Form Ps 404 PDF Details

When you fill out tax forms, it's important to make sure that all of the information is correct. If you make a mistake on your form, it could lead to problems with the IRS. One form that can be particularly tricky is Form Ps 404. In this article, we'll walk you through how to correctly fill out this form. We'll also provide some tips on avoiding common mistakes.

QuestionAnswer
Form NameForm Ps 404
Form Length4 pages
Fillable?No
Fillable fields0
Avg. time to fill out1 min
Other namesps 404 insurance, 404 form, form nys transaction, ps 404 pdf

Form Preview Example

 

 

 

 

 

 

 

 

 

 

 

EMPLOYEE BENEFITS DIVISION

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Health Insurance Transaction Form for

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

NYS & PE Employees

 

PS-404 (9/2020)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

INSTRUCTIONS: READ AND COMPLETE BOTHSIDES/PAGES. PLEASE PRINT AND CHECK THE APPROPRIATE CHOICES.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

EMPLOYEE INFORMATION

 

 

 

 

 

(All employees must complete)

1.

Last Name

 

 

First Name

 

MI

 

2.

 

Social Security Number

 

3.

Sex

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Male

Female

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

4.

PermanentAddress

 

 

 

 

 

 

 

 

 

City

 

 

 

 

 

 

State

 

Zip

 

 

Street

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

5.

Mailing Address (If different)

 

 

 

 

 

 

 

City

 

 

 

 

 

 

State

 

Zip

 

 

Street

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

6.

Work Location &Address

 

 

 

 

 

 

 

City

 

 

 

 

 

 

State

 

Zip

 

 

Street

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

7.

Date of Birth

 

 

 

8.

Telephone

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Numbers

 

Primary (

)

 

 

Work (

)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

9.

Personal Email Address

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

10.

Marital Status

Single

 

Married

Widowed

 

Divorced

Separated

 

Marital Status

 

 

 

 

 

 

 

 

 

 

Date

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

11.

Covered under Medicare?

 

Self:

Yes

No

Spouse/Domestic Partner:

Yes

 

 

No

Child:

 

Yes

No

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

12.

 

 

 

 

 

 

ELECT ORDECLINE COVERAGE

 

 

 

 

 

 

 

 

 

 

 

 

A. Choose a Pre-Tax election

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1.

Elect Pre-TaxStatus for Premium deduction

2.

ElectAfter-Tax Status forPremium deduction

 

 

 

 

 

You are only eligible for Pre-Tax deductions if newly eligible or if requested during the Pre-Tax Contribution Program (PTCP) Election Period

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

B. Select aNYSHIPCoverageOption (Choose option 1, 2, 3or 4)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1. Individual Enrollment

 

 

 

Medical (10)

(Select Empire Planor HMO)

 

 

 

 

Dental (11)

 

Vision (14)

 

 

Empire Plan

HMO Code

 

 

 

 

Name

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

2. FamilyEnrollment

 

 

 

 

Medical (10)

(Select Empire Planor HMO)

 

 

 

 

Dental (11)

 

Vision (14)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(Complete box14 on page 2)

 

 

Empire Plan

HMO Code

 

 

 

 

Name

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

3. Opt-outProgram

 

 

 

Individual Opt-out

Family Opt-out (Complete box 14)

 

 

Dental (11)

 

Vision (14)

 

(NYS Medical only)

 

 

If choosing Opt-out, you must also complete the PS-409 Opt-out Attestation Form.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

4. Decline Coverage

 

 

 

Medical (10)

 

 

 

Dental (11)

 

 

 

Vision (14)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

13.

 

 

 

 

 

CHANGE OR CANCEL EXISTING COVERAGE

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

A.

