Atf Form 1 – Fill Out and Use This PDF

The ATF Form 1, officially known as the Application to Make and Register a Firearm, is a crucial document managed by the Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF) under the U.S. Department of Justice. This form must be completed by individuals or entities that intend to manufacture or create a firearm that falls under the regulations of the National Firearms Act (NFA). Ensuring the form is accurately filled out and submitted with the appropriate fee is essential for legal compliance and to facilitate the process of registering the firearm. If you are preparing to make and register a firearm, click the button below to proceed with the ATF Form 1 application.

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Atf Form 1 PDF Details

The intricacies of navigating federal firearms regulations become apparent when considering the ATF Form 1, a critical document managed by the Bureau of Alcohol, Tobacco, Firearms and Explosives. This form serves as an application for individuals, trusts, corporations, and government entities to legally manufacture or modify firearms defined under the National Firearms Act (NFA). Whether creating a new firearm or reactivating an existing one, applicants must navigate through a series of detailed requirements, including the declaration of the firearm’s specifics, the applicant’s personal information, and legal declarations ensuring compliance with the law. Importantly, the form necessitates a $200 tax payment for most, with exemptions available under specific circumstances like governmental production. Additionally, those completing the form must consider various legal definitions and ensure careful adherence to regulations regarding prohibited persons, which are thoroughly outlined within ATF guidelines. This process underscores the importance of meticulous compliance with federal law in the realm of firearm creation and alteration, highlighting the balance between legal obligations and the rights of individuals and entities to manufacture firearms within the framework established by the NFA.

Question	Answer
Form Name	Atf Form 1
Form Length	13 pages
Fillable?	No
Fillable fields	0
Avg. time to fill out	3 min 15 sec
Other names	atf form 1 sbr, atf form 1, atf forms for sbr, online atf form

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U.S. Department of Justice	OMB No. 1140-0011 (08/31/2022)

Bureau of Alcohol, Tobacco, Firearms and Explosives	Application to Make and Register a Firearm

ATF Control Number

To: National Firearms Act Division, Bureau of Alcohol, Tobacco, Firearms and Explosives, P.O. Box 5015, Portland, OR 97208-5015

(Submit in duplicate. Please do not staple documents. See instructions attached.)

As required by Sections 5821 (b), 5822, and 5841 of the National Firearms Act, Title 26 U.S.C., Chapter 53, the

Type of Application (check one)

undersigned hereby submits application to make and register the firearm described below.

a. Tax Paid. Submit your tax payment of $200

Application is made by:

Corporation

Individual

3a. Trade name

(If any)

with the application. The tax may be paid

Other Legal Entity

Trust

Government

by credit or debit card, check, or money order.

Entity

Please complete item 17. Upon approval of

3b.

Applicant’s Full Legal Name and Mailing Address (Type or print below) (See instruction 2d)

the application, we will affix and cancel the

required National Firearms Act Stamp.

3d. County/Parish

(See instruction 2c and 3)

b. Tax Exempt because firearm is being made on

3e. Telephone Number

behalf of the United States, or any department,

independent establishment, or agency thereof.

c. Tax Exempt because firearm is being made

3f. E-mail address

by or on behalf of any State or possession of the

United States, or any political subdivision

thereof, or any official police organization of

3c.

If P.O. Box is shown above, street address must be given here

such a government entity engaged in criminal

investigations.

Description of Firearm (complete items a through k) (See instruction 2j)

Name and Address of Original Manufacturer and/or

Type of Firearm to be made

Caliber or

Model (As marked on firearm)

Importer of Firearm (If any)

(See definition 2k)

Gauge

If a destructive device, complete

(Specify

e. Barrel length:

f. Overall length:

item 4j

one)

Serial Number

Additional Description

(Indicate required maker’s markings

to include maker’s

i. Specify

Why You Intend To Make Firearm (Use additional sheet if necessary)

name (as registered), city and state as each will appear on firearm)

j. Type of destructive device (check one box):		Firearm		Explosives (If the Explosives box is checked, complete item 5 and see instruction 2m)

If an explosive type destructive device, identify the type of explosive(s):

k. Is this firearm being reactivated?

