto Choice, DO NOT fill up section (iii) below relating to Asset Allocation. In case you do, the Asset Allocation instructions will be ignored and investment made as per Auto Choice.

(iii). Asset Allocation (to be filled up only in case you have selected the ‘Active Choice’ investment option)

Asset Class

E

C

G

Total

(Cannot exceed 50%)

 

 

 

 

% share

 

 

 

100%

 

 

 

 

 

Note:-

∙The allocation across E, C and G asset classes must equal 100%. In case, the allocation is left blank and/or does not equal 100%, the application shall be rejected by the POP.

6.Declaration under the Prevention of Money Laundering Act, 2002

I hereby declare that:

1.The contribution paid has been derived from legally declared and assessed sources of income.

2.I understand that the PFRDA/NPS Trust has the right to peruse my financial profile and also agree that the PFRDA/NPS Trust has the right to close the NPS account in case I am found guilty of violating the provisions of any Law, directly or indirectly, by any Competent Court of Law, having relation to the laws governing prevention of money laundering in the country.

Annexure UOS-S11

Page - 3

Declaration & Authorization

I hereby declare and agree that (a) I have read and understood the Offer Document, terms & conditions or the same was interpreted to me, and the answers entered in the application are mine. (b) I am a Citizen of India. (c) I have not been found or declared to be of an unsound mind under any law for the time being in force. (d) I am not an undischarged insolvent. (e) I hold a valid Tier I account under NPS.

I_________________________________________________________________ , the applicant, do hereby declare that the information provided above is true to the best of my knowledge & belief.

Date :

D D M M Y Y Y Y

Signature/Thumb

Impression* of Subscriber

To be filled by POP-SP

POP-SP Seal

Signature of Authorized Signatory

Name : ___________________________________

Place : __________________

Designation : ________________________________

Date :

-

-

 

D D

M M

Y Y
If a nominee is a minor, then nominee‟s guardian details shall be mandatory.

Annexure UOS-S11

 

Page - 4

 

 

INSTRUCTIONS FOR FILLING THE FORM

 

 

a)

The form is to be filled by the Subscribers who have been registered in NPS without a PRAN card.

 

 

b)

Form to be filled legibly in BLOCK LETTERS and in BLACK INK only. Please fill the form in legible handwriting so as to avoid errors in your

 

application processing. Please do not overwrite. Corrections should be made by cancelling and re-writing and such corrections should be counter-

 

signed by the applicant.

 

 

 

c)

Each box, wherever provided, should contain only one character (alphabet/number/punctuation mark) leaving a blank box after each word. The details

 

marked with (*) are mandatory.

 

 

 

d)

Applications incomplete in any respect and/or not accompanied by required documents are liable to be rejected. The application is liable to be

 

rejected if mandatory fields are left blank.

 

 

e)

Government employees may submit their application to any POP-SP of their choice. The list of POP-SPs rendering services under NPS is available

 

on CRA website http://www.npscra.nsdl.co.in

 

 

f)

Subscribers are advised to retain the acknowledgement slip signed/ stamped by the POP-SP where they submit the application.

 

 

g)

Bank Details :

 

 

 

 

a. Bank details are mandatory for Tier-II.

 

 

 

b. The Subscriber shall provide a cancelled cheque, the details of which should match the details provided under Point No.3 on Page 1.

h)

Subscriber’s Nomination Details

 

 

 

 

 

 

 

 

 

1) Subscriber can nominate a maximum of three nominees.

 

 

 

 

2) Subscriber cannot fill the same nominee details more than once.

 

 

 

Percentage Share

3) Percentage share value for all the nominees must be integer. Decimals/Fractional values shall not be

 

accepted in the nomination(s).

 

 

 

 

 

 

 

 

4) Sum of percentage share across all the nominees must be equal to 100. If sum of percentage is not equal

 

 

to 100, entire nomination will be rejected.

 

 

Nominee‟s Guardian

Details

A subscriber to Tier II is required to make a fresh nomination. The nomination exercised for Tier I shall not be automatically applicable to Tier II and vice versa.

i)Subscriber Scheme Preference

Active choice

1.PFM selection is mandatory. The form shall be rejected if a PFM is not opted for.

2.Allocation under Equity (E) cannot exceed 50%

3.A subscriber opting for active choice may select the available asset classes (“E”, “G”, & “C”). However, the sum of percentage

allocation across all the selected asset classes must equal 100. If the sum of percentage allocations is not equal to 100%, or the asset allocation table at Point No. 5 (iii) is left blank, the application shall be rejected.