Change Coverage:

 

 

Medical (10)

Dental (11)

 

Vision (14)

DateofEvent:

 

 

 

 

 

 

Change to FAMILY (Complete box 14)

 

 

 

 

 

 

 

Change to INDIVIDUAL

 

 

 

 

 

Marriage

 

 

 

 

 

 

 

 

 

Divorce

 

 

 

 

 

 

 

 

 

 

 

 

 

Domestic Partner

 

 

 

 

 

 

 

 

 

Termination ofDomestic Partnership (Attach completed PS-425.4)

 

 

Newborn

 

 

 

 

 

 

 

 

 

Only dependent ineligible due to age

 

 

 

 

 

 

 

Request coverage for dependents not previously covered

 

I voluntarily cancel coverage for my dependents

 

 

 

 

 

Previous coverage terminated (proof required)

 

 

 

Only dependent died

 

 

 

 

 

 

 

 

 

 

 

 

Dependentreturned to full-time student status

 

 

 

Only dependent married (Dental and Vision only)

 

 

 

 

 

(Dental and Vision only)

 

 

 

 

 

 

 

Only dependent graduated (Dental and Vision only)

 

 

 

 

 

Other:

 

 

 

 

 

 

 

 

 

 

Other:

 

 

 

 

 

 

 

 

 

 

 

 

 

NOTE: If you are indicating a change in marital status to Divorced or Separated, please be sure to update the address information for the dependent in box 14 if applicable.

B. Voluntarily Cancel Coverage:

Medical (10)

Dental (11)

Vision (14) Qualifying Event:

NOTE: If you are enrolled in the PTCP, you may make changesduring the Annual Option Transfer Period or when experiencing a PTCP qualifying event.

Page 1 of 2

Department of Civil Service

Health Insurance Transaction Form

Albany, NY 12239

PS-404 (9/2020)

 

 

14.

DEPENDENT INFORMATION

Must be provided when choosing to enroll or opt-out of NYSHIPfamilycoverage(useadditional sheets if necessary)

Check One: A (Add), D (Delete) or C (Change)

Date of Event:

Check all that apply:M (Medical), D (Dental), andV (Vision)

 

 

Last Name

First Name

MI

Relationship

Date of Birth

Sex

Address (if different)

Social Security

 

Number

 

 

 

 

 

 

 

 

A

M

 

 

 

 

 

 

 

D

D

 

 

 

 

 

 

 

C

V

 

 

 

 

 

 

 

A

M

 

 

 

 

 

 

 

D

D

 

 

 

 

 

 

 

C

V

 

 

 

 

 

 

 

A

M

 

 

 

 

 

 

 

D

D

 

 

 

 

 

 

 

C

V

 

 

 

 

 

 

 

A

M

 

 

 

 

 

 

 

D

D

 

 

 

 

 

 

 

C

V

 

 

 

 

 

 

 

15.

ENTERANNUAL OPTION TRANSFER REQUEST(S)BELOW

Change NYSHIP Option

Change to:

Empire Plan

HMO Code

 

HMO Name:

 

 

 

 

 

 

 

Elect Opt-out

Individual Opt-out

Family Opt-out

If choosing Opt-out, youmust also complete the

(NYS Medical only)

PS-409 Opt-out Attestation Form.

 

 

 

 

Change Pre-Tax Status

Change to:

Pre-Tax

After-Tax

Submit during the Pre-Tax Contribution

Program Election Period

 

 

 

 

 

 

 

 

 

 

 

 

 

Personal Privacy Protection Law Notification

The information you provide on this application is requested in accordance with Section 163 of the New York State Civil Service Law for the principal purpose of enabling the Department of Civil Service to process your request concerning health insurance coverage. This information will be used in accordance with Section 96 (1) of the Personal Privacy Protection Law, particularly subdivisions (b), (e) and (f). Failure to provide the information requested may interfere with our ability to comply with your request. This information will be maintained by the Director, Employee Benefits Division, Department of Civil Service, Albany, NY 12239; (518) 473-1977. For information relating only to the Personal Privacy Protection Law, call (518) 457-9375.

AUTHORIZATION

I have read the Pre-Tax Contribution Program materials and the Opt-out Attestation Form (if applicable) and have made my selection on Page 1 of this document. I understand that if my coverage is declined or canceled, I may subject myself and/or my dependents to waiting periods if I decide to enroll at a later date and may forfeit the right to such coverage after leaving State service (vest, retirement, etc.). I am aware of how to obtain a current Summary of Benefits and Coverage for the NYSHIP option I have selected. I understand that my failure to provide required proof(s) within 30 days may delay the availability of benefits for me or any dependent for whom I fail to provide such proof. Any person who makes a material misstatement of fact or conceals any pertinent information shall be guilty of a crime, conviction of which may lead to substantial monetary penalties and/or imprisonment, as well as an order for reimbursement of claims.