Yes No (See definition 1k)

5. Applicant’s Federal Firearms License (If any) or Explosives License or Permit Number	6.	Special (Occupational) Tax Status (if applicable) (See definitions)
(Give complete 15-digit Number)	a.	Employer Identification Number	b. Class

Under Penalties of Perjury, I Declare that I have examined this application, including accompanying documents, and to the best of my knowledge and belief it is true, accurate and complete and the making and possession of the firearm described above would not constitute a violation of Title 18, U.S.C., Chapter 44,

Title 26, U.S.C., Chapter 53; or any provisions of State or local law.

7.Signature of Applicant

8.Name and Title of Authorized Official

9.Date

The space below is for the use of the Bureau of Alcohol, Tobacco, Firearms and Explosives

By authority of the Director, Bureau of Alcohol, Tobacco, Firearms and Explosives, this application has been examined and the applicant’s making and registration of the firearm described above is:

	Approved (With the following conditions, if any)		Disapproved (For the following reasons)
	Approved (With the following conditions, if any)		Disapproved (For the following reasons)


Authorized ATF Official					Date

Previous Editions Are Obsolete		ATF Copy		ATF Form 1 (5320.1)
		ATF Copy		Revised September 2019

MAKER’S CERTIFICATION (not completed by a GOVERNMENT ENTITY)

10. Law Enforcement Notification (See instruction 2l)

Each applicant is to provide notification of the proposed making and possession of the firearm described on this Form 1 by providing a copy of the completed form to the chief law enforcement officer in the agency identified below:

		Agency or Department Name		Name and Title of Official

		Address (Street address or P.O. Box, City, State and Zip Code) to which sent (mailed or delivered)

			Information for the Chief Law Enforcement Officer			12.	Photograph
			Information for the Chief Law Enforcement Officer
		This form provides notification of the applicant’s intent to make and register a National Firearms Act (NFA) firearm. No action					Affix a 2” x 2” Photograph Here
		on your part is required. However, should you have information that may disqualify this person from making or possessing a					Affix a 2” x 2” Photograph Here
		firearm, please contact the NFA Division at (304) 616-4500 or NFA@atf.gov. A “Yes” answer to items 11.a. through 11.h. or					No Stapling. Please Tape
		15.d. or 15.e. could disqualify a person from acquiring or possessing a firearm. Also, ATF will not approve an application					Sides of Photo to the Application.
		if the making or possession of the firearm is in violation of State or local law.				1. Photo must have been taken within the
		Maker’s Questions (complete only when the maker is an individual)				1. Photo must have been taken within the
							last year.
		A maker who is an individual must complete this Section.				2. Photo must have been taken in full face
			11. Answer questions 11.a. through 11.h. Answer questions 13, 15, 16 and 17 if applicable. For any “Yes” answer			2. Photo must have been taken in full face
							view without a hat or head covering that
			the applicant shall provide details on a separate sheet. (See instruction 7c and definitions)				view without a hat or head covering that
							obscures the hair or hairline.
							obscures the hair or hairline.
				Yes	No	3.	On back of photograph print full name,
	a. Are you under indictment or information in any court for a felony, or any other crime, for which the judge					3.	On back of photograph print full name,
			could imprison you for more than one year? (See definition 1n)				last 4 of SSN.

			b. Have you ever been convicted in any court for a felony, or any other crime, for which the judge could have
			imprisoned you for more than one year, even if you received a shorter sentence including probation? (See definition 1n)
c. Are you a fugitive from justice? (See definition 1t)

d. Are you an unlawful user of, or addicted to, marijuana or any depressant, stimulant, narcotic drug, or any
			other controlled substance? Warning: The use or possession of marijuana remains unlawful under
			Federal law regardless of whether it has been legalized or decriminalized for medicinal
			or recreational purposes in the state where you reside.
		e. Have you ever been adjudicated as a mental defective OR have you ever been committed to a mental
			institution? (See definition 1o and 1p)
		f. Have you been discharged from the Armed Forces under dishonorable conditions?

g.Are you subject to a court order restraining you from harassing, stalking, or threatening your child or an intimate partner or child of such partner? (See definition 1q)

h.Have you ever been convicted in any court of a misdemeanor crime of domestic violence? (See definition 1r)

13. Social Security Number: (See instruction 2f)				Date of Birth:

14a. Ethnicity	Hispanic or Latino	14b. Race	American Indian or Alaska Native		Black or African American	White
	Not Hispanic or Latino		Asian		Native Hawaiian or Other Pacific Islander

15a. Country of Citizenship: (Check/List more than one, if applicable. Nationals of the United States may check U.S.A.) (See definition 1s)

United States of America

Other Country/Countries (specify):

15b. State of Birth

15c.Country of Birth

Yes

Have you ever renounced your United States citizenship?

