Hud Form 9832 PDF Details

The HUD 9832 form, known formally as the Management Entity Profile, serves a critical function within the framework managed by the U.S. Department of Housing and Urban Development's Office of Housing and Federal Housing Commissioner. With its comprehensive array of executed purposes, from the provision of vital information on the management entity in question to the intricate detailing of a wide spectrum of operational aspects, this form encapsulates the essence of administrational transparency and accountability. The form requires entities—ranging from independent fee managers and identity-of-interest management agents to owner-managers and administrators of projects designated for the elderly—to furnish extensive data on various fronts. These aspects include organizational details, project management history, engagement in HUD-related activities, demographic and operational specifics of managed properties, and personnel qualifications. Notably, responses to certain items are mandated for all, while others target specific management types, underscoring the form's tailored approach to gathering pertinent data. Furthermore, it asserts the necessity of disclosing any past contractual engagements with HUD-insured or HUD-held projects, thereby facilitating a thorough vetting process. The importance of this form is also magnified by its incorporation of compliance with Public Reporting and Privacy Act statements, highlighting the legal and ethical framework within which it operates. Designed to streamline the approval process of management agents while ensuring adherence to HUD administrative guidelines, the HUD 9832 form embodies a meticulous strategy for safeguarding the integrity and efficiency of multifamily housing management.

QuestionAnswer
Form NameHud Form 9832
Form Length4 pages
Fillable?No
Fillable fields0
Avg. time to fill out1 min
Other namesfillable hud 9832, hud management entity profile, hud 9832 fillable, hud 9832

Form Preview Example

Management Entity Profile

U.S. Department of Housing

OMB Approval No. 2502-0305

and Urban Development

(exp 04/30/2003)

Office of Housing

 

Federal Housing Commissioner

 

See Public Reporting and Privacy Act statements on last page before completing this form

Instructions: The management entity may develop its own format for providing the information requested in this form. Independent fee managers and identity-of-interest management agents must provide all the information requested. Owner-managers and administrators of projects for the elderly must provide responses only to the asterisked items. They must also state whether they have previously managed insured and/or HUD-held projects and, if so, list such projects.

*1a. Name of Management Entity

*1b.

Management Entity Type

 

 

 

 

 

 

 

 

 

 

 

 

Owner/Manager

 

Project Administrator

 

 

Independent Fee Agent

 

 

Identity-of-Interest Agent

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

*1c. Employer Identification Number (EIN)

*1d.

Organization Type

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Corporation

 

 

Partnership

 

Individual

 

 

Other (specify)______________________________

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

*2. Give names, titles and Social Security Numbers of firm's principals (e.g., general partner, president, treasurer, etc.)

 

 

 

 

 

Name

 

 

 

 

 

 

 

 

 

Title

 

 

 

Social Security Number

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

3.Provide mailing addresses for the Company's home office and any branch offices involved in management of HUD-related multifamily projects. Specify the geographic area covered by each office.

*4. What year (yyyy) did the company begin managing:

 

 

 

 

5. Estimate what percent of company's activities involve management of:

 

a. HUD-subsidized

 

 

b. HUD-related unsubsidized

 

c. Conventional

a. Conventional

 

 

 

b. HUD-related

 

 

c. Commercial

 

 

 

d. Other

 

 

 

 

 

 

 

 

projects

 

 

 

 

 

projects

 

 

 

projects

 

projects

%

 

projects

%

space

%

 

 

%

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

6a. How many of the following projects does the company manage?

 

6b. How many of the projects included in 6a:

 

 

 

 

 

 

(Both rentals and cooperatives)

 

 

 

 

 

 

Have HUD-held

 

 

Are non-insured

 

Are subsidized

 

Are unsubsidized

HUD-unsubsidized

 

HUD-subsidized

 

HUD-owned

mortgages

 

 

 

 

 

co-ops

 

co-ops

 

 

 

 

 

 

 

 

 

 

projects

 

units

 

projects

 

units

projects

 

units

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

6c. Approximately what percent of the projects in 6a fall into the following categories:

 

Elderly

Family

Owned by a non-profit or coop

 

Core city

%

%

%

 

%

 

 

 

 

 

Troubled neighborhood

%

Suburban

%

Rural area

%

7. Indicate where each of the following activities are administered. Use the following codes: C = central office; R = regional office; P = project site

Bookkeeping

Landscaping

Maintenance

Purchasing

Tenant application

Certifications/ recertifications

Regular monthly subsidy billings

Special claims subsidy billings

*8. How many of the company's full-time employees serve in the following supervisory or advisory roles? (Owner-managers and administrators of projects for the elderly should provide this information on project employees.)