I certify that the information I have supplied is true and correct. I hereby authorize deduction from my salary or retirement allowance of the amount required, if any, for the coverage indicated above.

Employee Signature (Required):

 

Date:

AGENCY USE ONLY

Retirement Tier

Registration #

Sick Leave Information

# Hours

Hourly Rate of Pay

Date Entered on

NYBEAS

Effective Date

HBA Signature (Required):

Date:

Page 2 of 2

Department of Civil Service Albany,

Instructions for NYS Health Insurance Transaction Form

NY 12239

PS-404 (9/2020)

NYSHIP Program Information Resources

To enroll in benefits or to change your current benefits, you will most likely be required to submit proofs of eligibility for coverage or evidence of a qualifying event with the completed and signed Health InsuranceTransaction Form PS-404. Learn more about these additional requirements in the following publications:

General Information Book(GIB)

Eligibility, enrollment, required forms and proofs of eligibility

Planning for Option Transfer

The Pre-Tax Contribution Program (PTCP)

Choices

Your plan options under NYSHIP (Empire Plan, NYSHIP HMO or the Opt-out Program) and the benefits included with each one

In many situations, you will also be required to complete, sign and submit additional forms and proofs. For detailed instructions on what will be required, please refer to your GIB and any additional forms and form instructions for requirements specific to your request.

 

 

EMPLOYEEINFORMATION

 

 

 

Boxes 1 – 11

Employee

You must complete boxes 1 – 11 with your personal information.

 

Information

Note: Use the Marital Status Date to show the date of marriage, separation or

 

 

divorce when any of those marital statuses are selected.

 

 

 

Boxes 12 (A-B)

Elect or Decline

Complete appropriate sections. You are entitled to make separate choices

 

Coverage

regarding your medical, dental and vision coverage. You may enroll in or decline

 

 

any or all three. (Exception: Enrollment in the Student Employee Health Plan

 

 

[SEHP] includes medical, dental, and vision coverage). You may also enroll in

 

 

Family coverage for one benefit in Individual coverage for another.

 

 

Reminder: Enrollees with an Employee Benefit Fund (CSEA, DC-37, UCS and

 

 

UUP) receive their dental and vision benefits through that fund. If you are a

 

 

member of one of these groups, you may not enroll for NYSHIP dental or vision

 

 

benefits.

ELECT OR DECLINE COVERAGE

Note: If you choose a NYSHIP HMO, the HMO may require you to complete an additional enrollment form.

12.A.1

Pre-Tax Contribution Program (PTCP)

New enrollees must make an election (Pre-Tax or After-Tax)

12.A.2

Status

for medical coverage. The PTCP applies to all NYS groups

 

 

and select Participating Employers (PE). If you work for a

 

 

PE, contact your HBA to learn if your employer participates

 

 

in the PTCP and if you are eligible to enroll. If you are a new

 

 

enrolling after your waiting period or more than 30 days after

 

 

a qualifying event, you will need to wait until the annual

 

 

PTCP Election Period to enroll. The PTCP Election Period

 

 

coincides with the annual Option Transfer Period. Until then,

 

 

your deductions will be taken out after taxes.

12.B.1

Individual Enrollment

Check box to enroll in Individual coverage. Check Medical,

 

 

Dental and/or Vision boxes for coverage selected.

12.B.2

Family Enrollment

Check box to enroll in Family coverage. Check Medical,

 

 

Dental and/or Vision boxes for coverage selected.

12.B.3

Elect the Opt-out Program

Check box to enroll in the Opt-out Program (See your HBA

 

(NYS Medical Only)

or your plan materials for eligibility requirements). Also

 

 

complete PS-409, Opt-out Attestation Form.

12.B.4

Decline NYSHIP Coverage

Check box to decline coverage. Be sure to check the

 

 

appropriate boxes for the coverage type declined.

