In order to be eligible for a license as a life and health insurance agent, you must first complete the required licensing courses. One of these requirements is an application insurance license which can be obtained through the state's Department of Insurance. This article will explain how to obtain your application insurance license in California. To receive this type of license, applicants must have at least one year experience as a licensed agent or broker with general lines property and casualty licenses from another state or country. In addition, they must also provide proof that they are qualified by completing two exams: General Lines Property and Casualty Exam (GLPC) and Life Health Basic exam (LHB).
We've gathered some statistical information about the application insurance license. This page provides details about the form's length, finalization duration, and the areas you may be required to fill.
Question | Answer |
---|---|
Form Name | Application Insurance License |
Form Length | 5 pages |
Fillable? | No |
Fillable fields | 0 |
Avg. time to fill out | 1 min 15 sec |
Other names | uniform application producer registration, how to application individual, application producer, naic uniform insurance |
Please note the application may be revised on a
Uniform Application for
Individual Producer License/Registration
(Please Print or Type)
Check appropriate box for license requested.
Resident License
• Identify Home State: ____________________
Demographic Information
1Soc. Security Number
--
2If assigned, National Producer Number (NPN)
3If applicable, FINRA Individual Central Registration Depository (CRD) Number
4 Last Name |
JR./SR. etc |
5First Name
6Middle Name
7Date of Birth
(month) ___ (day) ___ (year)____
8 Residence/Home Address (Physical Street)
9City
10State
11Zip Code
12Foreign Country
13 Home Phone Number |
14 Gender (Circle One) |
||
( |
) |
- |
Male Female |
Individual |
Applicant Email Address: |
|
15Are you a Citizen of the United States? (Check One)
Yes |
|
No |
|
(If No, of which country are you a citizen?) |
(If NO, and this is an application for a Resident License, you must supply proof of eligibility to work in the U.S.)
16Business Entity Name
17 |
Business Address (Physical Street) |
|
|
18 P.O. Box |
19 |
City |
20 |
State |
21 Zip Code |
22 |
Foreign Country |
||
23 |
Business Phone Number (include |
24 Business Fax Number |
25 |
Business |
|
26 Business Web Site Address |
|||||||
|
extension) |
|
( |
) |
- |
|
|
|
|
|
|
|
|
|
( |
) |
- |
|
|
|
|
|
|
|
|
|
|
27 |
Applicant’s Mailing Address |
|
|
28 P.O. Box |
29 |
City |
30 |
State |
31 Zip Code |
32 |
Foreign Country |
33a. List any other assumed, fictitious, alias, maiden or trade names which you have used in the past. b. List any trade names under which you are currently doing business or intend to do business.
(May be subject to state approval)
Agency or Business Entity Affiliations
34List your Insurance Agency Affiliations: (Complete only if the applicant is to be licensed as an active member of the business entity)
FEIN ________________________ |
NPN ___________________ |
Name of Agency ___________________________________________________________ |
FEIN ________________________ |
NPN ___________________ |
Name of Agency ___________________________________________________________ |
FEIN ________________________ |
NPN ___________________ |
Name of Agency ___________________________________________________________ |
Employment History
35Account for all time for the past five years. Give all employment experience starting with your current employer working back five years. Include full and
From |
To |
|
Month Year |
Month Year |
Position Held |
Name
City |
State |
Foreign Country |
Name
City |
State |
Foreign Country |
Name
City |
State |
Foreign Country |
Name
City |
State |
Foreign Country |
(State Use)
© 2011 National Association of Insurance Commissioners |
Page 1 of 5 |
Please note the application may be revised on a
Uniform Application for
Individual Insurance Producer License/Registration
Jurisdiction and Type of License Requested
36Next to each jurisdiction, check the license type(s) and line(s) of authority for which you are applying.