Auto choice

4.A subscriber opting for Auto Choice must also select a PFM. The application shall be rejected if the subscriber does not indicate

his/her choice of PFM

In case both investment option and the asset allocation at Point No. 5 (ii) and Point No. 5 (iii) respectively are left blank, the subscriber‟s funds shall be invested as per Auto Choice

For more details on investment options and asset classes, please refer to the Offer Document.

j)Instruction to Government Officers who are not IRA Compliant

Government officers who are not IRA compliant, i.e., those who have not been issued a PRAN card may either produce a letter from their Head of Office as per the format below OR submit documents relating to proof of identity and proof of address as mentioned in instruction (k) :

SPECIMEN LETTER TO BE ISSUED BY Head of Office

(On official stationary)

TO WHOMSOEVER IT MAY CONCERN

This is to certify that Shri/Shmt _______________(name of employee)____________________ _ is an employee of

Recent

_____________(name of office)_______________. He/She has been allotted PRAN No:_____ ___(PRAN)______ _.

Photograph

His/Her date of birth as per official records is ________(date in dd/mm/yyyy)_______ _. The permanent address of

 

the employee is as under.

 

Flat/Unit No, Block no

 

 

Name of Premise/Building/Village

 

Area/Locality/Taluka

 

District/Town/City

 

State / Union Territory

 

Country

 

Pin Code

 

Place:

Date :

Signature with Office

Seal/Stamp

(Head of Office)

Annexure UOS-S11

Page - 5

INSTRUCTIONS FOR FILLING THE FORM

k)Illustrative list of documents acceptable as proof of identity and address

No.

Proof of Identity (Copy of any one)

 

No.

Proof of Address (Copy of any one)

1

School Leaving Certificate

 

1

Electricity bill^

2

Matriculation Certificate

 

2

Telephone bill^

3

Degree of Recognized Educational Institution

 

3

Depository Account Statement^

4

Depository Account Statement

 

4

Credit Card Statement^

5

Bank Account Statement / Passbook

 

5

Bank Account Statement / Passbook^

6

Credit Card

 

6

Employer Certificate^

7

Water Bill

 

 

7

Rent Receipt^

8

Ration Card

 

8

Ration Card

9

Property Tax Assessment Order

 

9

Property Tax Assessment Order

10

Passport

 

 

10

Passport

11

Voter‟s Identity Card

 

11

Voter‟s Identity Card

12

Driving License

 

12

Driving License

13

PAN Card

 

 

 

Certificate of address signed by a Member of Parliament or

 

Certificate

of identity signed by a Member of Parliament

or

 

 

13

Member of Legislative Assembly or Municipal Councillor or

14

Member of Legislative Assembly or Municipal Councillor or a

 

a Gazetted Officer.

 

Gazetted Officer.

 

 

 

 

 

 

 

Note:

1) Proof of Address mentioned in Sr. No. 1 to 7 (^) should not be more than six months old on the date of application.

 

 

2) You are required to bring original documents & two self-attested photocopies (Originals will be returned over-the-

 

 

counter after verification)

 

 

 

GENERAL INFORMATION FOR SUBSCRIBERS

∙The Subscriber can obtain the status of his/her application from the CRA website or through the respective POP-SP.

∙For more information

Visit us at http://www.npscra.nsdl.co.in Call us at 022-24994200

e-mail us at info.cra@nsdl.co.in

Write to: Central Recordkeeping Agency, National Securities Depository Limited, 4th Floor, „A‟ Wing, Trade World,

Kamala Mills Compound, Senapati Bapat Marg, Lower Parel (W), Mumbai - 400 013.

How to Edit Form Uos S11 Online for Free

Using PDF documents online can be a piece of cake with our PDF tool. You can fill out 3rd here without trouble. We at FormsPal are focused on providing you the ideal experience with our tool by constantly presenting new features and enhancements. With these improvements, using our tool becomes better than ever before! Should you be looking to get going, this is what it takes:

Step 1: Just click on the "Get Form Button" above on this page to access our pdf editing tool. There you'll find everything that is required to work with your file.

Step 2: As soon as you launch the PDF editor, you'll see the document ready to be filled in. In addition to filling out different fields, it's also possible to perform some other things with the form, namely adding your own textual content, modifying the initial textual content, inserting graphics, affixing your signature to the document, and more.

When it comes to blanks of this particular form, here's what you need to do:

1. Complete the 3rd with a group of essential fields. Get all the important information and ensure absolutely nothing is missed!

Writing section 1 of Annexure

Step 3: Before getting to the next step, ensure that form fields are filled out the right way. When you establish that it is correct, press “Done." Find your 3rd the instant you sign up at FormsPal for a free trial. Readily get access to the pdf document within your FormsPal account, with any modifications and adjustments conveniently saved! When you use FormsPal, you can complete forms without stressing about information leaks or records being distributed. Our secure software makes sure that your personal details are kept safely.

Form Uos S11 isn’t the one you’re looking for?

Related Documents