Brokerages PDF Forms

Do you need to register a brokerage firm? Registering your own brokerage is an intimidating process that requires plenty of paperwork and time. However, it doesn't have to be overwhelming as long as you know where to start. In this blog post, we'll cover the basic brokerages forms necessary for forming a new business entity in the United States! From registration with FINRA (Financial Industry Regulatory Authority) to Series exams and broker-dealer applications, this article will answer any questions about getting started with setting up your own brokerage firm.