License Types: |
|
|
|
|
A – Agent |
|
|
|
|
B – Broker |
|
|
P - Producer |
SLP – Surplus Lines Producer |
|
|
|
|
|
|
|||||||||||||||
|
|
|
|
|
V – Variable |
|
|
|
|
|
|
|
|
H – Accident & |
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||||
Lines of Authority: |
|
|
|
L – Life |
|
|
|
|
Health or |
P – Property |
|
|
C – Casualty |
|
PL – Personal Lines |
||||||||||||||||||||
|
|
Life/Variable Annuity |
|
|
|
|
|
|
|
|
|||||||||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
Sickness |
|
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||
Limited Lines: |
|
|
|
|
Credit– Credit |
|
CR – Car Rental |
|
|
CROP - Crop |
T – Travel |
|
|
S – Surety |
|
|
O – Other: Specify |
||||||||||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Type |
|||
|
|
|
License Type |
|
|
|
|
Major Lines of Authority |
|
|
|
|
|
|
Limited Lines of Authority |
||||||||||||||||||||
Jurisdiction |
|
A |
|
B |
|
|
P |
|
SLP |
V |
|
L |
|
H |
|
P |
|
C |
|
PL |
|
Credit |
|
CR |
|
|
CROP |
|
T |
|
S |
|
O ___________ |
||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||||||||||
AK |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
AL |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
AR |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
AZ |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
CA |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
CO |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
CT |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
DC |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
DE |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
FL |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
GA |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
GU |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
HI |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
IA |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ID |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
IL |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
IN |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
KS |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
KY |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
LA |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
MA |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
MD |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ME |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
MI |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
MN |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
MO |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
MS |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
MT |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
NC |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ND |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
NE |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
NH |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
NJ |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
NM |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
NV |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
NY |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
OH |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
OK |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
OR |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
PA |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
PR |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RI |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SC |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SD |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
TN |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
TX |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
UT |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
VI |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
VA |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
VT |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
WA |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
WI |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
WV |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
WY |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
© 2011 National Association of Insurance Commissioners |
Page 2 of 5 |
Please note the application may be revised on a
Uniform Application for
Individual Insurance Producer License/Registration
Background Information
37The Applicant must read the following very carefully and answer every question. All written statements submitted by the Applicant must include an original signature.
1. Have you ever been convicted of a crime, had a judgment withheld or deferred, or are you currently charged with committing a crime? |
Yes ___ No___ |
Note: “Crime” includes a misdemeanor, a felony or a military offense.
You may exclude misdemeanor traffic citations and misdemeanor convictions or pending misdemeanor charges involving driving under the influence (DUI) or driving while intoxicated (DWI), driving without a license, reckless driving, or driving with a suspended or revoked license and juvenile offenses.
“Convicted” includes, but is not limited to, having been found guilty by verdict of a judge or jury, having entered a plea of guilty or nolo contendere or no contest, or having been given probation, a suspended sentence, or a fine.
If you answer yes, you must attach to this application:
a)a written statement explaining the circumstances of each incident,
b)a copy of the charging document,
c)a copy of the official document, which demonstrates the resolution of the charges or any final judgment.
If you have a felony conviction involving dishonesty or breach of trust, have you applied for written consent to engage in the business of
insurance in your home state as required by 18 USC 1033? |
N/A_____ Yes_____ No _____ |
|
If so, was consent granted? (Attach copy of 1033 consent approved by home state.) |
N/A _____ Yes ____ No _____ |
|
2. Have you ever been named or involved as a party in an administrative proceeding, including FINRA sanction or arbitration proceeding |
||
regarding any professional or occupational license or registration? |
|
Yes ___ No___ |
“Involved” means having a license censured, suspended, revoked, canceled, terminated; or, being assessed a fine, a cease and desist order, a prohibition order, a compliance order, placed on probation, sanctioned or surrendering a license to resolve an administrative action. “Involved” also means being named as a party to an administrative or arbitration proceeding, which is related to a professional or occupational license, or registration. “Involved” also means having a license, or registration application denied or the act of withdrawing an application to avoid a denial. INCLUDE any business so named because of your actions,in your capacity as an owner, partner, officer or director, or member or manager of a Limited Liability Company. You may EXCLUDE terminations due solely to noncompliance with continuing education requirements or failure to pay a renewal fee.
If you answer yes, you must attach to this application:
a)a written statement identifying the type of license and explaining the circumstances of each incident,
b)a copy of the Notice of Hearing or other document that states the charges and allegations, and
c)a copy of the official document, which demonstrates the resolution of the charges or any final judgment.
