Prudential Enrollment Form PDF Details

When embarking on the journey of planning for retirement, the Nassau County Deferred Compensation Plan offers a structured way to save, providing participants with a comprehensive enrollment form designed by Prudential. Initially, individuals aiming to enroll for the first time must fill out this form using blue or black ink, ensuring their future financial stability through before-tax contributions. The form is divided into sections that touch on personal information, investment option allocations, and an explicit instruction set on how to proceed, including contact details for further assistance. Prospective enrollees are directed to make crucial decisions regarding their contributions and how they wish them to be allocated across various investment options. They can opt for Prudential's GoalMaker, an asset allocation program based on risk tolerance and time horizon, which also includes an age adjustment feature to automatically rebalance the account quarterly, or they can customize their investment allocations. With detailed instructions and a requirement for the enrollee’s signature, the form ensures that individuals are well informed about their choices and the implications thereof. This enrollment process underlines the importance of thoughtful preparation for retirement, leveraging structured investment plans to meet individual financial goals.

QuestionAnswer
Form NamePrudential Enrollment Form
Form Length3 pages
Fillable?No
Fillable fields0
Avg. time to fill out45 sec
Other namesOppenheimer, GoalMaker, R02, ClearBridge

Form Preview Example

165

Enrollment Form

Nassau County Deferred Compensation Plan

Instructions Please print using blue or black ink. Note: You should use this form if you are

enrolling in the plan for the first time. Keep a copy of this form for your records and return the original to your Retirement Counselor or fax to Prudential at 1-866-439-8602.

Questions?

Call 877-778-2100

for assistance.

About

Plan number

 

 

 

 

 

 

You

 

0

 

0

 

6

 

 

 

 

 

 

 

 

 

4

2

0

Sub plan number

0 0 0 0

0

1

Social Security number

Daytime telephone number

 

 

-

-

-

area code

-

First name

 

MI Last name

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Address

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

City

 

 

 

 

 

 

State

ZIP code

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

-

Date of birth

Gender

M

Original date employed

F

 

month

 

day

year

 

month

 

day

year

 

Date of rehire (if applicable)

Marital status

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Married

Single, widowed or legally divorced

 

 

 

 

 

 

 

 

 

 

 

 

 

month

 

day

year

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Amount to

Before-Tax Contribution Election. I wish to contribute

 

 

 

% (1% to 100% in whole percentages) of

 

 

 

 

 

 

 

 

be Deferred

 

 

my salary per pay period.

 

 

 

 

 

 

 

 

 

 

 

 

 

Investment

Fill out Option I, Option II or Option III. Please complete only one.

 

 

 

 

Allocation

By completion of Option I or Option II you enroll in GoalMaker, Prudential’s asset allocation program, and you direct

 

 

 

 

(Pleasefill

Prudential to invest your contribution(s) according to a GoalMaker model portfolio that is based on your risk tolerance

 

and time horizon. You can also direct Prudential to automatically rebalance your account quarterly according to the

 

outOption

model portfolio chosen. Enrollment in GoalMaker can be canceled at anytime.

 

I,OptionII,

Please refer to the Retirement Planning Guide for more information on rebalancing and age adjustment.

 

orOption

 

III.Donot

Option I or Option II must be completed accurately, otherwise your investment allocation will be placed in GoalMaker

 

filloutmore

with age adjustment.

 

 

 

 

 

 

 

thanone

Option III must be completed accurately and received by Prudential before assets are accepted; otherwise,

 

section.)

contributions will be placed in the default investment option selected by your plan. Upon receipt of your completed

 

 

 

enrollment form, all future contributions will be allocated according to your investment selection. You must contact

 

 

 

Prudential to transfer any existing funds from the default option.

 

 

 

Ed. 07/2010

Important information and signature required on the following page(s)

Investment Allocation

(continued)

(Pleasefill outOption I,OptionII, orOption

III.Donot filloutmore thanone section.)

Option I - Choose GoalMaker with Age Adjustment

By selecting your risk tolerance, and confirming your expected retirement age below, your contributions will be automatically invested in a GoalMaker model portfolio that is based on your risk tolerance and years left until retirement. You also confirm your participation in GoalMaker’s age adjustment feature, which adjusts your allocations over time based on your years left until retirement.

Select Your Risk Tolerance

 

 

Conservative

Moderate

Aggressive

Confirm Your Expected Retirement Age

 

 

Expected Retirement Age:

 

7

 

0

 

 

 

 

 

 

 

 

Yes. Please use the default Expected Retirement Age listed above

No. Please use

 

 

as my expected retirement age.

