Form DSA 140 at a glance
What it is: Form DSA 140, Application for Submittal of Post-Approval Document, is an application for submittal of post-approval documents to DSA for review and approval.
Who signs: Design Professional in General Responsible Charge Statement: "The attached post-approval documents have been examined by me for design intent and appear to meet the appropriate requirements of Title 24, California Code of Regulations and the project specifications. They are acceptable for incorporation into the construction of the project." Signature: Design Professional in General Responsible Charge.
This form shall be completed by the Design Professional in General Responsible Charge of the project, in accordance with California Code of Regulations, Title 24, Part 1, Sections 4-317, 4-323 and 4-338 and in compliance with DSA IR A-6: Construction Change Document Submittal and Approval Process.
What to bring and attach to Form DSA 140
For a Category B CCD that is a DSA required submittal, attach the DSA notice requiring submission.
A filled-in Form DSA 140 example: an addendum before construction

How to fill out Form DSA 140, box by box
1. Submittal type

Identify the type of submitted document (including whether it is a resubmittal or not) and, when applicable, the number and category (e.g., for CCDs, reference IR A-6: Construction Change Document Submittal and Approval Process).
The post-approval documents are Deferred Submittals, Addenda, Revisions (NOTE: Revisions are significant changes to the DSA-approved construction documents or redesign of previously approved items) and Construction Change Documents (CCDs).
2. Project information

School District/Owner is the same as line two on form DSA 1: Application For Approval of Plans and Specifications. Project Name/School is the same as line one on form DSA 1. DSA file and application numbers are the same as indicated on the DSA identification stamp on the plans and the signature sheet of the specifications.
3. Applicant information
4. Reason for submittal

Check the applicable boxes based on the nature of the post-approval submittal document and related project information.
For revision or addendum prior to construction. For a project currently under construction. For a project that has a form DSA 301-N: Notification of Requirement for Certification, DSA 301-P: Posted Notification of Requirement for Certification or a 90-Day Letter issued. To obtain DSA approval of an existing uncertified building or buildings.
5. Design professional in general responsible charge
6. Confirmation, description and listing of documents

For addenda, revisions, or CCDs: CHECK THIS BOX to confirm that all post-approval documents have been stamped and signed by the Responsible Design Professional listed on form DSA 1: Application for Approval of Plans and Specifications for this project.
Provide a brief description of construction scope for this post-approval document (attach additional sheets if needed). List of DSA-approved drawings affected by this post-approval document.
If your situation is different
Addenda and revisions
For addenda and revisions, a summary letter of all changes and affected DSA-approved construction documents shall be provided in addition to the brief descriptions provided in this section.
Deferred Submittals
For Deferred Submittals, refer to IR A-18: Use of Construction Documents Prepared by Other Professionals, and IR A-19: Design Professional's Signature and Seal (Stamp) on Construction Documents, when applicable, for signature and seal requirements.
Projects with a form DSA 301-N, DSA 301-P or a 90-Day Letter
For projects with a form DSA 301-N: Notification of Requirement for Certification, DSA 301-P: Posted Notification of Requirement for Certification, or 90-day Letter, refer to PR 13-02: Project Certification Process for further information and requirements.
Sources
[1] Form DSA 140 (rev 10/02/19), Application for Submittal of Post-Approval Document, Division of the State Architect (the Official source link on this page).