3.Has any demand been made or judgment rendered against you or any business in which you are or were an owner, partner, officer or director, or member or manager of a limited liability company, for overdue monies by an insurer, insured or producer, or have you ever been subject to
|
a bankruptcy proceeding? Do not include personal bankruptcies, unless they involve funds held on behalf of others |
Yes ___ |
No___ |
|
If you answer yes, submit a statement summarizing the details of the indebtedness and arrangements for repayment, and/or type and |
|
|
|
location of bankruptcy. |
|
|
4. |
Have you been notified by any jurisdiction to which you are applying of any delinquent tax obligation that is not the subject |
|
|
|
of a repayment agreement? |
Yes ___ |
No___ |
|
If you answer yes, identify the jurisdiction(s): _______________________________________ |
|
|
5. |
Are you currently a party to, or have you ever been found liable in, any lawsuit, arbitrations or mediation proceeding involving allegations of |
|
|
|
fraud, misappropriation or conversion of funds, misrepresentation or breach of fiduciary duty? |
Yes ___ |
No___ |
If you answer yes, you must attach to this application:
a)a written statement summarizing the details of each incident,
b)a copy of the Petition, Complaint or other document that commenced the lawsuit or arbitration, or mediation proceedings, and
c)a copy of the official documents, which demonstrates the resolution of the charges or any final judgment.
© 2011 National Association of Insurance Commissioners |
Page 3 of 5 |
Please note the application may be revised on a
Uniform Application for
Individual Insurance Producer License/Registration
6.Have you or any business in which you are or were an owner, partner, officer or director, or member or manager of a limited liability company, ever had an insurance agency contract or any other business relationship with an insurance company terminated for any alleged
misconduct? |
Yes ___ No___ |
If you answer yes, you must attach to this application:
a)a written statement summarizing the details of each incident and explaining why you feel this incident should not prevent you from receiving an insurance license, and
b)copies of all relevant documents.
|
|
Yes ___ |
No___ |
7. Do you have a child support obligation in arrearage? |
|
|
|
If you answer yes, |
_________Months |
||
a) |
by how many months are you in arrearage? |
Yes ___ |
No___ |
b) |
are you currently subject to and in compliance with any repayment agreement? |
Yes ___ |
No___ |
c)are you the subject of a child support related subpoena/warrant?
(If you answered yes, provide documentation showing proof of current payments or an approved repayment plan from the appropriate state child support agency.)
8). In response to a “yes” answer to one or more of the Background Questions for this application, are you submitting document(s) to the NAIC/NIPR Attachments Warehouse?
If you answer yes
Will you be associating (linking) previously filed documents from the NAIC/NIPR Attachments Warehouse to this application?
Note: If you have previously submitted documents to the Attachments Warehouse that are intended to be filed with this application, you must go to the Attachments Warehouse and associate (link) the supporting document(s) to this application based upon the particular background question number you have answered yes to on this application. You will receive information in a
N/A ___
Yes ___ No___
Yes ___ No___
© 2011 National Association of Insurance Commissioners |
Page 4 of 5 |
Please note the application may be revised on a
Uniform Application for
Individual Insurance Producer License/Registration
Applicant’s Certification and Attestation
38The Applicant must read the following very carefully:
1.I hereby certify that, under penalty of perjury, all of the information submitted in this application and attachments is true and complete. I am aware that submitting false information or omitting pertinent or material information in connection with this application is grounds for license revocation or denial of the license and may subject me to civil or criminal penalties.
2.Unless provided otherwise by law or regulation of the jurisdiction , I hereby designate the Commissioner, Director or Superintendent of Insurance, or other appropriate party in each jurisdiction for which this application is made to be my agent for service of process regarding all insurance matters in the respective jurisdiction and agree that service upon the Commissioner, Director or Superintendent of Insurance, or other appropriate party of that jurisdiction is of the same legal force and validity as personal service upon myself.
3.I further certify that I grant permission to the Commissioner, Director or Superintendent of Insurance, or other appropriate party in each jurisdiction for which this application is made to verify information with any federal, state or local government agency, current or former employer, or insurance company.
4.I further certify that, under penalty of perjury, a) I have no
5.I authorize the jurisdictions to which this application is made to give any information concerning me, as permitted by law, to any federal, state or municipal agency, or any other organization and I release the jurisdictions and any person acting on their behalf from any and all liability of whatever nature by reason of furnishing such information.
6.I acknowledge that I understand and will comply with the insurance laws and regulations of the jurisdictions to which I am applying for licensure.
7.For
8.I hereby certify that upon request, I will furnish the jurisdiction(s) to which I am applying, certified copies of any documents attached to this application or requested by the jurisdiction(s).
__________________________________________________
Month/Day/Year
_________________________________________________________________
Original Applicant Signature
_________________________________________________________
Full Legal Name (Printed or Typed)
Attachments
39The following attachments must accompany the application otherwise the application may be returned unprocessed or considered deficient.
1.For
2.Any jurisdiction specific attachments listed in the State Matrix of Business Rules (www.nipr.com).
© 2011 National Association of Insurance Commissioners |
Page 5 of 5 |