 

 

OR

Option II - Choose GoalMaker without Age Adjustment

I do not want to take advantage of GoalMaker’s age adjustment feature. Please invest my contributions according to the model portfolios selected below.

Time Horizon

 

GoalMaker Model Portfolio

 

(years until retirement)

 

(check one box only)

 

 

Conservative

Moderate

Aggressive

0 to 5 Years

C01

M01

R01

6 to 10 Years

C02

M02

R02

11 to 15 Years

C03

M03

R03

16 + Years

C04

M04

R04

OR

Option III - Design your own investment allocation

If you would like to design your own asset allocation instead of selecting GoalMaker, designate the percentage of your contribution to be invested in each of the available investment options. (Please use whole percentages. The column(s) must total 100%.)

I wish to allocate my contributions to the Plan as follows:

 

Percent

Codes

Investment Options

 

Allocated

 

 

 

 

 

 

 

 

 

%

XS

Prudential Stable Value Fund

 

 

 

 

 

 

 

 

 

 

 

%

B0

Core Plus Bond/PIMCO Fund

 

 

 

 

 

 

 

 

 

 

 

%

3T

Vanguard Total Bond Market Index Inst

 

 

 

 

 

 

 

 

 

 

 

%

P4

American Funds American Balanced R4

 

 

 

 

 

 

 

 

 

 

 

%

24

T. Rowe Price Retirement 2010

 

 

 

 

 

 

 

 

 

 

 

%

QM

T. Rowe Price Retirement 2015

 

 

 

 

 

 

 

 

 

 

 

%

25

T. Rowe Price Retirement 2020

 

 

 

 

 

 

 

 

 

 

 

%

O9

T. Rowe Price Retirement 2025

 

 

 

 

 

 

 

 

 

 

 

%

26

T. Rowe Price Retirement 2030

 

 

 

 

 

 

 

 

 

 

 

%

OA

T. Rowe Price Retirement 2035

 

 

 

 

 

 

 

 

 

 

 

%

27

T. Rowe Price Retirement 2040

 

 

 

 

 

 

 

 

 

 

 

%

OB

T. Rowe Price Retirement 2045

 

 

 

 

 

 

 

 

 

 

 

%

X0

T. Rowe Price Retirement 2050

 

 

 

 

 

 

 

 

 

 

 

%

3X

T. Rowe Price Retirement 2055

 

 

 

 

Social Security Number_____________________

 

 

 

 

 

 

 

%

23

T. Rowe Price Retirement Income

 

 

 

 

 

 

 

 

 

 

 

%

4Q

Invesco Van Kampen Growth and Income Fund Y

 

 

 

 

 

 

 

 

 

 

 

%

57

Legg Mason ClearBridge Appreciation Fund Class I

 

 

 

 

 

 

 

 

 

 

 

%

W1

SA/T. Rowe Price Growth Stock Strategy

 

 

 

 

 

 

 

 

 

 

 

%

KU

Vanguard Institutional Index Fund

 

 

 

 

 

 

 

 

 

 

 

%

58

Morgan Stanley Inst Mid Cap Growth I

 

 

 

 

 

 

 

 

 

 

 

%

1W

Perkins Mid Cap Value Fund Class A

 

 

 

 

 

 

 

 

 

 

 

%

KT

Pioneer Mid Cap Value Fund (Class A Shares)

 

 

 

 

 

 

 

 

 

 

 

%

RP

Vanguard Mid Cap Index Instl

 

 

 

 

 

 

 

 

 

 

 

%

MQ

Allianz NFJ Small Cap Value Instl

 

 

 

 

 

 

 

 

 

 

 

%

M4

Legg Mason ClearBridge Small Cap Growth Fund Class I

 

 

 

 

 

 

 

 

 

 

 

%

VQ

Pennsylvania Mutual Inv

 

 

 

 

 

 

 

 

 

 

 

%

RO

Vanguard Small Cap Index Insl

 

 

 

 

 

 

 

 

 

 

 

%

P5

American Funds EuroPacific Growth Fund R4

 

 

 

 

 

 

 

 

 

 

 

%

JL

Oppenheimer Developing Markets Y

 

 

 

 

 

 

 

 

 

 

 

%

43

Vanguard REIT Index Fund

 

 

 

 

 

1

 

0

 

0

 

%

Total

 

 

 

 

 

 

Your

I authorize my employer to reduce my compensation as directed in compliance with the terms of the plan.

Authorization

I choose not to participate in my employer-sponsored retirement plan.

Signature

X

Date

Social Security Number_____________________