Ucc 11 Form PDF Details

The UCC 11 form, while not commonly discussed outside of legal and financial circles, plays a critical role in securing transactions that involve personal property as collateral. This form is a request for information regarding Uniform Commercial Code (UCC) filings, specifically designed to provide details about any filings related to a particular debtor's name. It requires precise information, like the debtor's full and exact name, to avoid errors that could have significant legal impacts. The form encompasses several options for the type of information requested, including whether one wants a search of all active records or only those that have not lapsed. Options for certified copies of these records are also available, which might be necessary for legal proceedings or financial audits. It's tailored to suit the needs of the requester with additional service options and specific delivery instructions, ensuring that the information can be tailored and delivered in a manner that best suits the party's needs. Importantly, mistakes in filling out this form can lead to incomplete searches or misunderstandings about a debtor's legal standing, underlining the importance of accuracy when completing the form. Therefore, it's not just a form; it's a crucial step in due diligence and legal verification processes, facilitating transparency and trust in commercial transactions.

QuestionAnswer
Form NameUcc 11 Form
Form Length2 pages
Fillable?No
Fillable fields0
Avg. time to fill out30 sec
Other namesucc 11 pdf, what is ucc 11, form ucc11, ucc 11 form

Form Preview Example

INFORMATION REQUEST

FOLLOW INSTRUCTIONS

A. NAME & PHONE OF CONTACT AT FILER (optional) FILING OFFICE ACCT #

B.E-MAIL CONTACT AT FILER (optional)

C.RETURN TO: (Name and Address)

THE ABOVE SPACE IS FOR FILING OFFICE USE ONLY

1.DEBTOR'S NAME to be searched: Provide only one Debtor name (1a or 1b) (use exact, full name; do not omit, modify, or abbreviate any part of the Debtor’s name) 1a. ORGANIZATION'S NAME

OR 1b. INDIVIDUAL'S SURNAME

 

INDIVIDUAL’S FIRST PERSONAL NAME

 

INDIVIDUAL’S ADDITIONAL NAME(S)/INITIAL(S)

SUFFIX

2. INFORMATION OPTIONS relating to UCC filings and other notices on file in the filing office that include the Debtor name identified in item 1:

2a. SEARCH RESPONSE

CERTIFIED (Optional)

Select one of the following two options:

ALL (Check this box to request a response that is complete, including filings that have lapsed.)

UNLAPSED

2b. COPY REQUEST

CERTIFIED (Optional)

Select one of the following two options:

ALL

UNLAPSED

2c. SPECIFIED COPIES ONLY

CERTIFIED (Optional)

Record Number

Date Record Filed (if required)

Type of Record and Additional Identifying Information (if required)

3.ADDITIONAL SERVICES:

4.DELIVERY INSTRUCTIONS (request will be completed and mailed to the address shown in item C unless otherwise instructed here):

4a. Pick Up

4b. Other

Specify desired method here (if available from this office); provide delivery information (e.g., delivery service's name, addressee's account # with delivery service, addressee's phone #, etc.)

FILING OFFICE COPY (1) — INFORMATION REQUEST (Form UCC11) (Rev. 07/19/12)

Instructions for Information Request (Form UCC11)

Please type or laser-print this form. Be sure it is completely legible. Read and follow all Instructions, especially Instruction 1; use of the correct name for the Debtor is crucial.

Fill in form very carefully; mistakes may have important legal consequences. If you have questions, consult your attorney. The filing office cannot give legal advice.

Send completed form parts 1 and 2 (labeled Filing Office Copy (1) and (2)) to the filing office, with the required fee.

Filing office may offer additional information options. Contact filing office or use form specially designed by filing office to obtain additional information options.

ITEM INSTRUCTIONS

A and B. To assist filing offices that might wish to communicate with filer, filer may provide information in item A and item B. These items are optional.

C.Provide name and address of requestor in item C. This item is NOT optional.

1.Debtor’s name. Enter only one Debtor name in item 1 -- either an organization's name (1a) or an individual’s name (1b). Enter Debtor's correct name. Do not abbreviate words that are not already abbreviated in the Debtor’s name.

