Dtcc Form PDF Details

In the realm of finance, the underpinnings of trade and security transactions rest significantly on the streamlined processes facilitated by key forms and identification numbers, such as those provided by The Depository Trust & Clearing Corporation (DTCC). Among these critical tools is the DTCC’s Financial Industry Number Standard (FINS) Form, a document designed for companies seeking to acquire a FINS number, an essential identifier in the financial industry. This form serves not only as a request for a FINS number but also as an authorization for DTCC to levy a one-time, non-refundable charge to the company's credit card for this service, emphasizing its commercial use rather than personal. The completion and submission of this form involve providing detailed information about the company and the cardholder, reflecting the serious and formal nature of this transaction within the financial industry's infrastructure. Additionally, the form touches upon the handling of personal data, especially vital for entities within the European Economic Area (EEA), indicating DTCC's adherence to international data protection standards and legal requirements. This careful balance of providing essential financial services while ensuring compliance with global data protection laws captures the essence of the FINS form's role in the complex web of modern financial transactions.

QuestionAnswer
Form NameDtcc Form
Form Length2 pages
Fillable?No
Fillable fields0
Avg. time to fill out30 sec
Other namesdtcc form 17ad 16, dtcc fins form, dtcc fins pdf, fins number

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DTCC’s Financial Industry Number Standard (FINS) Form

The Company identified below (the “Company”) requests that The Depository Trust Company issue it a FINS number. The cardholder identified below represents that he/she is an authorized representative of the

Company and authorizes The Depository Trust & Clearing Corporation (“DTCC”) to issue a one-time no-refund charge in the amount of $50 USD

to the credit/charge card identified below.

The cardholder acknowledges that he/she is purchasing DTCC services on behalf of the Company solely for commercial (and not personal) purposes. When the Companys Financial Industry Number Standard (FINS) number is ready,

Print or type only

About the company

Company Name

First

Contact Name

Last

Address

City or Town

State/Prov/County

Postal (Zip) Code

Country

Telephone

Fax

About the cardholder’s billing address (as known to the bank that issued the account)

First

Cardholder Name

Last

Address

City or Town

State/Prov/County

Postal (Zip) Code

Country

Telephone

Fax

Credit Card Information

Credit Card

American Express

Card Number:

Mastercard

Visa

Expiration:Month

Year

Signature of cardholder

 

Date:

Return this completed form by fax to: +1.7182 2-.840908-.22606839

 

 

 

For questions email TA Services at: taservices@dtcc.com

 

FINS20080708

For U.K. Use Only

When required by applicable law, the Applicant/Participant shall procure the consent of any of its representatives from time to time to:

(i)the processing of personal data by the Corporation (whether before, during or after the membership application); and

(ii)the transfer of personal data out of the European Economic Area (the EEA”)

in each case for purposes in connection with the Applicants/Participants application for, and membership in, the Corporation. We may use the information about representatives in conducting our business with the Applicant/ Participant, including for billing purposes. With respect to the transfer of personal data outside of the EEA, the data may be transferred to offices of the Corporation or its subsidiaries or to third parties (selected service providers who provide services in con- nection with the Corporation's products or services and regulatory authorities) located in countries that do not have such protective data protection legislation when compared to European law; by submitting personal data as set forth in this and similar forms related to the membership requirements of the Corporation, the Applicant/Participant agrees to the transfer, storing or processing of personal data outside of the EEA. If the Data Protection Act 1998 (the “Act”) applies, the Applicant/Participant hereby warrants that the transfer of personal data of any of its representatives to the Corporation for the purposes of processing per- sonal data as is specified herein is in compliance with the Act. Please refer to the Corporations privacy policy at www.dtcc.com for additional information.

Please assist us to comply with the legal obligation to ensure that your information is kept accurate and up-to-date by ensuring that you inform us of any changes to your information.

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