Ocfs Ldss 4699 Form PDF Details

The New York State Office of Children and Family Services requires the OCFS-LDSS-4699 form, a crucial document for child care providers who operate without the need for a license or registration. This enrollment form, updated in June 2011, spans 16 pages and serves as the primary tool for providers of legally-exempt family child care and in-home child care to register with enrollment agencies, allowing them to receive subsidized care payments. Providers are asked to furnish detailed information, including personal identification, contact details, child care service location, and the choice of legally-exempt child care type they offer, be it in-home care or family child care. Additionally, it inquires about the provider's ability to read and speak English, their charges to parents, participation in the Federal Food Program, and qualifications for enhanced rate based on training. Background check requirements for any individuals present at the child care location underscore the commitment to child safety. This form also addresses the administration of medication, highlighting the legal constraints and permissions for providing care. Through this comprehensive approach, the form not only facilitates the enrollment of child care providers in subsidy programs but also ensures adherence to state health and safety regulations, underscoring the state's dedication to child welfare and provider accountability.

QuestionAnswer
Form NameOcfs Ldss 4699 Form
Form Length16 pages
Fillable?No
Fillable fields0
Avg. time to fill out4 min
Other namesenrollment legally exempt, ldss form download, ocfs ldss 4699, you ocfs form

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OCFS-LDSS-4699 (Rev 6/2011)

Page 1 of 16

NEW YORK STATE

OFFICE OF CHILDREN AND FAMILY SERVICES

ENROLLMENT FORM FOR PROVIDER OF LEGALLY-EXEMPT

FAMILY CHILD CARE AND LEGALLY-EXEMPT IN-HOME CHILD CARE

Child Care providers who are not required by NYS law to be licensed or registered to operate a day care program use this form to enroll with a legallyexempt caregiver enrollment agency to provide subsidized child care.

Instructions: Please use black/blue pen.

Provider: Complete the “Child Care Provider Section” of this form.

Parent/caretaker: Complete the “Parent Information Section” of this form.

The provider and parent/caretaker walk though and inspect the site, review sections of the form, then sign and date where indicated.

Submit the completed form to the enrollment agency serving the location where the child care is being provided.

I. CHILD CARE PROVIDER SECTION

A . C H I L D C A R E P R O V I D E R A N D P R O G R A M

1.Child Care Provider Name:

Mr. Mrs. Ms.

Last

First

MI

Suffix

Other names known by:

Maiden, married, aliases, etc.

2.Identifying and Contact Information:

Enrollment Number:

 

 

Site Phone: (

)

 

Listed

Unlisted

 

 

(If Applicable)

 

 

 

 

 

 

Date of Birth:

/

/

 

Home Phone: (

 

)

Listed

Unlisted

 

(mm/dd/yyyy)

 

 

 

 

 

 

Gender (M or F):

 

 

 

Cell Phone: (

 

)

 

 

Social Security # 1:

 

 

 

E-Mail Address2:

 

 

No E-Mail Address

3.Child Care Location: Give address where child care is provided.

House Number

Street

 

 

Apt.

 

 

 

 

 

Address Line 2

 

 

 

Floor

 

 

 

 

 

City

 

State

Zip

County

4.Home Address: Is your home address the same as the child care location given above?

Yes. No. If No, give address below.

 

House Number

Street

 

 

 

Apt.

 

 

 

 

 

 

 

 

Address Line 2

 

 

 

 

Floor

 

 

 

 

 

 

 

 

City

 

State

Zip

County

 

 

 

 

 

(For Enrollment Agency Use)

(For Local District Use)

 

WMS

Received Date: ___________

Parent’s Case No.:_______________________ Type: Local

Complete Date:

 

LSSD Office/Unit/Wkr. No.:

/

/

 

 

 

 

 

 

 

1The social security number is required when the local social services district issues child care subsidy payments directly to a child care provider. Failure to provide the social security number may delay payment. The social security number of provider is optional when a local social services district issues child care subsidy checks to the subsidy recipient (parent/ caretaker). If the social security number is provided, it may be used by

federal, State and local agencies for federal reporting, to prevent the duplication of services and to prevent fraud. 2 The E-mail address if given may be used by the enrollment agency to contact you.

