How to Fill Out Form DSA 140

Form DSA 140 at a glance

What it is: Form DSA 140, Application for Submittal of Post-Approval Document, is an application for submittal of post-approval documents to DSA for review and approval.

Who signs: Design Professional in General Responsible Charge Statement: "The attached post-approval documents have been examined by me for design intent and appear to meet the appropriate requirements of Title 24, California Code of Regulations and the project specifications. They are acceptable for incorporation into the construction of the project." Signature: Design Professional in General Responsible Charge.

This form shall be completed by the Design Professional in General Responsible Charge of the project, in accordance with California Code of Regulations, Title 24, Part 1, Sections 4-317, 4-323 and 4-338 and in compliance with DSA IR A-6: Construction Change Document Submittal and Approval Process.

What to bring and attach to Form DSA 140

For a Category B CCD that is a DSA required submittal, attach the DSA notice requiring submission.

A filled-in Form DSA 140 example: an addendum before construction

Form DSA 140 example filled out, example: an addendum before construction
Pat Sample, the design professional, files Form DSA 140 for an addendum. It is a first submittal before construction, with two pages attached. The picture shows page 1, and all its values are invented. Pat is the applicant and signs the statement. The addendum is number 1. Deferred Submittal, Revision Number, CCD Number and Category A or B stay empty in Submittal type, so nothing goes in them. Under Reason for submittal, only revision or addendum is ticked, so the other boxes stay empty. The DSA USE ONLY block stays empty because DSA fills it.

How to fill out Form DSA 140, box by box

1. Submittal type

Form DSA 140 example filled out, 1. Submittal type

Identify the type of submitted document (including whether it is a resubmittal or not) and, when applicable, the number and category (e.g., for CCDs, reference IR A-6: Construction Change Document Submittal and Approval Process).

The post-approval documents are Deferred Submittals, Addenda, Revisions (NOTE: Revisions are significant changes to the DSA-approved construction documents or redesign of previously approved items) and Construction Change Documents (CCDs).

2. Project information

Form DSA 140 example filled out, 2. Project information

School District/Owner is the same as line two on form DSA 1: Application For Approval of Plans and Specifications. Project Name/School is the same as line one on form DSA 1. DSA file and application numbers are the same as indicated on the DSA identification stamp on the plans and the signature sheet of the specifications.

3. Applicant information

Form DSA 140 example filled out, 3. Applicant information

Enter the submittal date, whether additional pages are attached, and how many.

Enter the “applicant” (the architect or engineer in general responsible charge identified on line 21 of form DSA 1) contact information including the name and address of the firm where they are employed.

4. Reason for submittal

Form DSA 140 example filled out, 4. Reason for submittal

Check the applicable boxes based on the nature of the post-approval submittal document and related project information.

For revision or addendum prior to construction. For a project currently under construction. For a project that has a form DSA 301-N: Notification of Requirement for Certification, DSA 301-P: Posted Notification of Requirement for Certification or a 90-Day Letter issued. To obtain DSA approval of an existing uncertified building or buildings.

5. Design professional in general responsible charge

Form DSA 140 example filled out, 5. Design professional in general responsible charge

Enter the following information for the individual identified on line 21 of form DSA 1: name, California professional license number, discipline and signature.

Name of the Design Professional In General Responsible Charge.

6. Confirmation, description and listing of documents

Form DSA 140 example filled out, 6. Confirmation, description and listing of documents

For addenda, revisions, or CCDs: CHECK THIS BOX to confirm that all post-approval documents have been stamped and signed by the Responsible Design Professional listed on form DSA 1: Application for Approval of Plans and Specifications for this project.

Provide a brief description of construction scope for this post-approval document (attach additional sheets if needed). List of DSA-approved drawings affected by this post-approval document.

If your situation is different

Addenda and revisions

For addenda and revisions, a summary letter of all changes and affected DSA-approved construction documents shall be provided in addition to the brief descriptions provided in this section.

Deferred Submittals

For Deferred Submittals, refer to IR A-18: Use of Construction Documents Prepared by Other Professionals, and IR A-19: Design Professional's Signature and Seal (Stamp) on Construction Documents, when applicable, for signature and seal requirements.

Projects with a form DSA 301-N, DSA 301-P or a 90-Day Letter

For projects with a form DSA 301-N: Notification of Requirement for Certification, DSA 301-P: Posted Notification of Requirement for Certification, or 90-day Letter, refer to PR 13-02: Project Certification Process for further information and requirements.

Sources

[1] Form DSA 140 (rev 10/02/19), Application for Submittal of Post-Approval Document, Division of the State Architect (the Official source link on this page).

Form Dsa 140 PDF Details

In the ever-evolving landscape of architectural design and construction within educational environments in California, the Division of the State Architect (DSA) plays a crucial role in ensuring compliance with the stringent regulations that govern structural safety, fire life safety, and accessibility. At the heart of this regulatory ecosystem lies the DSA 140 form, a critical document that facilitates the oversight of construction changes that may affect these pivotal aspects of school construction projects. Designed to be filled out by the Design Professional in General Responsible Charge of the project, this form acts as a verification tool, affirming that any alterations to the original construction plans are in line with the comprehensive requirements set forth by Title 24, California Code of Regulations. These modifications necessitate a meticulous review process to certify that they meet the project specifications and the rigorous standards of safety and accessibility mandated for educational facilities. By providing detailed information about the school district or owner, project specifics, and the nature of the construction change, including any additional documentation, the DSA 140 form serves as a foundational component in the collaborative effort to maintain integrity, safety, and accessibility in school constructions throughout the state of California.

QuestionAnswer
Form NameForm Dsa 140
Form Length2 pages
Fillable?Yes
Fillable fields61
Avg. time to fill out15 sec
Other namesA-6, dsa 140, SSS, dsa 140 form