In Pennsylvania, ensuring the legal transfer of firearms is a process rigorously outlined by the state, with the SP 4-113 form playing a critical role in this procedure. At its core, the SP 4-113 form, also referred to as the Application/Record of Sale for Pennsylvania State Police use, is designed exclusively for transactions involving handguns. This document serves multiple purposes: it's an application for the purchase of a handgun, a detailed record of the sale, and an indispensable tool for background checks. The form is meticulously structured, barring duplication and requiring completion in either blue or black ink to maintain records' integrity. Sections of the form cater to different parties involved in the sale—the transferee/purchaser, the transferor/seller, and the licensed dealer—each responsible for providing specific information at various stages of the transaction. The form includes spaces for personal details of the purchaser, the firearm's description, and the seller's acknowledgment, along with a mandatory section for the dealer's information. Additionally, it underlines the importance of answering questions about the buyer's eligibility, with clear instructions that any untruthful statements could result in felony charges. This demonstrates the form's role not only in facilitating firearm sales but also in enforcing legal accountability and public safety. Through its detailed sections, the SP 4-113 form exemplifies the comprehensive approach required for the legal transfer of handguns in Pennsylvania, ensuring all necessary checks and balances are in place.
Question | Answer |
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Form Name | Pa Form Sp4 113 |
Form Length | 1 pages |
Fillable? | No |
Fillable fields | 0 |
Avg. time to fill out | 15 sec |
Other names | sp4 113 sample form, pa state police record of sale form, sp 4 113, sp4 113 form |
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PENNSYLVANIA STATE POLICE |
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STATE POLICE USE |
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ONLY |
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SAMPLE ROS INSTRUCTIONS |
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APPLICATION/RECORD OF SALE |
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NOTE: THE APPLICATION/RECORD OF SALE FORM MUST NOT BE DUPLICATED! |
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A |
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INSTRUCTIONS |
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2. TRANSACTION SERIAL |
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NO. |
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This number is assigned to your business. |
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1. TRANSFEREE/PURCHASER |
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Do not give your forms to other businesses! |
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CO PLETE SECTION C AT TIME OF SALE OR |
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TRANSFER. |
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3. STATE IDENTIFICATION NO. |
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THIS FORM IS REQUIRED FOR HANDGUNS ONLY! |
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LICENSEE |
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COMPLETE BLOCKS 1, 3, AND 4, AND SECTIONS |
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D AND E. |
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List the Dealer/Sheriff Number here. |
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(FOR PRIVATE SALES) COMPLETE SECTION F. |
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NOTE: FORM MUST BE COMPLETED IN ITS ENTIRETY BY TYPING OR PRINTING IN BLUE OR BLACK INK |
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4. APPROVAL NO./DATE |
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List Approval/Transaction No. , “UDT”, or |
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TRANSACTION SUBJECT TO SALES TAX |
YES |
NO |
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“Denied” and date here. |
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Please explain in Section F if you selected “NO” for subject to sales tax.
B
TRANSFEREE’S/PURCHASER’S INFORMATION
5. LAST NAME |
6. JR., ETC. |
7. FIRST NAME |
8. MIDDLE NAME |
9. DATE OF BIRTH |
10. AGE |
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SECTIONS A, D, and E must be completed by the Firearm Dealer. If |
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11. SEX 12. RACE 13. EYE COLOR 14. HAIR COLOR |
15. WEIGHT |
16. HEIGHT |
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17. SOCIAL SECURITY NO. (Optional, but |
18. COUNTY OF RESIDENCE |
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“No” is checked here, an explanation must be listed under section |
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will help prevent misidentification.) |
Enter county (eg: Dauphin), |
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F explaining why the sale is not taxable! |
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NOT “Country”. |
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19. STREET ADDRESS |
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20. |
CITY |
21. STATE |
22. ZIP CODE |
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PA.IfPHOTOthe customerIDENT/DRIVERis NOTLICENSEa U.S.NO. citizen,24.theyEMPLOYER/BUSINESSmust show properNAMEID before you begin the background25. OCCUPATIONcheck! If “NO” is |
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23. |
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checked for #30, ALL fields must be completed for this question and the dealer must hold on the line for a PICS |
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operator. Do NOT enter the PA driver’s license number into the automated system. |
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26. |
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STREET ADDRESS |
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27. CITY |
28. STATE |