Engineers

Maintenance supervisors

Occupancy supervisors

Training specialists

Social service coordinators

Regional property managers

How many are minorities

What percentage are minority

%

*9. Identify any professional memberships, licenses, certificates or accreditations which are related to property management activities and are held by the company, company executives, or the employees considered in Item 8. (attach additional page(s) if necessary)

Previous editions are obsolete

Page 1 of 4

form HUD-9832 (8/91)

ref. Handbook 4381.5

 

 

*10. Describe any purchasing procedures you have implemented to control or reduce costs

(e.g., bulk purchasing, paying early to take advantage of discounts, cost comparisons or bids, etc.)

*11a. List any companies which regularly supply goods or services to your HUD-related projects and have an identity-of-interest with the management entity or its principals (e.g., officers, general partners). Specify the type of goods and services provided. (See paragraph 2 - 3D of HUD Handbook 4381.5 for a definition of the term "identity-of-interest.") If these companies do not provide goods/services to all your HUD-related projects, identify the projects that do not deal with these companies.

*11b. Do any of the identity-of-interest companies listed in 11a. function as "pass-throughs" -- i.e., does the identity-of-interest company purchase goods or services from another party and pass those goods or services through to the project? For each pass-through arrangement:

(1)Name the identity-of-interest company involved.

(2)Explain how the identity-of-interest company's compensation is determined.

(3)Explain why it is more advantageous for the project to use the pass-through arrangement than to purchase directly from the ultimate supplier.

*12. What types of property management procedures or operating manuals are used by on-site or supervisory staff?

*13. What types of recurring written reports are prepared on project operations (e.g., maintenance, move-in/outs, payables, comparisons of budgeted and actual expenses)? Specify who (by position title) prepares the report, frequency of the report, and who reviews the report.

*14a. How frequently do company executives or supervisory staff visit the projects the company manages?

*14b. Specify who (by position title) conducts the on-site visits or reviews.

*15. If the company manages subsidized projects, identify by job title who prepares and reviews the HUD-required documents listed below. Specify the

frequency of review.

Prepares documents

 

Reviews documents

 

Frequency of review

 

 

 

 

 

 

 

 

 

 

 

a. Form HUD-50059, Initial Certifications

 

 

 

 

 

 

 

 

 

 

 

b. Form HUD-50059, Recertifications

 

 

 

 

 

 

 

 

 

 

 

c. Regular Monthly Subsidy Billings

 

 

 

 

 

 

 

 

 

 

 

d. Special Claims Subsidy Billings

 

 

 

 

 

 

 

 

 

 

 

e. Proposals to terminate tenant

 

 

 

 

 

assistance payments

 

 

 

 

 

 

 

 

 

 

 

f. Proposals to evict

 

 

 

 

 

 

 

 

 

 

 

g. Monthly Accounting Reports

 

 

 

 

 

(Forms HUD-93479, 80, 81)

 

 

 

 

 

 

 

 

 

 

 

h. Form HUD-949, Civil Rights Tenant

 

 

 

 

 

Characteristics/Occupancy Reports

 

 

 

 

 

 

 

 

 

 

 

Previous editions are obsolete

Page 2 of 4

 

form HUD-9832 (8/91)

 

ref. Handbook 4381.5

 

 

 

 

 

Agent Name

Date (mm/dd/yyyy)

16.If applicable, describe how the home office supervises supervisory staff

(e.g., property managers, occupancy specialists, maintenance supervisors), who operate out of branch offices.

*17. Describe how the company trains its employees in the areas listed below. Discuss both on-going training and initial training provided when the employee is hired. Specify the frequency and duration of the training and who/what organization conducts the training. Discuss training for both supervisory and front-line staff.

a. Property management practices.

b. Financial and recordkeeping requirements.

c. Civil rights and fair housing laws.

d.Occupancy requirements in HUD Handbook 4350.3, Occupancy Requirements of Subsidized Multifamily Housing Programs (if the company manages subsidized projects).

*18. Has an owner of a HUD-related project, at any time during the past three years, cancelled a property management contract held by the company?

Yes

No

During the past three years, how many HUD-related projects have not renewed their management contracts with the company?

(Number)________________________

Explain the reasons for any cancellations or failure to renew and identify the projects involved.