Are you an alien illegally or unlawfully in the United States?

f.1. Are you an alien who has been admitted to the United States under a nonimmigrant visa?

f.2. If “yes”, do you fall within any of the exceptions stated in the instructions? Attach the documentation to the application

N/A

16.

If you are an alien, record your U.S.-Issued Alien or Admission number (AR#, USCIS#, or I94#):

17.

Have you been issued a Unique Personal Identification Number (UPIN)? (See instruction 2f)

Yes

No If yes please list

CERTIFICATION: Under penalties imposed by 18 U.S.C. § 924 and 26 U.S.C. § 5861, I certify that, upon submission of this form to ATF, a completed copy of this form will be directed to the chief law enforcement officer (CLEO) shown in item 10, that the statements, as applicable, contained in this certification, and any attached documents in support thereof, are true and correct to the best of my knowledge and belief. NOTE: See instructions 2.d(2) and 2.d(3) for the items to be completed depending on the type of applicant.

Signature of Maker		Date

	ATF Copy		ATF Form 1 (5320.1)
	ATF Copy		Revised September 2019

18.Number of Responsible Persons (see definitions) associated with the applicant trust or legal entity

19.Provide the full name (printed or typed) below for each Responsible Person associated with the applicant trust or legal entity (if there are more Responsible Persons than can be listed on the form, attach a separate sheet listing the additional Responsible Person(s)). Please note that a completed Form 5320.23, National Firearms Act (NFA) Responsible Person Questionnaire, must be submitted with the Form 1 application for each Responsible Person.

Full Name		Full Name

20.Method of Payment (Check one) (See instruction 2i) (if paying by credit/debit card, complete the sections below)

Check (Enclosed)		Cashier’s Check or	Visa	Mastercard	American	Discover		Diners Club
		Money Order (Enclosed)			Express

Credit/Debit Card Number (No dashes)				Name as Printed on the Credit/Debit Card			Expiration Date (Month & year)

	Address:
Credit/Debit Card
Billing Address:
Billing Address:	City:		State:		Zip Code:

						Tax Amount:
						$

I Authorize ATF to Charge my Credit/Debit Card the Above Amount.

Signature of Cardholder

Date

Your credit/debit card will be charged the above stated amount upon receipt of your application. The charge will be reflected on your credit/debit card statement. In the event your application is NOT approved, the above amount will be credited to the credit/debit card noted above.

Important Information for Currently Registered Firearms

If you are the current registrant of the firearm described on this form, please note the following information.

Estate Procedures: For procedures regarding the transfer of firearms in an estate resulting from the death of the registrant identified in item 3b, the executor should contact the NFA Division, Bureau of ATF, 244 Needy Road, Martinsburg, WV 25405.

Interstate Movement: If the firearm identified in item 4 is a machinegun, short-barreled rifle, short-barreled shotgun, or destructive device, the registrant may be required by 18 U.S.C. § 922(a)(4) to obtain permission from ATF prior to any transportation in interstate or foreign commerce. ATF Form 5320.20 can be used to request this permission.

Change of Description or Address: The registrant shall notify the NFA Division, Bureau of Alcohol, Tobacco, Firearms and Explosives, 244 Needy Road, Martinsburg, WV 25405, in writing, of any change to the description of the firearm in item 4, or any change to the address of the registrant.

Restrictions on Possession: Any restriction (see approval block on face of form) on the possession of the firearm identified in item 4 continues with the further transfer of the firearm.

Persons Prohibited from Possessing Firearms: If the registrant becomes prohibited from possessing a firearm, please contact the NFA Division for procedures on how to dispose of the firearm.

Proof of Registration: A person possessing a firearm registered as required by the NFA shall retain proof of registration which shall be made available to any ATF officer upon request.

Paperwork Reduction Act Notice

This form is in accordance with the Paperwork Reduction Act of 1995. The information you provide is used to establish that the applicant’s making and possession of the firearm would be in conformance with Federal, State, and local law. The data is used as proof of lawful registration of a firearm to the manufacturer. The furnishing of this information is mandatory (26 U.S.C. § 5822).

The estimated average burden associated with this collection of information is 4.0 hours per respondent or recordkeeper, depending on individual circumstances. Comments concerning the accuracy of this burden estimate and suggestion for reducing this burden should be addressed to Reports Management Officer, Information Technology Coordination Staff, Bureau of Alcohol, Tobacco, Firearms and Explosives, Washington, DC 20226.

An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number.

ATF Copy	ATF Form 1 (5320.1)
	Revised September 2019

PrivacyActInformation

1.Authority. Solicitation of this information is made pursuant to the National Firearms Act (26 U.S.C. § § 5821 and 5822). Disclosure of this information by the applicant is mandatory for any person (other than a manufacturer qualified under the National Firearms Act) making a firearm as defined in the National Firearms Act.

2.Purpose. To verify payment of the tax imposed by 26 U.S.C. § 5821; to determine that the making would not be in violation of law; and to effect registration of the firearm.

3.Routine Uses. The information will be used by ATF to make the determinations set forth in paragraph 2. In addition, to effect registration of the firearm, information as to the identification of the firearm, date of registration, and the identification and address of person entitled to possess the firearm will be entered into the National Firearms Registration and Transfer Record. No information obtained from an application, registration, or records required to be submitted by an individual in order to comply with any provision of the National Firearms Act or regulation issued thereunder, shall, except in connection with prosecution or other action for furnishing false information, be used, directly or indirectly, as evidence against that person in any criminal proceeding with respect to a violation of law occurring prior to or concurrently with the filing of the application. The information from this application may only be disclosed to Federal authorities for purposes of prosecution for viola tion of the National Firearms Act.

4.Effects of not Supplying Information Requested. Failure to supply complete information will delay processing and may cause denial of the application.

Definitions/Instructions

1.Definitions.

a.National Firearms Act (NFA). Title 26, United States Code, Chapter 53.

The implementing regulations are found in Title 27, Code of Federal Regulations, Part 479.

b.Gun Control Act (GCA). Title 18, United States Code, Chapter 44.

The implementing regulations are found in Title 27, Code of Federal Regulations, Part 478.

c.Firearm. The term “firearm” means: (1) a shotgun having a barrel or barrels of less than 18 inches in length; (2) a weapon made from a shotgun if such weapon as modified has an overall length of less than 26 inches or a barrel or barrels of less than 18 inches in length; (3) a rifle having a barrel or barrels of less than 16 inches in length; (4) a weapon made from a rifle if such weapon as modified has an overall length of less than 26 inches or a barrel or barrels of less than 16 inches in length; (5) any other weapon, as defined in 26 U.S.C. § 5845(e); (6) a machinegun;

(7) a muffler or a silencer for any firearm whether or not such firearm is included within this definition; and (8) a destructive device,as defined in 26

U.S.C. § 5845 (f).

d.Person. A partnership, company, association, trust, corporation, including each responsible person associated with such an entity; an estate; or an individual.

Section A

e.Responsible Person. In the case of an unlicensed entity, including any trust, partnership, association, company (including any Limited Liability Company (LLC)), or corporation, any individual who possesses, directly or indirectly, the power or authority to direct the management and policies of the trust or entity to receive, possess, ship, transport, deliver, transfer or otherwise dispose of a firearm for, or on behalf of, the trust or legal entity.

Section B

Trust: Those persons with the power or authority to direct the management and policies of the trust includes any person who has the capability to exercise such power and possesses, directly or indirectly, the power or authority under any trust instrument, or under State law, to receive, possess, ship, transport, deliver, transfer, or otherwise dispose of a firearm for, or on behalf of the trust. Examples of who may be considered a responsible person include settlors/grantors, trustees, partners, members, officers, directors, board members, or owners. An example of who may be excluded from this definition of responsible person is the beneficiary of a trust, if the beneficiary does not have the capability to exercise the enumerated powers or authorities.

f.Employer Identification Number (EIN). Required of taxpayer filing special (occupational) tax returns under 27 CFR § 479.35.

g.Special (Occupational) Tax. Required by the NFA to be paid by a

Federal firearms licensee engaged in the business of manufacturing (Class 2), importing (Class 1), or dealing (Class 3) in NFA firearms.

h.Federal Firearms License. A license issued under the provisions of the

GCA to manufacture, import or deal in firearms.

