The CNIC 5300 Form, formally titled the CNIC Non-Appropriated Fund Employee Performance Rating Form, serves as a comprehensive assessment tool designed to evaluate the performance of employees within non-appropriated fund activities. It scrutinizes various aspects of an employee's work ethic, including but not limited to quality of work, productivity, dependability, working relationships, customer or patron relations, and for supervisory positions, additional criteria such as leadership and managerial or coaching effectiveness. This form not only facilitates the standard annual review but also accommodates 90-day interim reviews, separation or close-out evaluations, thereby offering a versatile approach to employee performance management. Moreover, it integrates components for determining eligibility for pay increases and performance awards, thereby linking employee performance directly with tangible rewards. Noteworthy is the built-in feature that mandates an unsatisfactory rating in any one element to result in an overall unsatisfactory rating, emphasizing the form’s rigorous standards for performance. The CNIC 5300 Form emphasizes clear communication between supervisors and employees by requiring signatures from both parties, ensuring that the evaluated individuals are informed of and understand their performance ratings. This process culminates in the creation of an Individual Development Plan, tailored to support personal and professional growth aligned with the organization's mission, thus encapsulating a holistic approach to employee performance evaluation and development.
Question | Answer |
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Form Name | Cnic 5300 Form |
Form Length | 4 pages |
Fillable? | No |
Fillable fields | 0 |
Avg. time to fill out | 1 min |
Other names | cnic non appropriated fund employee performance rating form, cnic 5300 pdf, employee motivation and job performance in somalia, cnic non appropriated fund employee performance ratings form |
CNI C NON- APPROPRI ATED FUND EMPLOYEE PERFORMANCE RATI NG FORM
1. |
Name (Last, First, MI ) |
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2. Last 4 SSN |
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Position Title, Pay Plan, Series, Grade |
(e.g., Clerk, |
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Name and Location of NAF Activity (e.g., CNI C |
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5. |
Reason for Rating and Rating Period |
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From: |
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To: |
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90 Day |
I nterim |
Annual |
Separation/ Close Out |
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6. |
Rating elements |
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Outstanding |
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Highly |
Satisfactory |
Minimally |
Unsatisfactory |
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Satisfactory |
Satisfactory |
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a. Quality of Work |
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b.Productivity
c.Dependability
d.Working Relationships (peers & supervisor)
e.Customer/ Patron Relations
f. Leadership*
g. Management/ Coaching Effectiveness *
* Supervisory rating only
7. Overall Performance Rating (A rating of Unsatisfactory in any one element results in an Unsatisfactory Overall Rating)
Outstanding
Highly Satisfactory
Satisfactory
Minimally Satisfactory
Unsatisfactory
8. a. Pay I ncrease: |
Yes |
Amount: $ |
No |
b. Performance Award: |
Yes |
Amount: $ |
No |
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c. Time Off Award: |
Yes |
Hours: = |
No |
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9. Supervisors Remarks: (Separate sheet may be attached.) |
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10. |
Rater’s Signature |
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Date |
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11. |
Approving Official’s Signature |
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Date |
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12a. Employee Signature (I ndicates receipt and that rating has been discussed with employee.) |
Date |
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12b. Date Discussed and Copy of Completed Evaluation Package Provided to Employee: |
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CNI C 5300 |
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Page 1 of 4 |
( I nstructions for completion on reverse)
1,2,3,4,5 |
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6 |
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* Rate |
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NOTE: A rating of “Unsatisfactory” must be delayed and a Letter of Caution must be issued |
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RATI NG ELEMENTS |
Outstanding |
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Highly Satisfactory |
Satisfactory |
Minimally |
Unsatisfactory |
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Satisfactory |
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a. Quality of Work |
Ahead of plan |
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On plan producing |
On or nearly on plan |
On or nearly on plan and |
Tasks are often late and |
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producing desired effect |
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desired effect with |
with no serious |
meets standards after |
do not meet standards |
Consider thoroughness, |
with little supervision. |
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little supervision. |
deficiencies and |
feedback & corrections; |
after feedback or guided |
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accuracy, & effectiveness. |
Exceptionally thorough |
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Thorough and |
moderate supervision. |
Requires supervision. |
practice. Shows a lack of |
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Completes or assists in |
and accurate. Adheres |
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accurate. Adheres to |
Generally accurate. |
Work needs |
attention to detail and |
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completing goals & |
to policy, identifies |
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policy, identifies |
Adheres to policy.. |
improvement. |
needs serious |
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objectives; adherence to |
improvements. |
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improvements. |
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Adheres to policy. |
improvement. Does not |
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policy |
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follow policy. |
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b. Productivity |
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Handles extraordinary |
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Above average volume |
Work volume meets |
Volume of work meets |
Work volume does not |
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volume of work. Highly |
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of work Efficient. |
all and may exceeds |
minimal standards. |
meet minimal standards. |
Consider completion of |
efficient. |
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some standards. |
I mprovement desired. |
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assignments, & effectiveness |
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of work performed. Volume |