Previous editions are obsolete

Page 3 of 4

form HUD-9832 (8/91)

ref. Handbook 4381.5

 

 

19a. List all HUD Field Offices that have jurisdiction over the projects included in 6a. For companies that operate in more than five Field Office jurisdictions, identify the five jurisdictions where the greatest number of your HUD-related projects are located.

19b. List all State Agencies in whose jurisdiction you have managed or are managing State Agency-financed projects. For companies that operate in more than five States, identify the five where the greatest number of your State Agency projects are located.

19c. List all FmHA offices in whose jurisdiction you have managed or are managing FmHA projects. For companies that operate in more than five FmHA jurisdictions, identify the five where the greatest number of your FmHA projects are located.

Certification: The undersigned hereby certifies that the statements and information contained in this profile are true and correct.

Warning: HUD will prosecute false claims and statements. Conviction may result in criminal and/or civil penalties. (18 U.S.C. 1001, 1010, 1012; 31 U.S.C. 3729, 3802)

Signed by Management Entity Representative

Signature

Date (mm/dd/yyyy)

Print Name

Title

Public reporting burden for this collection of information is estimated to average 2 hours per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. This agency may not conduct or sponsor, and a person is not required to respond to, a collection information unless that collecton displays a valid OMB control number.

Owners of insured and assisted multifamily housing projects are required by HUD administrative guidelines as found in HUD Handbook 4381.5 REV-2, The Management Agent Handbook, to submit certain data for review by the local HUD office of approval of a new management agent. These requirements apply to insured multifamily projects or HUD-held mortgages and subsidized, non-insured projects that are not financed by State Agencies or the Rural Housing Service Agency.

Privacy Act Statement: The Department of Housing and Urban Development (HUD) is authorized to collect this information by the U.S. Housing Act of 1937, as amended, and the Social Security Numbers (SSN) by the Housing and Community Development Act of 1987, 42 U.S.C. 3543. The information concerning management documents for Multifamily Housing projects is being collected by HUD to: (1) determine the acceptability of proposed management agents, (2) ensure compliance with program requirements, (3) provide leverage for removing poor managers, and (4) recover excessive management fees. The information is being used as a management tool to avoid the misuse of HUD subsides and defaults against the FHA insurance fund by management agents. Specifically, the information will provide for improved project management by ensuring: that subsidy funds are administered in accordance with HUD rules, project expenses are reasonable, maintenance of documented records, and use of project funds only in accordance with HUD requirements. The SSN is used as a unique identifier. HUD may disclose this information to Federal, State and local agencies when relevant to civil, criminal, or regulatory investigations and prosecutions. It will not be otherwise disclosed or released outside of HUD, except as permitted or required by law. Failure to provide the information could result in HUD's denial of proposed management or fees or cancellation of management contracts for noncompliance with HUD procedures. Providing the SSN is mandatory, and failure to provide it could affect your participation in HUD programs.

Previous editions are obsolete

Page 4 of 4

form HUD-9832 (8/91)

ref. Handbook 4381.5

 

 

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The right way to fill out hud 9832 form stage 1

2. Soon after the prior part is done, go on to type in the relevant information in all these - HUDunsubsidized, HUDsubsidized, HUDowned, projects, units, projects, units, projects, units, Have HUDheld mortgages, Are subsidized coops, Are unsubsidized coops, c Approximately what percent of, Elderly, and Family.

How you can fill in hud 9832 form step 2

3. Within this part, examine Describe any purchasing, eg bulk purchasing paying early to, a List any companies which, b Do any of the identityofinterest, and services from another party and. Each one of these are required to be filled in with utmost precision.

b Do any of the identityofinterest, a List any companies which, and services from another party and inside hud 9832 form

4. This next section requires some additional information. Ensure you complete all the necessary fields - What types of property management, What types of recurring written, actual expenses Specify who by, a How frequently do company, b Specify who by position title, staff visit the projects the, If the company manages subsidized, Prepares documents, Reviews documents, Frequency of review, a Form HUD Initial Certifications, b Form HUD Recertifications, c Regular Monthly Subsidy Billings, d Special Claims Subsidy Billings, and e Proposals to terminate tenant - to proceed further in your process!

Step # 4 in filling in hud 9832 form

5. Lastly, the following last part is precisely what you need to complete before finalizing the form. The fields at this point are the next: e Proposals to terminate tenant, assistance payments, f Proposals to evict, g Monthly Accounting Reports Forms, h Form HUD Civil Rights Tenant, Previous editions are obsolete, Page of, and form HUD ref Handbook.

hud 9832 form completion process shown (step 5)

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