Tobacco, Firearms and Explosives (ATF) authorized to perform any function relating to the administration of the NFA.

j.Make. The term “make”, and the various derivatives of such word, shall include manufacturing (other than by one qualified to engage in such business under the NFA), putting together, altering, any combination of these, or otherwise producing a firearm.

k.Reactivation. The restoration of a registered unserviceable NFA firearm to a functional condition. This action incurs the making tax liability.

l.Unserviceable Firearm. One which is incapable of discharging a shot by means of an explosive and incapable of being readily restored to firing condition. An acceptable method of rendering most firearms unserviceable is to fusion weld the chamber closed and fusion weld the barrel solidly to the frame.

m.Maker. A person applying to make an NFA firearm.

n.Prohibited Person. Generally, 18 U.S.C. § 922 (g) prohibits the shipment, transportation, receipt, or possession in or affecting interstate commerce of a firearm by one who: has been convicted of a misdemeanor or crime of domestic violence; has been convicted of a felony, or any other crime, pun ishable by imprisonment for a term exceeding one year (this does not include State misdemeanors punishable by imprisonment of two years or less); is a fugitive from justice, is an unlawful user of, or addicted to, marijuana or any depressant, stimulant, or narcotic drug, or any other controlled substance; has been adjudicated as a mental defective or has been committed to a mental institution; has been discharged from the

Armed Forces under dishonorable conditions, has renounced his or her

U.S. citizenship; is an alien illegally in the United States or an alien admitted to the United States under a nonimmigrant visa; or is subject to certain restraining orders. Furthermore, Section 922 (n) prohibits the ship ment, transportation, or receipt in or affecting interstate commerce of a firearm by one who is under indictment or information for a felony in any

Federal, State or local court, or any other crime, punishable by imprison ment for a term exceeding one year. An information is a formal accusation of a crime verified by a prosecutor.

EXCEPTION: A person who has been convicted of a felony, or any other crime, for which the judge could have imprisoned the person for more than one year, or who has been convicted of a misdemeanor crime of domestic violence, is not prohibited from purchasing, receiving, or possess ing a firearm if: (1) under the law of the jurisdiction where the conviction occurred, the person has been pardoned, the conviction has been expunged or set aside, or the person has had their civil rights (the right to vote, sit on a jury, and hold public office) taken away and later restored AND (2) the person is not prohibited by the law of the jurisdiction where the conviction occurred from receiving or possessing firearms. Persons subject to this exception should mark “no” in the applicable box.

o.Adjudicated As a Mental Defective. A determination by a court, board, commission, or other lawful authority that a person, as a result of marked subnormal intelligence, or mental illness, incompetency, condition, or disease:

(1) is a danger to himself or to others; or (2) lacks the mental capacity to contract or manage his own affairs. This term shall include; (1) a finding of insanity by a

i. ATF Officer. An officer or employee of the Bureau of Alcohol,	ATF Form 1 (5320.1)
	Revised September 2019

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The software will require you to prepare the j Type of destructive device check, If an explosive type destructive, Applicants Federal Firearms, Special Occupational Tax Status, Give complete digit Number, a Employer Identification Number, b Class, Under Penalties of Perjury I, Name and Title of Authorized, Date, By authority of the Director, The space below is for the use of, Approved With the following, Disapproved For the following, and Authorized ATF Official field.

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The software will request for further information to quickly prepare the section Law Enforcement Notification See, Agency or Department Name, Name and Title of Official, Address Street address or PO Box, Information for the Chief Law, Photograph, Affix a x Photograph Here No, Photo must have been taken within, Photo must have been taken in, On back of photograph print full, This form provides notification of, Makers Questions complete only, A maker who is an individual must, Yes, and a Are you under indictment or.

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The d Are you an unlawful user of or, e Have you ever been adjudicated, institution See definition o and p, f Have you been discharged from, g Are you subject to a court order, intimate partner or child of such, h Have you ever been convicted in, Social Security Number See, Date of Birth, a Ethnicity, Hispanic or Latino, b Race, American Indian or Alaska Native, Black or African American, and White area allows you to identify the rights and responsibilities of each side.

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