When embarking on the journey of planning for retirement, the Nassau County Deferred Compensation Plan offers a structured way to save, providing participants with a comprehensive enrollment form designed by Prudential. Initially, individuals aiming to enroll for the first time must fill out this form using blue or black ink, ensuring their future financial stability through before-tax contributions. The form is divided into sections that touch on personal information, investment option allocations, and an explicit instruction set on how to proceed, including contact details for further assistance. Prospective enrollees are directed to make crucial decisions regarding their contributions and how they wish them to be allocated across various investment options. They can opt for Prudential's GoalMaker, an asset allocation program based on risk tolerance and time horizon, which also includes an age adjustment feature to automatically rebalance the account quarterly, or they can customize their investment allocations. With detailed instructions and a requirement for the enrollee’s signature, the form ensures that individuals are well informed about their choices and the implications thereof. This enrollment process underlines the importance of thoughtful preparation for retirement, leveraging structured investment plans to meet individual financial goals.
Question | Answer |
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Form Name | Prudential Enrollment Form |
Form Length | 3 pages |
Fillable? | No |
Fillable fields | 0 |
Avg. time to fill out | 45 sec |
Other names | Oppenheimer, GoalMaker, R02, ClearBridge |
165
Enrollment Form
Nassau County Deferred Compensation Plan
Instructions Please print using blue or black ink. Note: You should use this form if you are
enrolling in the plan for the first time. Keep a copy of this form for your records and return the original to your Retirement Counselor or fax to Prudential at
Questions?
Call
for assistance.
About |
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Date of birth |
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Original date employed
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Amount to |
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% (1% to 100% in whole percentages) of |
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be Deferred |
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my salary per pay period. |
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Investment |
Fill out Option I, Option II or Option III. Please complete only one. |
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Allocation |
By completion of Option I or Option II you enroll in GoalMaker, Prudential’s asset allocation program, and you direct |
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(Pleasefill |
Prudential to invest your contribution(s) according to a GoalMaker model portfolio that is based on your risk tolerance |
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and time horizon. You can also direct Prudential to automatically rebalance your account quarterly according to the |
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outOption |
model portfolio chosen. Enrollment in GoalMaker can be canceled at anytime. |
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I,OptionII, |
Please refer to the Retirement Planning Guide for more information on rebalancing and age adjustment. |
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orOption |
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III.Donot |
Option I or Option II must be completed accurately, otherwise your investment allocation will be placed in GoalMaker |
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filloutmore |
with age adjustment. |
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thanone |
Option III must be completed accurately and received by Prudential before assets are accepted; otherwise, |
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section.) |
contributions will be placed in the default investment option selected by your plan. Upon receipt of your completed |
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enrollment form, all future contributions will be allocated according to your investment selection. You must contact |
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Prudential to transfer any existing funds from the default option. |
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Ed. 07/2010 |
Important information and signature required on the following page(s) |
Investment Allocation
(continued)
(Pleasefill outOption I,OptionII, orOption
III.Donot filloutmore thanone section.)
Option I - Choose GoalMaker with Age Adjustment
By selecting your risk tolerance, and confirming your expected retirement age below, your contributions will be automatically invested in a GoalMaker model portfolio that is based on your risk tolerance and years left until retirement. You also confirm your participation in GoalMaker’s age adjustment feature, which adjusts your allocations over time based on your years left until retirement.
Select Your Risk Tolerance |
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Conservative |
Moderate |
Aggressive |
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Confirm Your Expected Retirement Age |
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Expected Retirement Age: |
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7 |
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0 |
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Yes. Please use the default Expected Retirement Age listed above
No. Please use |
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as my expected retirement age. |
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OR
Option II - Choose GoalMaker without Age Adjustment
I do not want to take advantage of GoalMaker’s age adjustment feature. Please invest my contributions according to the model portfolios selected below.
Time Horizon |
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GoalMaker Model Portfolio |
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(years until retirement) |
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(check one box only) |
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Conservative |
Moderate |
Aggressive |
0 to 5 Years |
C01 |
M01 |
R01 |
6 to 10 Years |
C02 |
M02 |
R02 |
11 to 15 Years |
C03 |
M03 |
R03 |
16 + Years |
C04 |
M04 |
R04 |
OR
Option III - Design your own investment allocation
If you would like to design your own asset allocation instead of selecting GoalMaker, designate the percentage of your contribution to be invested in each of the available investment options. (Please use whole percentages. The column(s) must total 100%.)
I wish to allocate my contributions to the Plan as follows:
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Percent |
Codes |
Investment Options |
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Allocated |
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% |
XS |
Prudential Stable Value Fund |
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B0 |
Core Plus Bond/PIMCO Fund |
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% |
3T |
Vanguard Total Bond Market Index Inst |
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P4 |
American Funds American Balanced R4 |
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% |
24 |
T. Rowe Price Retirement 2010 |
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QM |
T. Rowe Price Retirement 2015 |
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25 |
T. Rowe Price Retirement 2020 |
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% |
O9 |
T. Rowe Price Retirement 2025 |
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% |
26 |
T. Rowe Price Retirement 2030 |
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OA |
T. Rowe Price Retirement 2035 |
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27 |
T. Rowe Price Retirement 2040 |
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OB |
T. Rowe Price Retirement 2045 |
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X0 |
T. Rowe Price Retirement 2050 |
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% |
3X |
T. Rowe Price Retirement 2055 |
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Social Security Number_____________________
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% |
23 |
T. Rowe Price Retirement Income |
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% |
4Q |
Invesco Van Kampen Growth and Income Fund Y |
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% |
57 |
Legg Mason ClearBridge Appreciation Fund Class I |
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% |
W1 |
SA/T. Rowe Price Growth Stock Strategy |
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% |
KU |
Vanguard Institutional Index Fund |
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% |
58 |
Morgan Stanley Inst Mid Cap Growth I |
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% |
1W |
Perkins Mid Cap Value Fund Class A |
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% |
KT |
Pioneer Mid Cap Value Fund (Class A Shares) |
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% |
RP |
Vanguard Mid Cap Index Instl |
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% |
MQ |
Allianz NFJ Small Cap Value Instl |
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% |
M4 |
Legg Mason ClearBridge Small Cap Growth Fund Class I |
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% |
VQ |
Pennsylvania Mutual Inv |
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% |
RO |
Vanguard Small Cap Index Insl |
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% |
P5 |
American Funds EuroPacific Growth Fund R4 |
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% |
JL |
Oppenheimer Developing Markets Y |
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% |
43 |
Vanguard REIT Index Fund |
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1 |
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0 |
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0 |
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% |
Total |
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Your |
I authorize my employer to reduce my compensation as directed in compliance with the terms of the plan. |
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Authorization |
I choose not to participate in my |
Signature |
X |
Date |
Social Security Number_____________________