Ucc 1 Form PDF Details

Are you having trouble understanding UCC 1 forms? If you're confused by this crucial piece of paperwork or want to learn more about it, you've come to the right place. In this blog post, we'll take a deep dive into what a UCC 1 form is and why it’s so important. We'll also discuss the benefits of properly filing your loan security agreement paperwork with your state government using this form. By the end, not only will you understand how these forms work, but will have all the information necessary to confidently proceed with completing and filing them correctly in order to secure any loan transaction. So read on if you want to make sure that your financing process is running smoothly!

QuestionAnswer
Form NameUcc 1 Form
Form Length4 pages
Fillable?No
Fillable fields0
Avg. time to fill out1 min
Other namesdario busch, ucc statement fillable, state of washington ucc filing, ucc statement

Form Preview Example

UCC FINANCING STATEMENT

FOLLOW INSTRUCTIONS (front and back) CAREFULLY

A. NAME & PHONE OF CONTACT AT FILER [optional]

B. SEND ACKNOWLEDGMENT TO: (Name and Address)

THE ABOVE SPACE IS FOR FILING OFFICE USE ONLY

1.DEBTOR'S EXACT FULL LEGAL NAME - insert only one debtor name (1a or 1b) - do not abbreviate or combine names 1a. ORGANIZATION'S NAME

OR

 

 

 

 

 

 

1b. INDIVIDUAL'S LAST NAME

FIRST NAME

MIDDLE NAME

SUFFIX

 

 

 

 

 

 

 

 

 

1c. MAILING ADDRESS

CITY

STATE

POSTAL CODE

COUNTRY

 

 

 

 

 

 

 

 

 

 

1d. TAX ID #: SSN OR EIN

ADD'L INFO RE

1e. TYPE OF ORGANIZATION

1f. JURISDICTION OF ORGANIZATION

1g. ORGANIZATIONAL ID #, if any

 

 

 

 

 

ORGANIZATION

 

 

 

 

 

 

 

 

 

DEBTOR

 

 

 

 

 

 

NONE

2.ADDITIONAL DEBTOR'S EXACT FULL LEGAL NAME - insert only one debtor name (2a or 2b) - do not abbreviate or combine names 2a. ORGANIZATION'S NAME

OR

 

 

 

 

 

 

 

2b. INDIVIDUAL'S LAST NAME

FIRST NAME

MIDDLE NAME

SUFFIX

 

 

 

 

 

 

 

2c. MAILING ADDRESS

CITY

STATE

POSTAL CODE

COUNTRY

 

 

 

 

 

 

 

 

 

2d. TAX ID #: SSN OR EIN

ADD'L INFO RE

2e. TYPE OF ORGANIZATION

2f. JURISDICTION OF ORGANIZATION

2g. ORGANIZATIONAL ID #, if any

 

 

 

 

 

ORGANIZATION

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DEBTOR

 

 

 

 

 

 

NONE

 

 

 

 

 

 

 

 

 

3.SECURED PARTY'S NAME (or NAME of TOTAL ASSIGNEE of ASSIGNOR S/P) - insert only one secured party name (3a or 3b) 3a. ORGANIZATION'S NAME

OR

 

 

 

 

3b. INDIVIDUAL'S LAST NAME

FIRST NAME

MIDDLE NAME

SUFFIX

3c. MAILING ADDRESS

CITY

STATE

POSTAL CODE

COUNTRY

4.This FINANCING STATEMENT covers the following collateral:

5. ALTERNATIVE DESIGNATION [if applicable]:

 

LESSEE/LESSOR

 

CONSIGNEE/CONSIGNOR

 

BAILEE/BAILOR

 

SELLER/BUYER

 

 

AG. LIEN

 

 

NON-UCC FILING

6.

 

This FINANCING STATEMENT is to be filed [for record] (or recorded) in the REAL

7. Check to REQUEST SEARCH REPORT(S) on Debtor(s)

 

All Debtors

 

Debtor 1

 

Debtor 2

 

 

ESTATE RECORDS. Attach Addendum

 

 

[if applicable]

[ADDITIONAL FEE]

[optional]

 

 

 

8.OPTIONAL FILER REFERENCE DATA

FILING OFFICE COPY — NATIONAL UCC FINANCING STATEMENT (FORM UCC1) (REV. 07/29/98)

WASHINGTON FILLABLE (REV. 09/13/2001)

Instructions for National UCC Financing Statement (Form UCC1 Washington Fillable Version)

Please type or laser-print this form. Be sure it is completely legible. Read all Instructions, especially Instruction 1; correct Debtor name is crucial. Follow Instructions completely.