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of work & ability to meet or |
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exceeding deadlines. |
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c. Dependability: |
Difficult assignments |
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Demonstrates |
Demonstrates good, |
Demonstrates sound |
Regularly fails to complete |
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handled intelligently and |
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performance that |
sound performance |
performance that meets |
assignments on time or |
Consider reliability, |
effectively. Complicated |
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exceeds expectations |
that meets |
organizational goals. |
with little degree of |
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timeliness, capableness, |
or controversial |
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in critical areas. |
organizational goals. |
Carries out assignments |
accuracy. Needs constant |
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competency, efficiency, and |
subjects are presented |
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Develops/ implements |
Supports workable, |
with written direction and |
supervision and counseling. |
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conscientiousness of work |
or explained effectively |
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workable, cost |
cost effective |
supervision. Works on |
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performed. |
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so desired outcomes |
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effective solutions to |
approaches to |
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are achieved. Solution |
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meet organizational |
projects and change |
only. |
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oriented. Succeeds |
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goals. |
initiatives. |
Requires assistance with |
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with basic direction and |
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Works with minimal |
Responsive to direct |
prioritizing and |
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without direct |
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direct supervision. |
supervision. |
scheduling. |
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supervision. |
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d. Working Relationships |
Recognized as a |
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Practices constructive |
I s polite, respectful |
Avoids taking |
Blames, labels and |
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problem solver. Exerts |
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and develops |
assignments on team |
generalizes. Tendency to |
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Consider interest, |
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and demonstrates a |
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able to build |
working relationships |
efforts. Attitude |
withhold help, |
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enthusiasm, team- work, |
major positive |
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confidence in team |
with others. Able to |
prevents productive |
information, or resources |
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willingness, behavior, |
influence, by example, |
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members. |
work well with others |
relationships. Goes |
from others. |
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flexibility, & cooperation |
on program |
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Actively listens to |
to solve problems |
along to get along on |
Complains without |
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implementation. |
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others. Reports up |
and find solutions. |
most issues. Has |
following channels. Often |
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Contributes |
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and down routinely |
Agrees to lead or |
potential to be a |
does not verify facts or |
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substantially to |
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with all team |
take assignments |
productive team |
speaks without knowledge |
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organizational growth |
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members. Fosters a |
when asked by |
member but may lack |
– contributing to rumors |
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and cohesiveness. |
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polite, respectful and |
management. I s |
the motivation. |
and morale problems. |
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Highly respected by |
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trusting relationship |
able to offer |
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Typically waits for others |
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supervisors and peers. |
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with others and |
opposing views. |
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to act. Rigid point of |
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I mproves cooperation |
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between others. |
Accepts decisions of |
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view. Not a team player. |
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among participants in |
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Assumes the lead |
majority with |
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the work and prevents |
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often. |
reservations. |
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misunderstandings. |
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e. |
Customer/ Patron |
Able to work through |
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Actions & attitude |
Actions and attitude |
Actions and attitude |
Actions & attitude harm |
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Relations |
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complicated and |
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greatly enhance area |
contribute to positive |
may contribute to |
relationships & generate |
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controversial issues with |
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of responsibility on a |
feedback. |
positive feedback at |
complaints. |
Responsive to customer |
internal/ external |
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regular basis |
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times but there is room |
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needs. Demonstrates |
customers. |
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for improvement. |
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attentiveness & courtesy. |
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Maintains accurate |
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knowledge relative to |
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products, services, policies & |
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procedures. |
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f. |
Leadership |
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Able to establish and |