1a. Organization Debtor Name. “Organization Name” means the name of an entity that is not a natural person. A sole proprietorship is not an organization, even if the individual proprietor does business under a trade name. If Debtor is a registered organization (e.g., corporation, limited partnership, limited liability company), it is advisable to examine Debtor’s current filed public organic records to determine Debtor's correct name. Trade name is insufficient. If a corporate ending (e.g., corporation, limited partnership, limited liability company) is part of the Debtor’s name, it must be included. Do not use words that are not part of the Debtor’s name.

1b. Individual Debtor Name. “Individual Name” means the name of a natural person; this includes the name of an individual doing business as a sole proprietorship, whether or not operating under a trade name. The term includes the name of a decedent where collateral is being administered by a personal representative of the decedent. The term does not include the name of an entity, even if it contains, as part of the entity’s name, the name of an individual. Prefixes (e.g., Mr., Mrs., Ms.) and titles (e.g., M.D.) are generally not part of an individual name. Indications of lineage (e.g., Jr., Sr., III) generally are not part of the individual’s name, but may be entered in the Suffix box. Enter individual Debtor’s surname (family name) in Individual’s Surname box, first personal name in First Personal Name box, and all additional names in Additional Name(s)/Initial(s) box.

If a Debtor’s name consists of only a single word, enter that word in Individual’s Surname box and leave other boxes blank.

For both organization and individual Debtors. Do not use Debtor’s trade name, DBA, AKA, FKA, division name, etc. in place of or combined with Debtor’s correct name; filer may add such other names as additional Debtors if desired (but this is neither required nor recommended).

2.Information Options. Information options relating to UCC filings and other notices on file in the filing office that include as a Debtor name the name identified in item 1. Please note that it is permissible to select an option in 2a and also check an option in 2b. Check the "CERTIFIED (Optional)" box appropriately in items 2a, 2b, or 2c.

2a. Check appropriate box in item 2a; the box "ALL" if you are requesting a search of all active records, including lapsed filings, or the box "UNLAPSED" if you are requesting a search of only active records that have not lapsed.

2b. Check appropriate box in item 2b to request copies of records appearing on the search response; the box "ALL" if you are requesting copies of all active records, including lapsed filings, or the box "UNLAPSED" if you are requesting copies of only active records that have not lapsed.

2c. Complete item 2c if you are ordering copies of specific records by record number.

3.Additional Services. Some filing offices offer service options in addition to those offered in item 2. These may be shown on the face of this form or may otherwise be publicized by the particular filing office. Caution: if any of these additional service options introduces a search criterion (e.g., limiting search to named Debtor at an address in a specified city and state) that narrows the scope of the search, this may result in an incomplete search (that fails to list all filings against the named Debtor) and you may fail to learn information that might be of value to you.

4.Delivery Instructions. Unless otherwise instructed, filing office will mail information to the name and address in item C. Contact filing office concerning availability of other delivery options. Check appropriate box (4a or 4b) if optional services are available from the filing office and are being requested.

4a. If information is to be picked up from the filing office, check the "Pick Up" box.

4b. For other than mail or pick up, check the "Other" box and specify the other delivery method that is being requested. If requesting delivery service, provide delivery serivce's name and requestor's account number to bill for delivery charge. Filing office will not deliver by delivery service unless prepaid waybill or account number for billing is provided.

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It is actually simple to complete the pdf using this helpful guide! Here's what you need to do:

1. To start off, once completing the ucc11 filing, begin with the page that includes the subsequent fields:

Learn how to fill in ucc 11 portion 1

2. Once your current task is complete, take the next step – fill out all of these fields - ALL Check this box to request a, UNLAPSED, b COPY REQUEST, CERTIFIED Optional, Select one of the following two, ALL, UNLAPSED, c SPECIFIED COPIES ONLY, CERTIFIED Optional, Record Number, Date Record Filed if required, Type of Record and Additional, and ADDITIONAL SERVICES with their corresponding information. Make sure to double check that everything has been entered correctly before continuing!

Filling out section 2 of ucc 11

It is possible to get it wrong when filling in the c SPECIFIED COPIES ONLY, thus be sure you look again before you finalize the form.

3. The following step is mostly about DELIVERY INSTRUCTIONS request, Pick Up, Other, Specify desired method here if, and FILING OFFICE COPY INFORMATION - fill in every one of these empty form fields.

Part # 3 of filling out ucc 11

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