Fill in form very carefully; mistakes may have important legal consequences. If you have questions, consult your attorney. Filing office cannot give legal advice. Do not insert anything in the open space in the upper portion of this form; it is reserved for filing office use.

When properly completed, send Filing Office Copy, with required fee, to filing office.

If youwant to make a search request, complete item 7 (after reading Instruction 7 below)

If you need to use attachments, use 8-1/2 X 11 inch sheets and put at the top of each sheet the name of the first Debtor, formatted exactly as it appears in item 1 of this form; you are encouraged to use Addendum (Form UCC1Ad).

A. To assist filing offices that might wish to communicate with filer, filer may provide information in item A. This item is optional. B. Complete item B if you want an acknowledgment sent to you.

1.Debtor name: Enteronly one Debtor name in item 1, an organization's name (1a) or an individual’s name (1b). Enter Debtor’s exact full legal name. Don’t abbreviate.

1a. Organization Debtor. “Organization” means an entity having a legal identity separate from its owner. A partnership is an organization; a sole proprietorship is not an organization, even if it does business under a trade name. If Debtor is a partnership, enter exact full legal name of partnership; you need not enter names of partners as additional Debtors. If Debtor is a registered organization (e.g., corporation, limited partnership, limited liability company), it is advisable to examine Debtor’s current filed charter documents to determine Debtor's correct name, organization type, and jurisdiction of organization.

1b. Individual Debtor. “Individual” means a natural person; this includes a sole proprietorship, whether or not operating under a trade name. Don’t use prefixes (Mr., Mrs., Ms.). Use suffix box only for titles of lineage (Jr., Sr., III) and not for other suffixes or titles (e.g., M.D.). Use married woman’s personal name (Mary Smith, not Mrs. John Smith). Enter individual Debtor’s family name (surname) in Last Name box, first given name in First Name box, and all additional given names in Middle Name box.

For both organization and individual Debtors: Don’t use Debtor’s trade name, DBA, AKA, FKA, Division name, etc. in place of or combined with Debtor’s legal name; you may add such other names as additional Debtors if you wish (but this is neither required nor recommended).

1c. An address is always required for the Debtor named in 1a or 1b.

1d. Debtor’s taxpayer identification number (tax ID #) — social security number or employer identification number — may be required in some states. (But this is neither required nor recommended in Washington.)

1e,f,g. “Additional information re organization Debtor” is always required. Type of organization and jurisdiction of organization as well as Debtor’s exact legal name can be determined from Debtor’s current filed charter document. Organizational ID #, if any, is assigned by the agency where the charter document was filed; this is different from tax ID #; this should be entered preceded by the 2-character U.S. Postal identification of state of organization if one of the United States (e.g., CA12345, for a California corporation whose organizational ID # is 12345); if agency does not assign organizational ID #, check box in item 1g indicating “none.”

2.If an additional Debtor is included, complete item 2, determined and formatted per Instruction 1. To include further additional Debtors, or one or more additional Secured Parties, attach Addendum (Form UCC1Ad).

3.Enter information for Secured Party or Total Assignee, determined and formatted per Instruction 1. If there is more than one Secured Party, see Instruction 2. If there has been a total assignment of the Secured Party’s interest prior to filing this form, you may either (1) enter Assignor S/P‘s name and address in item 3 and file an Amendment (Form UCC3) [see item 5 of that form]; or (2) enter Total Assignee’s name and address in item 3 and, if you wish, also attaching Addendum (Form UCC1Ad) giving Assignor S/P’s name and address in item 12.

4.Use item 4 to indicate the collateral covered by this Financing Statement. If space in item 4 is insufficient, put the entire collateral description or continuation of the collateral description on either Addendum (Form UCC1Ad) or other attached additional page(s).

5.If filer desires (at filer's option) to use titles of lessee and lessor, or consignee and consignor, or seller and buyer (in the case of accounts or chattel paper), or bailee and bailor instead of Debtor and Secured Party, check the appropriate box in item 5. If this is an agricultural lien (as defined in applicable Commercial Code) filing or is otherwise not a UCC security interest filing (e.g., a tax lien, judgment lien, etc.), check the appropriate box in item 5, complete items 1-7 as applicable and attach any other items required under other law.