OCFS-LDSS-4699 (Rev 6/2011)Page 2 of 16

5. Mailing Address: Is your mailing address the same as the child care location or home address given above?

Yes, same as child care location.

Yes, same as home address.

No. If No, give address below.

 

House Number

Street

 

 

Apt.

 

 

 

 

 

Address Line 2

 

 

 

Floor

 

 

 

 

 

City

 

State

Zip

County

6.Were you previously enrolled as a legally-exempt child care provider?

Yes. If Yes, give year enrolled, ________, and county where you resided, _____________________.

No.

7.List below the Counties/Districts issuing subsidy payments for child care that you currently provide.

District:

 

Local ID/Vendor Number3 if any:

District:

 

Local ID/Vendor Number, if any:

District:

 

Local ID/Vendor Number, if any:

8.Do you read English? Yes. No. If No, what language do you read best? ____________________.

9.Do you speak English? Yes. No. If No, what language do you speak best? ____________________.

10.Does any other person provide child care at the SAME location you intend to provide child care?

Yes. Describe: ____________________________________________________________________

No.

B . T Y P E O F L E G A L L Y - E X E M P T C H I L D C A R E T H A T Y O U P R O V I D E :

1.Choose the statement which describes the child care services you provide. Check A, B, or C. Provide additional information as indicated.

A) I am an “In-Home Child Care” Provider. I provide care in the child’s home and l care only for children who live in the home. (Provider and parent/caretaker: Please read the OCFS-LDSS-4699.2A, then complete and ATTACH the OCFS-LDSS-4699.2, Agreement For Legally-Exempt In-Home Child Care form.)

B) I am a “Family Child Care” Provider. I provide care in my own home, or another person’s home. I care for at least one child who does not live in the home where care is given. (Choose 1, 2, or 3 below, whichever describes your situation best.)

1) Relative Care- I am either the grandparent, great-grandparent, great-great-grandparent, aunt/uncle, great aunt/great uncle, brother/sister or first cousin of ALL the children in care; OR

2) I care for no more than 2 children (not counting my own children or any children older than 13 years); OR

3) I care for 3 or more children. However, I never have more than 2 children in care at the same time for more than three hours a day.

C) Other--I provide care other than choices A or B above. Explain: ___________________________

______________________________________________________________________________

______________________________________________________________________________

(You cannot be enrolled until you prove that you are legally-exempt from the licensing and registering requirements).

2. Are you less than 18 years of age?

Yes.

No.

You must comply with the NYS Department of Labor’s requirements. Provide the documents listed below to show you meet the requirements. Check to show item is attached.

I have ATTACHED the OCFS-LDSS-4699.1, Employment of Minors Form (Rev. 2010).

I have ATTACHED a copy of my working papers which are required if I am a minor providing Family Child Care. (Not required for “In-Home” child care providers.)

3Provider/Vendor Number is an identifying number assigned and used by the local social services district to track the provider.

OCFS-LDSS-4699 (Rev 6/2011)

Page 3 of 16

C . P E O P L E W H O M A Y B E P R E S E N T A T C H I L D C A R E L O C A T I O N

 

People who are present at the child care location when child care is provided and may have contact with child(ren) you care for must have background checks as required by NYS health and safety regulations. These checks apply to the following people:

An employee-a person you hire to work at the child care location.

A volunteer-a person who is sometimes at the child care location and who may have contact with the children you provide care for.

For family child care, a household member-a person who lives in the home where care is provided.

NOTE: The enrolled child care provider is the person authorized to care for the subsidized child(ren). The enrolled child care provider must be present and supervising at all times. Employees, volunteers and household members CANNOT substitute for the provider in caring for the child(ren) and cannot be left alone with the child(ren).

1. Do you have any employees or volunteers, as described above?

 

 

 

 

 

 

 

 

 

No.

Yes. If yes, list all in Table 1, below and attach more sheets as necessary.

 

 

 

TABLE 1-CHILD CARE PROVIDER'S VOLUNTEERS AND EMPLOYEES

 

 

 

 

 

 

 

 

 

 

NAME

 

 

 

ROLE:

 

 

 

GENDER

 

 

(INCLUDE AND SPECIFY MAIDEN NAME AND ANY OTHER ALIAS NAMES BY WHICH VOLUNTEERS

 

 

 

EMPLOYEE,

 

 

 

 

 

 

 

 

 

OR

 

 

 

(M OR F)

 

 

 

AND EMPLOYEES MAY BE KNOWN)

 

 

 

 

 

 

 

 

 

 

 

 

VOLUNTEER

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DATE

OF

BIRTH

A)

B)

C)

D)

E)

 

 

 

 

 

 

 

 

 

/

/

Last

First

MI

Suffix

 

 

 

 

 

 

 

 

 

 

/

/

Last

First

MI

Suffix

 

 

 

 

 

 

 

 

 

 

/

/

Last

First

MI

Suffix

 

 

 

 

 

 

 

 

 

 

/

/

Last

First

MI

Suffix

 

 

 

 

 

 

 

 

 

 

/

/

Last

First

MI

Suffix

 

2.Only “Family Child Care” providers must answer this following question:

Are there any adults, age 18 and older, (not including the child care provider) living in the residence where child care is given? This includes: family members, non-family members, renters sharing the home, apartment mates, adults placed in your care, and any other adult person who lives in the residence where child care is provided.

No.

Yes. Identify in Table 2 below everyone who lives in the residence where care is provided. Attach more sheets as necessary.

TABLE 2-HOUSEHOLD MEMBERS AGE 18 AND OVER, LIVING AT CHILD CARE SITE

NAME

(INCLUDE AND SPECIFY MAIDEN NAME AND ANY OTHER ALIAS NAMES BY WHICH HOUSEHOLD MEMBERS

MAY BE KNOWN)

A)

LastFirstMI Suffix

B)

LastFirstMI Suffix

C)

LastFirstMI Suffix

D)

LastFirstMI Suffix

E)

LastFirstMI Suffix

F)

Last

First

MI

Suffix

GENDER

(M OR F)

DATE

OF

BIRTH

/ /

/

/

/

/

/

/

/

/

/

/

OCFS-LDSS-4699 (Rev 6/2011)Page 4 of 16

D . O T H E R Q U A L I F I C A T I O N S & P R O G R A M C H A R A C T E R I S T I C S

1.PROVIDERS ELIGIBILITY FOR ENHANCED RATE BASED ON TRAINING

Have you completed in the past 12 months, 10 hours of training aimed at improving the quality of the care you provide?

Yes. If Yes, you may be eligible to receive an enhanced rate. ATTACH the OCFS-LDSS-4699.3- Legally- Exempt Child Care Provider Training Record and your training certificates.

No.

2.FEDERAL FOOD PROGRAM ASSISTANCE

The Child and Adult Care Food Program (CACFP) helps Family Child Care programs to pay for meals and snacks served to child(ren) in care. Are you currently participating in CACFP?

A) No. If you want information about CACFP call: 1(800) 942-3858.

B) Yes. If “yes”, provide information about your participation in CACFP and ATTACH proof of your participation dated within the past 12 months below:

1)Sponsor Agency Name: _____________________________________________

2)Sponsoring Agency ID Number (if known): _______________________________________

3)Your CACFP Provider Number:________________________________________

4)Agreement Number: ________________________________________________

5) Proof of Participation:

Type of Proof: (Check below to show proof attached)

Date on Proof:_____________

CACFP Claim Reimbursement Stub

CACFP Monitoring Checklist (DOH-4118)

 

 

CACFP Continuous Application and Agreement (DOH-3705)

3.AMOUNT YOU CHARGE

Do you charge parents receiving subsidy the same amount that you charge parents for non-subsidy child(ren) of the same age and similar care?

A) Yes.

B) No. If, No choose the statement below which describes the amount you charge.

1) I charge parents receiving subsidy less than I charge other parents.

2) I charge parents receiving subsidy more than I charge other parents.

4.ADMINISTRATION OF MEDICATION

NYS Law restricts the right to administer medication other than over-the-counter topical ointments, sunscreen and topically applied insect repellent to specific medical professionals who are authorized by NYS to administer medication. Some individuals are exempt from this requirement based on their relationship to the child, family, or household and are permitted to administer medications, including:

The child’s parent/caretaker, step-parent, legal custodian, legal guardian, or member of the child’s household,

A child care provider employed by the parent/caretaker to provide child care in the child’s home,

Family members who are related within the 3rd degree of consanguinity to the child’s parent or step parent. This includes the child’s grandparent, great-grandparent, great-great grandparent, aunt/uncle (and spouse), great aunt/uncle (and spouse), first cousin (and spouse), and brother /sister.