Department of Civil Service

Instructions for NYS Health Insurance Transaction Form

Albany, NY 12239

PS-404 (9/2020)

CHANGE IN COVERAGE OR VOLUNTARILY CANCEL COVERAGE

Box 13.A

Change Coverage

Check this box to change from Individual to Family or from Family to Individual

 

 

coverage. If you are enrolled in PTCP, you may only change coverage from Family

 

 

to Individual during the annual Option Transfer Period, or within 30 days of a PTCP

 

 

qualifying event (check the qualifying event and enter the Date of Event). Check

 

 

Medical, Dental, and/or Vision boxes for coverage being changed. In the event that

 

 

you are indicating a change in your marital status to divorced or separated, please

 

 

update the dependent’s new address, if applicable, in the Dependent Information

 

 

section (Box 14).

 

 

 

Box 13.B

Voluntarily Cancel

You are entitled to make separate decisions regarding your medical, dental and

 

Coverage

vision coverage. You may cancel or change your dental and/or vision coverage(s)

 

 

at any time during the year. If you are enrolled in PTCP, you may only cancel

 

 

coverage during the annual Option Transfer Period, or within 30 days of a PTCP

 

 

qualifying event (enter the qualifying event).

 

 

 

 

 

DEPENDENT INFORMATION

 

 

 

Box 14

Dependent

Check the box to add or delete a dependent or to change a dependent’s

 

Information

information. Check Medical, Dental and/or Vision boxes that apply. Complete all

 

 

dependent information and provide the dependent’s Social Security Number.

 

 

Additional documentation is required to add the dependent.

 

 

 

 

 

ANNUAL OPTION TRANSFER REQUEST(S)

 

 

 

 

 

Box 15

Annual

 

Change NYSHIP Option: Complete during annual Option Transfer Period or with a

 

Option Transfer

 

qualifying event (for example, change of address outside of HMO area).

 

Request(s)

 

 

 

 

 

 

Elect Opt-out: Enrollees electing the Opt-out Program must complete a PS-409,

 

 

 

Opt-out Attestation Form. If you are selecting Family Opt-out, you must have been

 

 

 

enrolled in NYSHIP Family coverage beginning April 1 of the current plan year.

 

 

 

(See your HBA or your plan materials for additional eligibility requirements.)

 

 

 

Change Pre-Tax Status: Existing enrollees can only change PTCP status during

 

 

 

the annual PTCP Election Period, which coincides with the annual Option Transfer

 

 

 

Period.

 

 

 

 

AUTHORIZATION

 

 

You must SIGN and DATE this form.

 

 

 

 

 

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This form requires particular data to be entered, so you need to take whatever time to provide precisely what is requested:

1. Complete your form nys transaction with a group of major blank fields. Gather all of the information you need and be sure absolutely nothing is forgotten!

Stage no. 1 of completing 404 form

2. Right after completing this section, head on to the subsequent part and complete all required particulars in all these blanks - Family Enrollment, Complete box on page, Medical, Select Empire Plan or HMO, Empire Plan, HMO Code Name, Dental, Vision, Optout Program, NYS Medical only, Individual Optout, Family Optout Complete box, If choosing Optout you must also, Dental, and Vision.

The right way to fill in 404 form stage 2

3. This third step is normally straightforward - complete all of the fields in Must be provided when choosing to, Date of Event, Last Name, First Name MI, Relationship Date of Birth, Sex, Address if different, Social Security, Number, A D C A D C A D C A D C, M D V M D V M D V M D V, ENTER ANNUAL OPTION TRANSFER, Change NYSHIP Option Change to, Empire Plan, and HMO Code to conclude this part.

Must be provided when choosing to, Empire Plan, and Last Name of 404 form

4. Filling in I have read the PreTax, Employee Signature Required, Date, Retirement Tier, Registration, AGENCY USE ONLY, Sick Leave Information, Hours, Hourly Rate of Pay, Date Entered on, NYBEAS, Effective Date, HBA Signature Required, Date, and Page of is vital in the next form section - be sure to take the time and fill out each and every blank!

Filling out part 4 of 404 form

When it comes to AGENCY USE ONLY and Date Entered on, be certain you review things in this current part. These two are certainly the most important fields in the document.

Step 3: Reread the details you have typed into the blanks and then click the "Done" button. Make a 7-day free trial option at FormsPal and obtain instant access to form nys transaction - with all adjustments kept and accessible in your personal account. We do not share or sell the information that you type in whenever dealing with forms at our site.