6.If this Financing Statement is filed as a fixture filing or if the collateral consists of timber to be cut or as-extracted collateral, complete items 1- 5, check the box in item 6, and complete the required information (items 13, 14 and/or 15) on Addendum (Form UCC1Ad).

7.This item is optional. Check appropriate box in item 7 to request Search Report(s) on all or some of the Debtors named in this Financing Statement. The Report will list all Financing Statements on file against the designated Debtor on the date of the Report, including this Financing Statement. There is an additional fee for each Report.

Note: If Debtor is a trust or a trustee acting with respect to property held in trust, enter Debtor's name in item 1 and attach Addendum (Form UCC1Ad) and check appropriate box in item 17. If Debtor is a decedent's estate, enter name of deceased individual in item 1b and attach Addendum (Form UCC1Ad) and check appropriate box in item 17. If Debtor is a transmitting utility or this Financing Statement is filed in connection with a Manufactured-Home Transaction or a Public-Finance Transaction as defined in applicable Commercial Code, attach Addendum (Form UCC1Ad) and check appropriate box in item 18.

8.This item is optional and is for filer's use only. For filer's convenience of reference, filer may enter in item 8 any identifying information (e.g., Secured Party's loan number, law firm file number, Debtor's name or other identification, state in which form is being filed, etc.) that filer may find useful.

UCC FINANCING STATEMENT ADDENDUM

FOLLOW INSTRUCTIONS (front and back) CAREFULLY

9.NAME OF FIRST DEBTOR (1a or 1b) ON RELATED FINANCING STATEMENT

9a. ORGANIZATION'S NAME

OR

9b. INDIVIDUAL'S LAST NAME

FIRST NAME

MIDDLE NAME,SUFFIX

10. MISCELLANEOUS:

THE ABOVE SPACE IS FOR FILING OFFICE USE ONLY

11.ADDITIONAL DEBTOR'S EXACT FULL LEGAL NAME - insert only one name (11a or 11b) - do not abbreviate or combine names 11a. ORGANIZATION'S NAME

OR

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

11b. INDIVIDUAL'S LAST NAME

 

 

 

 

 

 

FIRST NAME

MIDDLE NAME

SUFFIX

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

11c. MAILING ADDRESS

 

 

 

 

 

 

 

 

 

 

CITY

STATE

POSTAL CODE

COUNTRY

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

11d. TAX ID #: SSN OR EIN

ADD'L INFO RE

11e. TYPE OF ORGANIZATION

11f. JURISDICTION OF ORGANIZATION

11g. ORGANIZATIONAL ID #, if any

 

 

 

 

 

 

 

ORGANIZATION

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DEBTOR

 

 

 

 

 

 

 

 

 

 

 

NONE

12.

 

ADDITIONAL SECURED PARTY'S or

 

ASSIGNOR S/P'S

NAME - insert only one name (12a or 12b)

 

 

 

 

 

 

12a. ORGANIZATION'S NAME

 

 

 

 

 

 

 

 

 

 

 

 

OR

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

12b. INDIVIDUAL'S LAST NAME

 

 

 

 

 

 

FIRST NAME

MIDDLE NAME

SUFFIX

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

12c. MAILING ADDRESS

 

 

 

 

 

 

 

 

 

 

CITY

STATE

POSTAL CODE

COUNTRY

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

13. This FINANCING STATEMENT covers

 

 

timber to be cut or

 

as-extracted

16. Additional collateral description:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

collateral, or is filed as a

 

fixture filing.

 

 

 

 

 

 

 

 

 

 

 

 

14.Description of real estate:

15.Name and address of a RECORD OWNER of above-described real estate (if Debtor does not have a record interest):

17.Check only if applicable and check only one box.

Debtor is a

 

Trust or

 

Trustee acting with respect to property held in trust or

 

 

Decedent's Estate

 

 

 

 

 

 

 

 

18.Check only if applicable and check only one box.

Debtor is a TRANSMITTING UTILITY

Filed in connection with a Manufactured-Home Transaction — effective 30 years

Filed in connection with a Public-Finance Transaction — effective 30 years

FILING OFFICE COPY — NATIONAL UCC FINANCING STATEMENT ADDENDUM (FORM UCC1Ad) (REV. 07/29/98) WASHINGTON FILLABLE (REV. 09/13/2001)

Instructions for National UCC Financing Statement Addendum (Form UCC1Ad)

9.Insert name of first Debtor shown on Financing Statement to which this Addendum is related, exactly as shown in item 1 of Financing Statement.