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Able to complete short |
Completes short and |
Completes short and |
Avoids some assignments. |
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complete short and long |
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and long term team |
long term team goals |
long term assignments |
Needs direct supervision |
Consider ability to establish |
term team goals and |
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goals and objectives; |
and objectives with |
with direct supervision |
and coaching with most |
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goals and objectives; |
objectives; maintains |
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works to establish |
coaching; works to |
and with coaching; Has |
assignments. Does not |
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leadership of subordinates; |
effective relationships |
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effective relationships |
maintain effective |
difficulty maintaining |
develop productive and |
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relationships with peers in |
with peers in program |
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with peers in program |
relationships with |
productive and effective |
effective relationships with |
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program area; effective |
and Command area; is |
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area; tries to be pro- |
peers in workplace |
relationships with |
others in the workplace. |
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management of area of |
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active in managing |
area; tries to be pro- |
others; manages |
Often passes problems or |
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responsibility |
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area of responsibility |
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problems or |
active in managing |
problems or complaints |
complaints off or ignores |
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(i.e., anticipates |
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complaints before they |
problems or |
by passing them off to |
them. Allows small |
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shortfalls; potential |
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occur. Regarded as |
complaints before or |
others to resolve. |
problems to grow into |
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crises and resolves |
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an effective and |
as they occur. |
Allows small problems |
more difficult problems. |
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potential Program/ |
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responsive leader by |
Regarded as a |
to grow into more |
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people problems before |
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others. |
responsive leader by |
difficult problems |
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they occur.); regarded |
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peers and the |
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as highly effective and |
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program workforce. |
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responsive by program |
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customers. Revered as |
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an effective leader by |
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others. |
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g. |
Managerial/ Coaching |
To be completed for incumbents in all supervisory/ management positions. Consider ability to get work completed through and by |
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Effectiveness |
subordinates, delegation, fairness, communication, effectiveness in motivating subordinates, building an effective and diverse work |
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team, earning and maintaining respect of subordinates, and development of subordinates. Take into consideration any contributions |
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to the Mission and Goals of the organization and to what degree did the person being rated use their management and coaching |
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skills in those contributions. |
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7 . Overall Performance Rating (A rating of Unsatisfactory in any one element results in an Unsatisfactory Overall Rating)
Check one of the five ratings after completing item 6.
8 . a/ b/ c - Pay I ncrease/ Aw ard: Pay increases and awards are not automatic, and are subject to local cost controls, policies and bargaining unit agreements. Check appropriate block and include recommended amount. Pay increases and awards should be effective the first full pay period after the Approving Official approves and signs the rating form. This requires timely discussion of the appraisal and any award with the employee.
9 . Supervisor Remarks: Provide a brief narrative that supports the ratings, note special accomplishments and provide goals for the next rating period. A separate sheet may be attached to the performance rating form.
10 . Rater’s Signature: Supervisor should not sign until the rating and any award/ pay increase decisions have been discussed with the Approving Official.
11 . Approving Official’s Signature: Designation is a local decision; however, the Approving Official should be at least one level above that of the signing supervisor/ rater. Approving Official reviews the evaluation and makes changes if considered appropriate.
12a. Employee’s Signature and Date: Discussion between the supervisor/ rater and employee should not be held until Approving Official has reviewed, approved and signed the rating. I n the discussion, the supervisor represents management’s view of the employee’s performance.
12b. Date Discussed and Copy of Completed Evaluation Given to Employee: Copy must be provided to employee within two weeks.
CNI C 5300 |
Page 3 of 4 |
CNI C NON- APPROPRI ATED FUND EMPLOYEE PERFORMANCE RATI NG FORM, co n t in u ed
INDIVIDUAL DEVELOPMENT PLAN (IDP)
CNIC Mission
Deliver Effective and Efficient Readiness from the Shore
FFR N9 Statement
1a. |
Name (LAST, FIRST, MIDDLE INITIAL) |
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2. Current Position Title, Series and Grade: |
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_______________________________________________________ |
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1b. |
SSN: |
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Regular Full Time |
Regular Part Time |
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Flexible Schedule |
Other _________________________ |
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3. |
Organization: |
4. Date of Appointment to Position: |
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5.Performance Period for IDP:
From_________________ to __________________
6.Goals that support the mission of
a.
b.
c.
d.
e.
(use separate sheet if needed)
7.Learning opportunities to refresh, or acquire, skills used to accomplish goals(do not include Navy required training):
a.
b.
c.
8.Conferences, seminars, workshops courses or college classes requested for professional development. (Include date and associated costs for registrations):
a.
b.
c.
8.Remarks:
9.Employee’s Signature: (Concurred by employee) Date:
10.Supervisor’s Signature: (Concurred by supervisor) Date: