State Ct Ucc 1 Form PDF Details

The State Ct UCC-1 Form serves a crucial role in the commercial world, providing a standardized way to document a security interest in a debtor's property. This ensures that lenders have a public claim on the property used as collateral for a loan, safeguarding their investment. The form, managed by the Connecticut Secretary of the State, requires detailed information to be filled out legibly using ink, including the debtor's legal name, address, and a description of the collateral. With a filing fee of $50, the form necessitates careful completion to avoid any legal mishaps, as inaccuracies can have significant consequences. The form allows for the notation of various types of collateral and includes special sections for different circumstances, such as trusts or public finance transactions. It even accommodates alternative designations, enhancing its adaptability to various legal contexts. Available for review and submission on the Connecticut Secretary of the State's website, this form is a fundamental tool in the secured transaction process, providing clarity and legal certainty to all involved parties. As such, meticulous attention to all instructions is paramount to ensure its effectiveness in securing the interests of creditors while respecting the legal rights of debtors.

QuestionAnswer
Form NameState Ct Ucc 1 Form
Form Length4 pages
Fillable?No
Fillable fields0
Avg. time to fill out1 min
Other namesct ucc filing, connecticut ucc 1 financing statement, ct ucc state, how to connecticut ucc state

Form Preview Example

SECRETARY OF THE STATE OF CONNECTICUT

MAILING ADDRESS: COMMERCIAL RECORDING DIVISION, CONNECTICUT SECRETARY OF THE STATE, P.O. BOX 150470, HARTFORD, CT 06115-0470

DELIVERY ADDRESS: COMMERCIAL RECORDING DIVISION, CONNECTICUT SECRETARY OF THE STATE, 30 TRINITY STREET, HARTFORD, CT 06106

PHONE: 860-509-6002

WEBSITE: www.concord-sots.ct.gov

STATE OF CONNECTICUT

UCC-1 FINANCING STATEMENT

USE INK. COMPLETE ALL SECTIONS. PRINT OR TYPE. ATTACH 81/2 X 11 SHEETS IF NECESSARY.

FILING PARTY (CONFIRMATION WILL BE SENT TO THIS ADDRESS):

FILING FEE: $50

CUSTOMER ID:

 

 

 

MAKE CHECKS PAYABLE TO "SECRETARY

 

 

 

OF THE STATE"

 

 

 

 

 

NAME:

 

 

 

 

 

ADDRESS:

 

 

 

 

 

CITY:

 

 

 

 

 

STATE:

 

ZIP:

 

 

EMAIL:

 

 

 

 

 

 

 

 

 

 

1. DEBTOR'S EXACT FULL LEGAL NAME - INSERT ONLY ONE DEBTOR NAME (1A OR 1B) - DO NOT ABBREVIATE OR

COMBINE NAMES

 

 

 

 

 

 

1A. ORGANIZATION'S NAME

 

 

 

 

OR

 

 

 

 

 

 

 

 

 

 

 

 

1B. INDIVIDUAL'S

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SURNAME

 

 

 

 

 

 

 

 

 

 

 

 

 

FIRST PERSONAL NAME

 

 

MIDDLE

 

SUFFIX

 

 

 

 

 

 

 

1C. MAILING ADDRESS:

 

 

 

 

 

ADDRESS:

 

 

 

 

 

CITY:

 

 

 

 

 

STATE:

ZIP:

COUNTRY:

 

 

 

 

 

 

2. ADDITIONAL DEBTOR'S EXACT FULL LEGAL NAME - INSERT ONLY ONE DEBTOR NAME (2A OR 2B) - DO NOT

ABBREVIATE OR COMBINE NAMES

 

 

 

 

 

 

2A. ORGANIZATION'S NAME

 

 

 

 

OR

 

 

 

 

 

 

 

 

 

 

 

 

2B. INDIVIDUAL'S

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SURNAME

 

 

 

 

 

 

 

 

 

 

 

 

 

FIRST PERSONAL NAME

 

 

MIDDLE

 

SUFFIX

 

 

 

 

 

 

 

2C. MAILING ADDRESS:

 

 

 

 

 

ADDRESS:

 

 

 

 

 

CITY:

 

 

 

 

 

STATE:

ZIP:

COUNTRY:

 

 

 

 

 

 

 

 

 

PAGE 1 OF 2

FORM UO-1-1.1

Rev. 7/2013

 

3.SECURED PARTY NAME (OR NAME OF ASSIGNEE OF ASSIGNOR S/P) - INSERT ONLY ONE SECURED PARTY NAME (3A OR 3B)

OR

3A. ORGANIZATION'S NAME

3B. INDIVIDUAL'S

SURNAME

FIRST PERSONAL NAME

MIDDLE

SUFFIX

 

 

 

3C. MAILING ADDRESS:

ADDRESS:

CITY:

STATE:ZIP:COUNTRY:

4. THIS FINANCING STATEMENT COVERS THE FOLLOWING COLLATERAL:

5. CHECK ONLY IF APPLICABLE AND CHECK ONLY ONE BOX: COLLATERAL IS

 

HELD IN A TRUST (SEE UCC 1AD,

ITEM 13 AND INSTRUCTIONS)

BEING ADMINISTERED BY A DECENDENT'S PERSONAL REPRESENTATIVE.

 

 

 

 

 

 

 

6. CHECK ONLY IF APPLICABLE AND CHECK ONLY ONE BOX:

 

 

 

 

 

 

Public-Finance Transaction

A Debtor is a Transmitting Utility

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

7. ALTERNATIVE DESIGNATION (if applicable):

 

 

 

 

 

 

 

Lessee / Lessor

Consignee / Consignor

Seller / Buyer

Bailee / Bailor

Licensee / Licensor

 

 

 

 

 

 

 

 

8. OPTIONAL FILER REFERENCE DATA:

 

 

 

 

 

PAGE 2 OF 2

FORM UO-1-1.1

Rev. 7/2013

 

Instructions for Connecticut UCC Financing Statement (Form UCC-1)

INSTRUCTIONS

Please type or print this form. Be sure it is completely legible. Read all Instructions, especially Instruction 1; correct Debtor name is crucial. Follow Instructions completely.

Fill in form very carefully; mistakes may have important legal consequences. If you have questions, consult your Legal Advisor. Filing office cannot give legal advice.

Do not insert anything in the open space in the upper portion of this form; it is reserved for filling office use.

When properly completed, send Filing Office Copy, with required fee, to filing office.

If you need to use attachments, use 81/2 x 11 inch sheets and put at the tope of sheet the name of the first Debtor, formatted exactly as it appears in item 2 of this form; you are encouraged to use the UCC Financing Statement Addendum.

1.Debtor name: Enter only one Debtor name in item 1, an organization's name (1a) or an individual's name (1b). Enter Debtor's exact full legal name. Do not abbreviate.

1a. Organization Debtor. "Organization" means an entity having a legal identity separate from its owner. A partnership is an organization; a sole proprietorship is not an organization, even if it does business under a trade name. If Debtor is a Partnership, enter exact full legal name of partnership; you need not enter names of partners as additional Debtors. If Debtor is a registered organization (e.g., corporation, limited partnership, limited liability company), it is advisable to examine Debtor's current filed charter documents to determine Debtor's correct name, organization type, and jurisdiction of organization.

1b. Individual Debtor. " Individual" means a natural person; this includes a sole proprietorship, whether or not operating under a trade name. Don't use prefixes (Mr., Mrs., Ms.). Use suffix box for titles or lineage (jr., Sr., III) and not for other suffixes or titles (e.g., M.D.). Use married woman's personal name (Mary Smith, not Mrs John Smith). enter individual Debtor's family name (surname) in Surname box, first given name in First Personal Name box, and all additional given names in Middle Name box. For both organization and individual Debtors: Don't use Debtors trade name, DBA, AKA, FKA, Division name etc. in place or combined with Debtor's legal name; you may add such other names as additional Debtors if you wish (but this is neither required nor recommended.)

1c. An address is always required for the Debtor named in 1a or 1b.

2.If an additional Debtor is included, complete item 2. To include further additional Debtors, or one or more additional Secured Parties, attach either Addendum (Form UCC1Ad) of other additional page(s), using correct name format. Follow Instruction 1 for determining and formatting additional names.

3.Enter information for Secured Party or Total Assignee. If there is more than one Secured Party, see Instruction 2.

4.Use item 4 to indicate the collateral covered by this Financing Statement. If space in item 4 is insufficient, put the entire collateral description or continuation of the collateral description on either Addendum (Form UCC1Ad) or the other attached additional page(s).

5.If Debtor is a trust or a trustee acting with respect to property held in trust or is a decedent's estate, check the appropriate box.

6.If Debtor is a transmitting utility, check the appropriate box. If filed in connection with a public finance transaction, check the appropriate box.

7.If the filer desires (at filer's option) to use titles of lessee and lessor, or consignee and consignor, or seller and buyer (in the case of accounts or chattel paper), or bailee and bailor instead of Debtor and Secured Party, check the appropriate box in item 5.

8.This item is optional and is for filer's use only.

 

 

FORM UO-1-1.1

INSTRUCTIONS

DO NOT SCAN THIS PAGE

Rev. 7/2013

OFFICE OF THE SECRETARY OF THE STATE

MAILING ADDRESS:

COMMERCIAL RECORDING DIVISION

CONNECTICUT SECRETARY OF THE STATE

P.O. BOX 150470

HARTFORD, CT 06115-0470

DELIVERY ADDRESS: COMMERCIAL RECORDING DIVISION CONNECTICUT SECRETARY OF THE STATE 30 TRINITY STREET

HARTFORD, CT 06106

PHONE:860-509-6002

WEBSITE: www.concord-sots.ct.gov

 

 

FORM UO-1-1.1

INSTRUCTIONS

DO NOT SCAN THIS PAGE

Rev. 7/2013

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