Child care providers who are trained and authorized by the Office of Children and Family Services (OCFS)

under the Health Care Plan for Administration of Medication, approved by a qualified health care consultant, and who are:

OOperating in compliance with the NYS regulation which includes receiving training on medication administration,

OAuthorized by the child’s parent/caretaker, step parent, legal guardian, or legal custodian to administer medication, and

OAdministering medication to subsidized children in care.

To receive OCFS authorization to administer medication, a child care provider must be at least 18 years of age and literate in the language in which the parental permissions and health care provider’s instructions will be given. Any person who is NOT AUTHORIZED by NYS Law or NOT EXEMPT from this legal requirement, may ONLY administer over-the-counter topical ointments, sunscreen and topical insect repellent. Examples of medication they MAY NOT ADMINISTER include, but are not limited to: Tylenol, Ritalin, insulin, antibiotics, and ear, eye, or nose drops.

OCFS-LDSS-4699 (Rev 6/2011)

Page 5 of 16

A)Are you, your employees or volunteers LEGALLY PERMITTED to administer medication to child(ren) in subsidized care?

Check all statements that apply to you. Provide all other information as it applies.

1) Yes. I am RELATED within the 3rd degree by blood or marriage to the child(ren)’s parent or step-parent. Therefore, I am allowed to administer medication to the child(ren) following the health care provider’s instructions and when I have appropriate permission from the parent.

I am grandparent of:

I am great-grandparent of:

I am great-great-grandparent of:

I am aunt/uncle of (includes spouse) of:

I am great aunt/great uncle (includes spouse) of:

I am first cousin (includes spouse) of:

I am brother/sister of:

2) Yes. I am PROVIDING CARE IN THE HOME of the following child(ren): ___________________

_____________________________________________________________________. Therefore, I am

PERMITTED to administer medication to these children when I have appropriate permission from the parent and I am following the health care provider’s instructions.

3) Yes. I am a NYS medical professional AUTHORIZED BY NYS DEPARTMENT OF EDUCATION (NYSED) to administer medication. Therefore, I am allowed to administer medication to child(ren) in my care when there are appropriate permissions from the parent and when following the health care provider’s instructions.

a) My profession is (check one):

Registered Nurse

Nurse Practitioner

Physician Physician Assistant

b) License number: ________________________

I have attached a copy of my current NYS professional medical license. (Required).

4) Yes. I HAVE a Health Care Plan for the Administration of Medication (OCFS-LDSS-7000) approved within the past 2 years. Therefore, the qualified medications administrant named below is AUTHORIZED BY OCFS to administer medication to subsidized children in my care according to the health care provider’s instructions and when there are appropriate permissions from the parent.

a) Plan approval date: _____________________

I have attached a copy of the first page AND the approval page of my Health Care Plan for the Administration of Medication (OCFS-LDSS-7000).

b)Name of the qualified Medications Administrant: _________________________________.

c)Health Care Consultant (HCC) name: __________________________________________.

d)Health Care Consultant Profession (check one):

Registered Nurse

Nurse Practitioner

Physician

Physician Assistant

e) License Number: _________________________________.

5) No. None of the above permissions apply to me. I am not authorized by OCFS or NYSED. I understand I cannot administer medication to the child(ren) in care, except: Over-the-counter topical ointments, sunscreen, and topically applied insect repellent.

B) Are you interested in seeking authorization to administer medication to child(ren) in subsidized care?

Yes. I want to learn how to start the process. Please send me the OCFS-LDSS-7007, Obtaining Authorization to Administer Medication to Children in Legally-Exempt Care.

No. I will not be seeking authorization to administer medication at this time.

C)I agree I will administer medication in compliance with NYS Law and only to the extent that I am permitted by NYS Law which I have indicated by my choice on this page above.

Yes. No.

D)If I have employees or volunteers, I will make sure that each of my employees and volunteers administers medication in compliance with NYS Law and only to the extent permitted by NYS Law.

Yes. No.