10.Miscellaneous: Under certain circumstances, additional information not provided on Financing Statement may be required. Also, some states have non-uniform requirements. Use this space to provide such additional information or to comply with such requirements; otherwise, leave blank.

11.If this Addendum adds an additional Debtor, complete item 11 in accordance with Instruction 1 on Financing Statement. To add more than one additional Debtor, use an additional Addendum form for each additional Debtor and

give complete information for each additional Debtor in accordance with Instruction 1 on Financing Statement. All additional Debtor information, especially the name, must be presented in proper format exactly identical to the format of item 1 of Financing Statement.

12.If this Addendum adds an additional Secured Party, complete item 12 in accordance with Instruction 3 on Financing Statement. In the case of a total assignment of the Secured Party’s interest before the filing of this Financing Statement, if filer has given the name and address of the Total Assignee in item 3 of the Financing Statement, filer may give the Assignor S/P’s name and address in item 12.

13-15. If collateral is timber to be cut or as-extracted collateral, or if this Financing Statement is filed as a fixture filing, check appropriate box in item 13; provide description of real estate in item 14; and, if Debtor is not a record owner of the described real estate, also provide, in item 15, the name and address of a record owner. Also provide collateral description in item 4 of Financing Statement. Also check box 6 on Financing Statement. Description of real estate must be sufficient under the applicable law of the jurisdiction where the real estate is located.

16.Use this space to provide continued description of collateral, if you cannot complete description in item 4 of Financing Statement.

17.If Debtor is a trust or a trustee acting with respect to property held in trust or is a decedent’s estate, check the appropriate box.

18.If Debtor is a transmitting utility or if the Financing Statement relates to a Manufactured-Home Transaction or a Public-Finance Transaction as defined in the applicable Commercial Code, check the appropriate box.

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It really is easy to complete the form following this helpful guide! Here's what you must do:

1. Complete the ucc1 statement with a number of necessary blank fields. Get all the required information and ensure absolutely nothing is neglected!

Filling in segment 1 of ucc1 financing statement

2. Once your current task is complete, take the next step – fill out all of these fields - c MAILING ADDRESS, CITY, STATE, POSTAL CODE, COUNTRY, d TAX ID SSN OR EIN, ADDL INFO RE ORGANIZATION DEBTOR, e TYPE OF ORGANIZATION, f JURISDICTION OF ORGANIZATION, g ORGANIZATIONAL ID if any, NONE, SECURED PARTYS NAME or NAME of, a ORGANIZATIONS NAME, b INDIVIDUALS LAST NAME, and FIRST NAME with their corresponding information. Make sure to double check that everything has been entered correctly before continuing!

c MAILING ADDRESS, ADDL INFO RE ORGANIZATION DEBTOR, and b INDIVIDUALS LAST NAME of ucc1 financing statement

3. Completing ALTERNATIVE DESIGNATION if, This FINANCING STATEMENT is to be, if applicable, LESSEELESSOR, CONSIGNEECONSIGNOR, BAILEEBAILOR, SELLERBUYER, AG LIEN, NONUCC FILING, Check to REQUEST SEARCH REPORTS on, optional, All Debtors, Debtor, Debtor, and OPTIONAL FILER REFERENCE DATA is essential for the next step, make sure to fill them out in their entirety. Don't miss any details!

Filling out section 3 in ucc1 financing statement

4. This section comes with these particular empty form fields to complete: MISCELLANEOUS, ADDITIONAL DEBTORS EXACT FULL, THE ABOVE SPACE IS FOR FILING, a ORGANIZATIONS NAME, b INDIVIDUALS LAST NAME, FIRST NAME, MIDDLE NAME, SUFFIX, c MAILING ADDRESS, CITY, STATE, POSTAL CODE, COUNTRY, d TAX ID SSN OR EIN, and ADDL INFO RE ORGANIZATION DEBTOR.

ucc1 financing statement conclusion process explained (stage 4)

Be very mindful when completing d TAX ID SSN OR EIN and b INDIVIDUALS LAST NAME, since this is the part where most users make mistakes.

5. To wrap up your form, the final section has a few extra fields. Filling in c MAILING ADDRESS, CITY, STATE, POSTAL CODE, COUNTRY, This FINANCING STATEMENT covers, timber to be cut or, asextracted, Additional collateral description, collateral or is filed as a, fixture filing, Name and address of a RECORD, if Debtor does not have a record, Check only if applicable and, and Debtor is a will certainly conclude everything and you can be done in a tick!

Step number 5 for filling out ucc1 financing statement

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