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29. ZIP CODE |
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30. ARE YOU A UNITED STATES CITIZEN? IF NO, COUNTRY OF BIRTH: ____________________________________ |
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YES |
NO |
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COUNTRY OF CITIZENSHIP: ________________________________ IMMIGRATION IDENTIFICATION NUMBER: ______________________ |
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31.HAVE YOU EVER BEEN CONVICTED OF A CRIME ENUMERATED IN SECTION 6105(b), OR DO ANY OF THE CONDITIONS UNDER
6105(c) APPLY TO YOU? (READ INFORMATION ON BACK PRIOR TO ANSWERING) |
YES |
NO |
32.ARE YOU NOW CHARGED WITH, OR HAVE YOU EVER BEEN CONVICTED OF A CRIME PUNISHABLE BY IMPRISONMENT FOR A TERM
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EXCEEDING ONE YEAR? THIS IS THE MAXIMUM SENTENCE THAT YOU “COULD HAVE RECEIVED,” NOT THE ACTUAL SENTENCE YOU |
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YES |
NO |
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DID RECEIVE. (THIS DOES NOT INCLUDE FEDERAL OR STATE OFFENSES PERTAINING TO ANTITRUST, UNFAIR TRADE |
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SECTION B must be completed and signed by the customer BEFORE a background check is processed through |
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PRACTICES, RESTRAINTS OF TRADE, OR REGULATION OF BUSINESS; OR STATE OFFENSES CLASSIFIED AS MISDEMEANORS AND |
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PICS. If this section is NOT completed and signed, OR if the customer answered “Yes” to questions 31 and/or 32 |
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PUNISHABLE BY A TERM OF IMPRISONMENT NOT TO EXCEED TWO YEARS.) (READ INFORMATION ON BACK PRIOR TO ANSWERING) |
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OR “No” to question 33, DO NOT PROCEED WITH THE BACKGROUND CHECK. |
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33. |
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ARE YOU THE ACTUAL BUYER OF THE FIREARM AS DEFINED UNDER 18 PA.C.S. § 6102 LISTED ON THIS APPLICATION/RECORD OF |
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YES |
NO |
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SALE? (WARNING: YOU ARE NOT THE ACTUAL BUYER IF YOU ARE ACQUIRING THE FIREARM ON BEHALF OF ANOTHER PERSON |
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UNLESS YOU ARE LEGITIMATELY ACQUIRING THE FIREARM AS A GIFT FOR ANY OF THE FOLLOWING INDIVIDUALS WHO ARE |
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LEGALLY ELIGIBLE TO OWN A FIREARM: 1) SPOUSE; 2) PARENT; 3) CHILD; 4) GRANDPARENT; OR 5) GRANDCHILD. |
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34.I VERIFY THE FACTS THAT I HAVE SET FORTH IN BLOCKS
SIGNATURE OF TRANSFEREE/PURCHASER: _________________________ DATE OF APPLICATION: _____________
C |
ACKNOWLEDGMENT |
35.I ACKNOWLEDGE RECEIPT OF THE FIREARM
SAFETY BROCHURESECTION. C is not signed by the customer until they actually take possession of the gun!
SIGNATURE OF TRANSFEREE/PURCHASER: ________________________________________ DATE: _____________
D
LICENSEE’S INFORMATION:
LICENSEE
EMPLOYEE
36. LAST NAME |
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37. JR., ETC. |
38. FIRST NAME |
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39. MIDDLE NAME |
40. SIGNATURE |
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41. BUSINESS NAME |
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42. BUSINESS |
TELEPHONE NO. |
43. COUNTY OF LICENSEE |
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SECTION D & E must be completed and signed by the |
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Dealer or employee processing the paperwork. Please |
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44. BUSINESS ADDRESS |
remember to check the appropriate box. |
45. CITY |
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46. STATE |
47. ZIP CODE |
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48. DATE OF TRANSACTION
49. TIME OF TRANSACTION
E
FIREARM INFORMATION
50. DOES THIS PURCHASE INVOLVE A PISTOL |
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OR REVOLVER WITH A BARREL LENGTH OF LESS THAN 15 INCHES, A |
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YES (COMPLETE BLOCKS 51 – 55) |
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SHOTGUN WITH A BARREL LENGTH OF LESS |
ONLY ONE (1) FIREARM MAY BE LISTED PER FORM! Firearm informationNO (INFORMATION NOT REQUIRED) |
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THAN 18 INCHES, A RIFLE WITH A BARREL LENGTH OF LESS THAN |
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16 INCHES, OR A FIREARM WITH AN OVERALL |
must be completed prior to initiating a PICS background check. |
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LENGTH OF LESS THAN 26 INCHES? |
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51. MAKE |
52. MODEL |
53. CALIBER |
54. LENGTH OF BARREL 55. SERIAL NUMBER |
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F
TRANSFEROR’S/SELLER’S INFORMATION OR EXPLANATION FOR NONTAXABLE SALES
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56. LAST NAME |
57. JR., ETC. 58. FIRST NAME |
59. MIDDLE NAME |
60. SIGNATURE |
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SECTION F must be completed for the private sale/transfer of a handgun. Private transfers processed between licensed dealers |
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should have the FFL# of the transferring dealer in the signature section. Private sellers must be available to complete and sign |
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this form. Refer to section 15.1 of the Firearm Dealer’s Manual for detailed instructions. |
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61. STREET ADD ESS |
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62. CITY |
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63. COUNTY/STATE |
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64. ZIP |
CODE |
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